AUSDAL FINANCIAL PARTNERS INC
Q4 2022 Form 13-F

DAVENPORT, IOWA
CIK 0001667146 · CRD 7995 · SEC-registered investment adviser
$688.0M Reported Value Total

AUSDAL FINANCIAL PARTNERS, INC. reports 7,787 total accounts under management (AUM). There are 7,390 discretionary accounts valued at $1,533,911,381, and 397 non-discretionary accounts valued at $133,798,666.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered Discretionary & Non-Discretionary
Firm Brochure (Part 2A)
Source: Form ADV filed 2026-04-13
Reported value
$688.0M
Quarter over quarter
+6.1%
Holdings
447
Top-10 concentration
28.4%

Filing Structure

Reports holdings for

  • UX Wealth Partners LLC (not a 13F filer in our records) · Q1 2025 – Q4 2025 · declared by one filing

Holdings reported by

Key People

Form ADV owners & control persons
John Bryan Hicks
SHAREHOLDER,VICE PRESIDENT, BOARD MEMBER
David Bruce Roberts
VICE PRESIDENT, SHAREHOLDER, BOARD MEMBER
Ivana M Shumberg
FINOP
Q3 2022
Q1 2023
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Q4 2022 13F filing summary

Period of report December 31, 2022
Filed February 03, 2023
Form 13F-HR
Reported value $688.0M
Positions 447
Change in reported value +8.5%
New positions 44
Exited positions 42
Position turnover 17.6%
Top-10 concentration 28.4%

13F filings by quarter

Quarter Positions Value
Q2 2026 13F
Filed Aug 14, 2026
 1,029 $2.6B
Q1 2026 13F
Filed May 12, 2026
 964 $2.3B
Q4 2025 13F
Filed Feb 13, 2026
 941 $2.2B
Q3 2025 13F
Filed Nov 14, 2025
 923 $2.1B
Q2 2025 13F
Filed Aug 14, 2025
 691 $1.5B
Q1 2025 13F
Filed May 15, 2025
 645 $1.3B
Q4 2024 13F
Filed Feb 12, 2025
 567 $1.2B
Q3 2024 13F
Filed Oct 4, 2024
 513 $962.8M
Q2 2024 13F
Filed Aug 6, 2024
 497 $936.3M
Q1 2024 13F
Filed Apr 12, 2024
 466 $861.3M
Q4 2023 13F
Filed Jan 11, 2024
 456 $808.4M
Q3 2023 13F
Filed Nov 8, 2023
 433 $726.0M
Q2 2023 13F
Filed Jul 31, 2023
 430 $735.8M
Q1 2023 13F
Filed May 4, 2023
 442 $725.8M
Q4 2022 13F
Filed Feb 3, 2023
 447 $688.0M
Q3 2022 13F
Filed Nov 9, 2022
 445 $633.9M
Q2 2022 13F
Filed Aug 9, 2022
 449 $662.7M
Q1 2022 13F
Filed May 4, 2022
 480 $735.7M
Q4 2021 13F
Filed Feb 8, 2022
 478 $748.1M
Q3 2021 13F
Filed Nov 1, 2021
 474 $672.3M

23 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q4 2022

# Holding Reported value % of portfolio
1 SHV ISHARES TR $57.7M 8.38%
2 ACWI ISHARES TR $29.0M 4.22%
3 SCHD SCHWAB STRATEGIC TR $21.1M 3.07%
4 SPYM SPDR SER TR $17.1M 2.48%
5 CAT CATERPILLAR INC $16.4M 2.38%
6 GSY INVESCO ACTIVELY MANAGED ETF $13.8M 2.01%
7 AAPL APPLE INC $12.9M 1.87%
8 SPDW SPDR INDEX SHS FDS $10.7M 1.55%
9 FTCS FIRST TR EXCHANGE-TRADED FD $9.0M 1.31%
10 IWO ISHARES TR $7.8M 1.14%
11 IWD ISHARES TR $7.7M 1.12%
12 QQQ INVESCO QQQ TR $7.6M 1.11%
13 CORP PIMCO ETF TR $7.2M 1.04%
14 IWP ISHARES TR $7.1M 1.04%
15 AGG ISHARES TR $7.1M 1.03%
16 MSFT MICROSOFT CORP $6.3M 0.91%
17 IVV ISHARES TR $6.1M 0.88%
18 ABBV ABBVIE INC $5.7M 0.83%
19 SCHG SCHWAB STRATEGIC TR $5.7M 0.83%
20 SCHM SCHWAB STRATEGIC TR $5.4M 0.78%

Values as reported on the Q4 2022 Form 13F. Every position is in the holdings table below.

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