AUSDAL FINANCIAL PARTNERS INC
Q2 2023 Form 13-F

DAVENPORT, IOWA
CIK 0001667146 · CRD 7995 · SEC-registered investment adviser
$735.8M Reported Value Total

AUSDAL FINANCIAL PARTNERS, INC. reports 8,303 total accounts under management (AUM). There are 7,834 discretionary accounts valued at $1,300,561,213, and 469 non-discretionary accounts valued at $115,135,823.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered Discretionary & Non-Discretionary
Firm Brochure (Part 2A)
Source: Form ADV filed 2026-04-13
Reported value
$735.8M
Quarter over quarter
+3.6%
Holdings
430
Top-10 concentration
29.3%

Filing Structure

Reports holdings for

  • UX Wealth Partners LLC (not a 13F filer in our records) · Q1 2025 – Q4 2025 · declared by one filing

Holdings reported by

Key People

Form ADV owners & control persons
John Bryan Hicks
SHAREHOLDER,VICE PRESIDENT, BOARD MEMBER
David Bruce Roberts
VICE PRESIDENT, SHAREHOLDER, BOARD MEMBER
Ivana M Shumberg
FINOP
Q1 2023
Q3 2023
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Q2 2023 13F filing summary

Period of report June 30, 2023
Filed July 31, 2023
Form 13F-HR
Reported value $735.8M
Positions 430
Change in reported value +1.4%
New positions 32
Exited positions 44
Position turnover 16.0%
Top-10 concentration 29.3%

13F filings by quarter

Quarter Positions Value
Q2 2026 13F
Filed Aug 14, 2026
 1,029 $2.6B
Q1 2026 13F
Filed May 12, 2026
 964 $2.3B
Q4 2025 13F
Filed Feb 13, 2026
 941 $2.2B
Q3 2025 13F
Filed Nov 14, 2025
 923 $2.1B
Q2 2025 13F
Filed Aug 14, 2025
 691 $1.5B
Q1 2025 13F
Filed May 15, 2025
 645 $1.3B
Q4 2024 13F
Filed Feb 12, 2025
 567 $1.2B
Q3 2024 13F
Filed Oct 4, 2024
 513 $962.8M
Q2 2024 13F
Filed Aug 6, 2024
 497 $936.3M
Q1 2024 13F
Filed Apr 12, 2024
 466 $861.3M
Q4 2023 13F
Filed Jan 11, 2024
 456 $808.4M
Q3 2023 13F
Filed Nov 8, 2023
 433 $726.0M
Q2 2023 13F
Filed Jul 31, 2023
 430 $735.8M
Q1 2023 13F
Filed May 4, 2023
 442 $725.8M
Q4 2022 13F
Filed Feb 3, 2023
 447 $688.0M
Q3 2022 13F
Filed Nov 9, 2022
 445 $633.9M
Q2 2022 13F
Filed Aug 9, 2022
 449 $662.7M
Q1 2022 13F
Filed May 4, 2022
 480 $735.7M
Q4 2021 13F
Filed Feb 8, 2022
 478 $748.1M
Q3 2021 13F
Filed Nov 1, 2021
 474 $672.3M

23 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q2 2023

# Holding Reported value % of portfolio
1 SHV ISHARES TR $68.6M 9.33%
2 ACWI ISHARES TR $31.5M 4.28%
3 SCHD SCHWAB STRATEGIC TR $21.7M 2.94%
4 SPYM SPDR SER TR $17.6M 2.39%
5 AAPL APPLE INC $17.4M 2.37%
6 CAT CATERPILLAR INC $16.9M 2.3%
7 SPDW SPDR INDEX SHS FDS $13.0M 1.76%
8 SCHG SCHWAB STRATEGIC TR $9.8M 1.33%
9 QQQ INVESCO QQQ TR $9.5M 1.3%
10 FTCS FIRST TR EXCHANGE-TRADED FD $9.5M 1.29%
11 IWB ISHARES TR $8.5M 1.16%
12 MSFT MICROSOFT CORP $8.5M 1.15%
13 IWM ISHARES TR $8.1M 1.1%
14 IWP ISHARES TR $7.9M 1.08%
15 BIL SPDR SER TR $7.1M 0.96%
16 JPST J P MORGAN EXCHANGE TRADED F $6.9M 0.94%
17 CORP PIMCO ETF TR $6.8M 0.92%
18 MINT PIMCO ETF TR $6.7M 0.9%
19 VEA VANGUARD TAX-MANAGED FDS $6.5M 0.89%
20 AGG ISHARES TR $6.3M 0.85%

Values as reported on the Q2 2023 Form 13F. Every position is in the holdings table below.

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