AUSDAL FINANCIAL PARTNERS INC
Q2 2026 Form 13-F
DAVENPORT, IOWA
CIK 0001667146
· CRD 7995
· SEC-registered investment adviser
$2.6B Reported Value Total
AUSDAL FINANCIAL PARTNERS, INC. reports 16,572 total accounts under management (AUM). There are 15,750 discretionary accounts valued at $3,483,309,941, and 822 non-discretionary accounts valued at $250,003,999.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-04-13
Reported value
$2.6B
Quarter over quarter
+11.8%
Holdings
1,029
Top-10 concentration
20.1%
Filing Structure
Reports holdings for
- UX Wealth Partners LLC (not a 13F filer in our records) · Q1 2025 – Q4 2025 · declared by one filing
Holdings reported by
- GeoWealth Management LLC · Q2 2025 – Q1 2026 · declared by one filing
- Orion Portfolio Solutions LLC · Q2 2025 – Q1 2026 · declared by one filing
- Advyzon Investment Management LLC · Q1 2025 – Q1 2026
- 0001113802 (not a 13F filer in our records) · Q2 2025 – Q1 2026 · declared by one filing
- 0001008967 (not a 13F filer in our records) · Q2 2025 – Q1 2026 · declared by one filing
- Eqis Capital Management Inc · Q2 2025 – Q4 2025 · declared by one filing
- Atria Investments Inc · Q2 2019 – Q1 2024 · declared by one filing
Key People
Form ADV owners & control persons
John Bryan Hicks
SHAREHOLDER,VICE PRESIDENT, BOARD MEMBER
David Bruce Roberts
VICE PRESIDENT, SHAREHOLDER, BOARD MEMBER
Ivana M Shumberg
FINOP
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13F Metrics
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Q2 2026 13F record
Q2 2026 13F filing summary
| Period of report | June 30, 2026 |
|---|---|
| Filed | August 14, 2026 |
| Form | 13F-HR |
| Reported value | $2.6B |
| Positions | 1,029 |
| Change in reported value | +13.7% |
| New positions | 133 |
| Exited positions | 68 |
| Position turnover | 18.3% |
| Top-10 concentration | 20.1% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 14, 2026
|
1,029 | $2.6B |
|
Q1 2026 13F
Filed May 12, 2026
|
964 | $2.3B |
|
Q4 2025 13F
Filed Feb 13, 2026
|
941 | $2.2B |
|
Q3 2025 13F
Filed Nov 14, 2025
|
923 | $2.1B |
|
Q2 2025 13F
Filed Aug 14, 2025
|
691 | $1.5B |
|
Q1 2025 13F
Filed May 15, 2025
|
645 | $1.3B |
|
Q4 2024 13F
Filed Feb 12, 2025
|
567 | $1.2B |
|
Q3 2024 13F
Filed Oct 4, 2024
|
513 | $962.8M |
|
Q2 2024 13F
Filed Aug 6, 2024
|
497 | $936.3M |
|
Q1 2024 13F
Filed Apr 12, 2024
|
466 | $861.3M |
|
Q4 2023 13F
Filed Jan 11, 2024
|
456 | $808.4M |
|
Q3 2023 13F
Filed Nov 8, 2023
|
433 | $726.0M |
|
Q2 2023 13F
Filed Jul 31, 2023
|
430 | $735.8M |
|
Q1 2023 13F
Filed May 4, 2023
|
442 | $725.8M |
|
Q4 2022 13F
Filed Feb 3, 2023
|
447 | $688.0M |
|
Q3 2022 13F
Filed Nov 9, 2022
|
445 | $633.9M |
|
Q2 2022 13F
Filed Aug 9, 2022
|
449 | $662.7M |
|
Q1 2022 13F
Filed May 4, 2022
|
480 | $735.7M |
|
Q4 2021 13F
Filed Feb 8, 2022
|
478 | $748.1M |
|
Q3 2021 13F
Filed Nov 1, 2021
|
474 | $672.3M |
23 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q2 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | SHV ISHARES TR | $90.2M | 3.52% |
| 2 | CAT CATERPILLAR INC | $72.0M | 2.81% |
| 3 | AAPL APPLE INC | $63.3M | 2.47% |
| 4 | SCHG SCHWAB STRATEGIC TR | $51.7M | 2.02% |
| 5 | QQQ INVESCO QQQ TR | $46.5M | 1.81% |
| 6 | BIL SPDR SERIES TRUST | $45.3M | 1.77% |
| 7 | NVDA NVIDIA CORPORATION | $42.7M | 1.67% |
| 8 | USFR WISDOMTREE TR | $41.7M | 1.63% |
| 9 | SPY STATE STR SPDR S&P 500 ETF T | $31.8M | 1.24% |
| 10 | BUFR FIRST TR EXCHNG TRADED FD VI | $30.2M | 1.18% |
| 11 | SPYM SPDR SERIES TRUST | $29.9M | 1.17% |
| 12 | SCHD SCHWAB STRATEGIC TR | $27.7M | 1.08% |
| 13 | COWZ PACER FDS TR | $25.0M | 0.98% |
| 14 | IWM ISHARES TR | $23.0M | 0.9% |
| 15 | AMZN AMAZON COM INC | $22.3M | 0.87% |
| 16 | VEA VANGUARD TAX-MANAGED FDS | $21.9M | 0.86% |
| 17 | PSFF PACER FDS TR | $21.6M | 0.85% |
| 18 | IDEV ISHARES TR | $21.1M | 0.82% |
| 19 | VUG VANGUARD INDEX FDS | $21.0M | 0.82% |
| 20 | MSFT MICROSOFT CORP | $21.0M | 0.82% |
Values as reported on the Q2 2026 Form 13F. Every position is in the holdings table below.