AUSDAL FINANCIAL PARTNERS INC
Q3 2022 Form 13-F

DAVENPORT, IOWA
CIK 0001667146 · CRD 7995 · SEC-registered investment adviser
$633.9M Reported Value Total

AUSDAL FINANCIAL PARTNERS, INC. reports 7,787 total accounts under management (AUM). There are 7,390 discretionary accounts valued at $1,533,911,381, and 397 non-discretionary accounts valued at $133,798,666.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered Discretionary & Non-Discretionary
Firm Brochure (Part 2A)
Source: Form ADV filed 2026-04-13
Reported value
$633.9M
Quarter over quarter
-5.5%
Holdings
445
Top-10 concentration
25.5%

Filing Structure

Reports holdings for

  • UX Wealth Partners LLC (not a 13F filer in our records) · Q1 2025 – Q4 2025 · declared by one filing

Holdings reported by

Key People

Form ADV owners & control persons
John Bryan Hicks
SHAREHOLDER,VICE PRESIDENT, BOARD MEMBER
David Bruce Roberts
VICE PRESIDENT, SHAREHOLDER, BOARD MEMBER
Ivana M Shumberg
FINOP
Q2 2022
Q4 2022
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Q3 2022 13F filing summary

Period of report September 30, 2022
Filed November 09, 2022
Form 13F-HR
Reported value $633.9M
Positions 445
Change in reported value -4.3%
New positions 27
Exited positions 31
Position turnover 12.2%
Top-10 concentration 25.5%

13F filings by quarter

Quarter Positions Value
Q2 2026 13F
Filed Aug 14, 2026
 1,029 $2.6B
Q1 2026 13F
Filed May 12, 2026
 964 $2.3B
Q4 2025 13F
Filed Feb 13, 2026
 941 $2.2B
Q3 2025 13F
Filed Nov 14, 2025
 923 $2.1B
Q2 2025 13F
Filed Aug 14, 2025
 691 $1.5B
Q1 2025 13F
Filed May 15, 2025
 645 $1.3B
Q4 2024 13F
Filed Feb 12, 2025
 567 $1.2B
Q3 2024 13F
Filed Oct 4, 2024
 513 $962.8M
Q2 2024 13F
Filed Aug 6, 2024
 497 $936.3M
Q1 2024 13F
Filed Apr 12, 2024
 466 $861.3M
Q4 2023 13F
Filed Jan 11, 2024
 456 $808.4M
Q3 2023 13F
Filed Nov 8, 2023
 433 $726.0M
Q2 2023 13F
Filed Jul 31, 2023
 430 $735.8M
Q1 2023 13F
Filed May 4, 2023
 442 $725.8M
Q4 2022 13F
Filed Feb 3, 2023
 447 $688.0M
Q3 2022 13F
Filed Nov 9, 2022
 445 $633.9M
Q2 2022 13F
Filed Aug 9, 2022
 449 $662.7M
Q1 2022 13F
Filed May 4, 2022
 480 $735.7M
Q4 2021 13F
Filed Feb 8, 2022
 478 $748.1M
Q3 2021 13F
Filed Nov 1, 2021
 474 $672.3M

23 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q3 2022

# Holding Reported value % of portfolio
1 SHV ISHARES TR $45.0M 7.1%
2 SHY ISHARES TR $20.9M 3.3%
3 SCHD SCHWAB STRATEGIC TR $17.2M 2.71%
4 SPYM SPDR SER TR $16.0M 2.53%
5 AAPL APPLE INC $14.6M 2.3%
6 CAT CATERPILLAR INC $11.3M 1.79%
7 SPDW SPDR INDEX SHS FDS $9.9M 1.56%
8 VGSH VANGUARD SCOTTSDALE FDS $9.6M 1.52%
9 ACWI ISHARES TR $8.7M 1.37%
10 IWS ISHARES TR $8.1M 1.28%
11 QQQ INVESCO QQQ TR $7.9M 1.25%
12 FTCS FIRST TR EXCHANGETRADED FD $7.7M 1.21%
13 CORP PIMCO ETF TR $7.5M 1.19%
14 AGG ISHARES TR $7.4M 1.17%
15 IWD ISHARES TR $7.1M 1.12%
16 MSFT MICROSOFT CORP $6.3M 0.99%
17 FVD FIRST TR VALUE LINE DIVID IN $5.6M 0.88%
18 IVV ISHARES TR $5.5M 0.87%
19 AMZN AMAZON COM INC $5.4M 0.85%
20 SCHM SCHWAB STRATEGIC TR $5.1M 0.8%

Values as reported on the Q3 2022 Form 13F. Every position is in the holdings table below.

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