AUSDAL FINANCIAL PARTNERS INC
Q3 2024 Form 13-F

DAVENPORT, IOWA
CIK 0001667146 · CRD 7995 · SEC-registered investment adviser
$962.8M Reported Value Total

AUSDAL FINANCIAL PARTNERS, INC. reports 8,079 total accounts under management (AUM). There are 7,671 discretionary accounts valued at $1,421,934,074, and 408 non-discretionary accounts valued at $111,997,116.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered Discretionary & Non-Discretionary
Firm Brochure (Part 2A)
Source: Form ADV filed 2026-04-13
Reported value
$962.8M
Quarter over quarter
+5.2%
Holdings
513
Top-10 concentration
27.7%

Filing Structure

Reports holdings for

  • UX Wealth Partners LLC (not a 13F filer in our records) · Q1 2025 – Q4 2025 · declared by one filing

Holdings reported by

Key People

Form ADV owners & control persons
John Bryan Hicks
SHAREHOLDER,VICE PRESIDENT, BOARD MEMBER
David Bruce Roberts
VICE PRESIDENT, SHAREHOLDER, BOARD MEMBER
Ivana M Shumberg
FINOP
Q2 2024
Q4 2024
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Q3 2024 13F filing summary

Period of report September 30, 2024
Filed October 04, 2024
Form 13F-HR
Reported value $962.8M
Positions 513
Change in reported value +2.8%
New positions 47
Exited positions 31
Position turnover 14.3%
Top-10 concentration 27.7%

13F filings by quarter

Quarter Positions Value
Q2 2026 13F
Filed Aug 14, 2026
 1,029 $2.6B
Q1 2026 13F
Filed May 12, 2026
 964 $2.3B
Q4 2025 13F
Filed Feb 13, 2026
 941 $2.2B
Q3 2025 13F
Filed Nov 14, 2025
 923 $2.1B
Q2 2025 13F
Filed Aug 14, 2025
 691 $1.5B
Q1 2025 13F
Filed May 15, 2025
 645 $1.3B
Q4 2024 13F
Filed Feb 12, 2025
 567 $1.2B
Q3 2024 13F
Filed Oct 4, 2024
 513 $962.8M
Q2 2024 13F
Filed Aug 6, 2024
 497 $936.3M
Q1 2024 13F
Filed Apr 12, 2024
 466 $861.3M
Q4 2023 13F
Filed Jan 11, 2024
 456 $808.4M
Q3 2023 13F
Filed Nov 8, 2023
 433 $726.0M
Q2 2023 13F
Filed Jul 31, 2023
 430 $735.8M
Q1 2023 13F
Filed May 4, 2023
 442 $725.8M
Q4 2022 13F
Filed Feb 3, 2023
 447 $688.0M
Q3 2022 13F
Filed Nov 9, 2022
 445 $633.9M
Q2 2022 13F
Filed Aug 9, 2022
 449 $662.7M
Q1 2022 13F
Filed May 4, 2022
 480 $735.7M
Q4 2021 13F
Filed Feb 8, 2022
 478 $748.1M
Q3 2021 13F
Filed Nov 1, 2021
 474 $672.3M

23 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q3 2024

# Holding Reported value % of portfolio
1 SHV ISHARES TR $75.6M 7.85%
2 808515530 SCHWAB CHARLES FAMILY FD $29.9M 3.1%
3 CAT CATERPILLAR INC $26.9M 2.8%
4 SCHD SCHWAB STRATEGIC TR $21.3M 2.21%
5 SPYM SPDR SER TR $20.8M 2.16%
6 AAPL APPLE INC $20.3M 2.11%
7 BIL SPDR SER TR $18.9M 1.97%
8 USFR WISDOMTREE TR $18.8M 1.95%
9 SPDW SPDR INDEX SHS FDS $17.0M 1.77%
10 SCHG SCHWAB STRATEGIC TR $17.0M 1.76%
11 QQQ INVESCO QQQ TR $13.1M 1.36%
12 MSFT MICROSOFT CORP $13.0M 1.35%
13 ACWI ISHARES TR $12.1M 1.25%
14 VEA VANGUARD TAX-MANAGED FDS $11.9M 1.23%
15 IVE ISHARES TR $9.1M 0.95%
16 IWM ISHARES TR $9.0M 0.94%
17 NVDA NVIDIA CORPORATION $8.9M 0.92%
18 AGG ISHARES TR $8.7M 0.9%
19 IWD ISHARES TR $8.1M 0.84%
20 YEAR AB ACTIVE ETFS INC $7.9M 0.83%

Values as reported on the Q3 2024 Form 13F. Every position is in the holdings table below.

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