AUSDAL FINANCIAL PARTNERS INC
Q3 2021 Form 13-F

DAVENPORT, IOWA
CIK 0001667146 · CRD 7995 · SEC-registered investment adviser
$672.3M Reported Value Total

AUSDAL FINANCIAL PARTNERS, INC. reports 7,017 total accounts under management (AUM). There are 6,540 discretionary accounts valued at $1,214,051,595, and 477 non-discretionary accounts valued at $126,694,007.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered Discretionary & Non-Discretionary
Firm Brochure (Part 2A)
Source: Form ADV filed 2026-04-13
Reported value
$672.3M
Quarter over quarter
-2.1%
Holdings
474
Top-10 concentration
18.2%

Filing Structure

Reports holdings for

  • UX Wealth Partners LLC (not a 13F filer in our records) · Q1 2025 – Q4 2025 · declared by one filing

Holdings reported by

Key People

Form ADV owners & control persons
John Bryan Hicks
SHAREHOLDER,VICE PRESIDENT, BOARD MEMBER
David Bruce Roberts
VICE PRESIDENT, SHAREHOLDER, BOARD MEMBER
Ivana M Shumberg
FINOP
Q2 2021
Q4 2021
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Q3 2021 13F filing summary

Period of report September 30, 2021
Filed November 01, 2021
Form 13F-HR
Reported value $672.3M
Positions 474
Change in reported value +1.8%
New positions 49
Exited positions 37
Position turnover 16.8%
Top-10 concentration 18.2%

13F filings by quarter

Quarter Positions Value
Q2 2026 13F
Filed Aug 14, 2026
 1,029 $2.6B
Q1 2026 13F
Filed May 12, 2026
 964 $2.3B
Q4 2025 13F
Filed Feb 13, 2026
 941 $2.2B
Q3 2025 13F
Filed Nov 14, 2025
 923 $2.1B
Q2 2025 13F
Filed Aug 14, 2025
 691 $1.5B
Q1 2025 13F
Filed May 15, 2025
 645 $1.3B
Q4 2024 13F
Filed Feb 12, 2025
 567 $1.2B
Q3 2024 13F
Filed Oct 4, 2024
 513 $962.8M
Q2 2024 13F
Filed Aug 6, 2024
 497 $936.3M
Q1 2024 13F
Filed Apr 12, 2024
 466 $861.3M
Q4 2023 13F
Filed Jan 11, 2024
 456 $808.4M
Q3 2023 13F
Filed Nov 8, 2023
 433 $726.0M
Q2 2023 13F
Filed Jul 31, 2023
 430 $735.8M
Q1 2023 13F
Filed May 4, 2023
 442 $725.8M
Q4 2022 13F
Filed Feb 3, 2023
 447 $688.0M
Q3 2022 13F
Filed Nov 9, 2022
 445 $633.9M
Q2 2022 13F
Filed Aug 9, 2022
 449 $662.7M
Q1 2022 13F
Filed May 4, 2022
 480 $735.7M
Q4 2021 13F
Filed Feb 8, 2022
 478 $748.1M
Q3 2021 13F
Filed Nov 1, 2021
 474 $672.3M

23 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q3 2021

# Holding Reported value % of portfolio
1 AAPL APPLE INC $18.0M 2.67%
2 QQQ INVESCO QQQ TR $14.8M 2.21%
3 SCHD SCHWAB STRATEGIC TR $14.3M 2.13%
4 FLTR VANECK ETF TRUST $14.1M 2.1%
5 AMZN AMAZON COM INC $11.1M 1.65%
6 CORP PIMCO ETF TR $10.4M 1.55%
7 META FACEBOOK INC $10.3M 1.53%
8 SPY SPDR S P 500 ETF TR $10.0M 1.48%
9 SPYM SPDR SER TR $9.9M 1.48%
10 AGG ISHARES TR $9.2M 1.37%
11 MSFT MICROSOFT CORP $8.2M 1.22%
12 FTCS FIRST TR EXCHANGE-TRADED FD $8.0M 1.2%
13 CAT CATERPILLAR INC $7.9M 1.18%
14 SCHM SCHWAB STRATEGIC TR $7.4M 1.1%
15 IVV ISHARES TR $7.0M 1.04%
16 VO VANGUARD INDEX FDS $6.9M 1.03%
17 ABBV ABBVIE INC $6.8M 1.01%
18 FVD FIRST TR VALUE LINE DIVID IN $6.7M 1.0%
19 FIXD FIRST TR EXCHNG TRADED FD VI $5.6M 0.83%
20 ARKK ARK ETF TR $5.5M 0.82%

Values as reported on the Q3 2021 Form 13F. Every position is in the holdings table below.

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