AUSDAL FINANCIAL PARTNERS INC
Q1 2022 Form 13-F

DAVENPORT, IOWA
CIK 0001667146 · CRD 7995 · SEC-registered investment adviser
$735.7M Reported Value Total

AUSDAL FINANCIAL PARTNERS, INC. reports 7,787 total accounts under management (AUM). There are 7,390 discretionary accounts valued at $1,533,911,381, and 397 non-discretionary accounts valued at $133,798,666.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered Discretionary & Non-Discretionary
Firm Brochure (Part 2A)
Source: Form ADV filed 2026-04-13
Reported value
$735.7M
Quarter over quarter
-5.1%
Holdings
480
Top-10 concentration
20.7%

Filing Structure

Reports holdings for

  • UX Wealth Partners LLC (not a 13F filer in our records) · Q1 2025 – Q4 2025 · declared by one filing

Holdings reported by

Key People

Form ADV owners & control persons
John Bryan Hicks
SHAREHOLDER,VICE PRESIDENT, BOARD MEMBER
David Bruce Roberts
VICE PRESIDENT, SHAREHOLDER, BOARD MEMBER
Ivana M Shumberg
FINOP
Q4 2021
Q2 2022
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Q1 2022 13F filing summary

Period of report March 31, 2022
Filed May 04, 2022
Form 13F-HR
Reported value $735.7M
Positions 480
Change in reported value -1.7%
New positions 53
Exited positions 51
Position turnover 19.6%
Top-10 concentration 20.7%

13F filings by quarter

Quarter Positions Value
Q2 2026 13F
Filed Aug 14, 2026
 1,029 $2.6B
Q1 2026 13F
Filed May 12, 2026
 964 $2.3B
Q4 2025 13F
Filed Feb 13, 2026
 941 $2.2B
Q3 2025 13F
Filed Nov 14, 2025
 923 $2.1B
Q2 2025 13F
Filed Aug 14, 2025
 691 $1.5B
Q1 2025 13F
Filed May 15, 2025
 645 $1.3B
Q4 2024 13F
Filed Feb 12, 2025
 567 $1.2B
Q3 2024 13F
Filed Oct 4, 2024
 513 $962.8M
Q2 2024 13F
Filed Aug 6, 2024
 497 $936.3M
Q1 2024 13F
Filed Apr 12, 2024
 466 $861.3M
Q4 2023 13F
Filed Jan 11, 2024
 456 $808.4M
Q3 2023 13F
Filed Nov 8, 2023
 433 $726.0M
Q2 2023 13F
Filed Jul 31, 2023
 430 $735.8M
Q1 2023 13F
Filed May 4, 2023
 442 $725.8M
Q4 2022 13F
Filed Feb 3, 2023
 447 $688.0M
Q3 2022 13F
Filed Nov 9, 2022
 445 $633.9M
Q2 2022 13F
Filed Aug 9, 2022
 449 $662.7M
Q1 2022 13F
Filed May 4, 2022
 480 $735.7M
Q4 2021 13F
Filed Feb 8, 2022
 478 $748.1M
Q3 2021 13F
Filed Nov 1, 2021
 474 $672.3M

23 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q1 2022

# Holding Reported value % of portfolio
1 VIXY PROSHARES TR II $26.2M 3.55%
2 AAPL APPLE INC $19.4M 2.64%
3 SCHD SCHWAB STRATEGIC TR $18.2M 2.47%
4 CAT CATERPILLAR INC $15.4M 2.09%
5 BND VANGUARD BD INDEX FDS $14.1M 1.91%
6 QQQ INVESCO QQQ TR $12.6M 1.72%
7 SPYM SPDR SER TR $12.5M 1.7%
8 EMXC ISHARES INC $11.9M 1.62%
9 FLTR VANECK ETF TRUST $11.9M 1.62%
10 CORP PIMCO ETF TR $10.1M 1.37%
11 IVV ISHARES TR $9.2M 1.26%
12 AGG ISHARES TR $9.1M 1.23%
13 FTCS FIRST TR EXCHANGETRADED FD $8.8M 1.19%
14 MSFT MICROSOFT CORP $8.6M 1.16%
15 AMZN AMAZON COM INC $8.3M 1.13%
16 IWD ISHARES TR $7.6M 1.04%
17 SCHM SCHWAB STRATEGIC TR $7.6M 1.03%
18 SPY SPDR SP 500 ETF TR $7.0M 0.95%
19 FVD FIRST TR VALUE LINE DIVID IN $6.0M 0.81%
20 ABBV ABBVIE INC $5.7M 0.77%

Values as reported on the Q1 2022 Form 13F. Every position is in the holdings table below.

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