HARBOUR INVESTMENTS INC
Q1 2026 Form 13-F
MADISON, WISCONSIN
CIK 0000810121
· CRD 19258
· SEC-registered investment adviser
$6.5B Reported Value Total
HARBOUR INVESTMENTS, INC. reports 44,629 total accounts under management (AUM). There are 34,913 discretionary accounts valued at $7,618,548,062, and 9,716 non-discretionary accounts valued at $1,980,554,626.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-11-05
Reported value
$6.5B
Quarter over quarter
-1.3%
Holdings
4,663
Top-10 concentration
18.3%
Key People
Form ADV owners & control persons
Nick William Sondel
CHIEF EXECUTIVE OFFICER
Scott Owen Conwell
CHIEF COMPLIANCE OFFICER
James Walter Dushek
VICE PRESIDENT OF OPERATIONS
Filing Navigation
13F Metrics
Loading 13F Metrics
Q1 2026 13F record
Q1 2026 13F filing summary
| Period of report | March 31, 2026 |
|---|---|
| Filed | May 15, 2026 |
| Form | 13F-HR |
| Reported value | $6.5B |
| Positions | 4,663 |
| Change in reported value | +31.4% |
| New positions | 963 |
| Exited positions | 169 |
| Position turnover | 23.4% |
| Top-10 concentration | 18.3% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Nov 9, 2026
|
4,620 | $6.8B |
|
Q2 2026 13F
Filed Aug 12, 2026
|
4,760 | $7.4B |
|
Q1 2026 13F
Filed May 15, 2026
|
4,663 | $6.5B |
|
Q4 2025 13F
Filed Feb 9, 2026
|
3,856 | $4.9B |
|
Q3 2025 13F
Filed Nov 12, 2025
|
3,739 | $4.4B |
|
Q2 2025 13F
Filed Jul 28, 2025
|
3,599 | $3.9B |
|
Q1 2025 13F
Filed May 8, 2025
|
3,547 | $3.5B |
|
Q4 2024 13F
Filed Feb 10, 2025
|
3,480 | $3.5B |
|
Q3 2024 13F
Filed Nov 4, 2024
|
3,386 | $3.3B |
|
Q2 2024 13F
Filed Jul 26, 2024
|
3,284 | $3.0B |
|
Q1 2024 13F
Filed Jul 22, 2024
|
3,210 | $2.8B |
|
Q4 2023 13F
Filed Feb 16, 2024
|
3,125 | $2.4B |
|
Q3 2023 13F
Filed Nov 15, 2023
|
2,990 | $2.0B |
|
Q2 2023 13F
Filed Aug 15, 2023
|
3,022 | $2.0B |
|
Q1 2023 13F
Filed May 15, 2023
|
2,993 | $1.8B |
|
Q4 2022 13F
Filed Feb 16, 2023
|
2,992 | $1.6B |
|
Q3 2022 13F
Filed Nov 15, 2022
|
2,523 | $1.5B |
|
Q2 2022 13F
Filed Aug 15, 2022
|
2,523 | $1.5B |
|
Q4 2021 13F
Filed Feb 16, 2022
|
2,464 | $1.7B |
3 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q1 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | VOO VANGUARD S&P 500 ETF | $236.1M | 3.64% |
| 2 | QQQ INVESCO QQQ TRUST SERIES I | $160.6M | 2.48% |
| 3 | SDVY FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF | $151.0M | 2.33% |
| 4 | AAPL APPLE INC COM | $116.6M | 1.8% |
| 5 | UCON FIRST TRUST SMITH UNCONSTRAINED BOND ETF | $102.1M | 1.58% |
| 6 | AVEM AVANTIS EMERGING MARKETS EQUITY ETF | $92.5M | 1.43% |
| 7 | BUFR FT VEST LADDERED BUFFER ETF | $88.4M | 1.36% |
| 8 | IJH ISHARES CORE S&P MID-CAP ETF | $84.9M | 1.31% |
| 9 | IVV ISHARES CORE S&P 500 ETF | $80.6M | 1.24% |
| 10 | CGCP CAPITAL GROUP CORE PLUS INCOME ETF | $71.9M | 1.11% |
| 11 | SPY STATE STREET SPDR S&P 500 ETF | $63.2M | 0.98% |
| 12 | RDVY FIRST TRUST RISING DIVIDEND ACHIEVERS ETF | $60.6M | 0.94% |
| 13 | IVW ISHARES S&P 500 GROWTH ETF | $60.3M | 0.93% |
| 14 | IVE ISHARES S&P 500 VALUE ETF | $59.7M | 0.92% |
| 15 | SCHD SCHWAB US DIVIDEND EQUITY ETF | $59.1M | 0.91% |
| 16 | FTCB FIRST TRUST CORE INVESTMENT GRADE ETF | $58.2M | 0.9% |
| 17 | NVDA NVIDIA CORPORATION COM | $57.6M | 0.89% |
| 18 | SPYM STATE STREET SPDR PORTFOLIO S&P 500 ETF | $56.8M | 0.88% |
| 19 | PG PROCTER & GAMBLE CO COM | $55.9M | 0.86% |
| 20 | VUG VANGUARD GROWTH ETF | $53.0M | 0.82% |
Values as reported on the Q1 2026 Form 13F. Every position is in the holdings table below.