HARBOUR INVESTMENTS INC
Q2 2023 Form 13-F
MADISON, WISCONSIN
CIK 0000810121
· CRD 19258
· SEC-registered investment adviser
$2.0B Reported Value Total
HARBOUR INVESTMENTS, INC. reports 28,573 total accounts under management (AUM). There are 20,940 discretionary accounts valued at $3,389,109,398, and 7,633 non-discretionary accounts valued at $1,079,702,421.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-11-05
Reported value
$2.0B
Quarter over quarter
+4.6%
Holdings
3,022
Top-10 concentration
26.6%
Key People
Form ADV owners & control persons
Nick William Sondel
CHIEF EXECUTIVE OFFICER
Scott Owen Conwell
CHIEF COMPLIANCE OFFICER
James Walter Dushek
VICE PRESIDENT OF OPERATIONS
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Q2 2023 13F record
Q2 2023 13F filing summary
| Period of report | June 30, 2023 |
|---|---|
| Filed | August 15, 2023 |
| Form | 13F-HR |
| Reported value | $2.0B |
| Positions | 3,022 |
| Change in reported value | +10.2% |
| New positions | 177 |
| Exited positions | 151 |
| Position turnover | 10.3% |
| Top-10 concentration | 26.6% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Nov 9, 2026
|
4,620 | $6.8B |
|
Q2 2026 13F
Filed Aug 12, 2026
|
4,760 | $7.4B |
|
Q1 2026 13F
Filed May 15, 2026
|
4,663 | $6.5B |
|
Q4 2025 13F
Filed Feb 9, 2026
|
3,856 | $4.9B |
|
Q3 2025 13F
Filed Nov 12, 2025
|
3,739 | $4.4B |
|
Q2 2025 13F
Filed Jul 28, 2025
|
3,599 | $3.9B |
|
Q1 2025 13F
Filed May 8, 2025
|
3,547 | $3.5B |
|
Q4 2024 13F
Filed Feb 10, 2025
|
3,480 | $3.5B |
|
Q3 2024 13F
Filed Nov 4, 2024
|
3,386 | $3.3B |
|
Q2 2024 13F
Filed Jul 26, 2024
|
3,284 | $3.0B |
|
Q1 2024 13F
Filed Jul 22, 2024
|
3,210 | $2.8B |
|
Q4 2023 13F
Filed Feb 16, 2024
|
3,125 | $2.4B |
|
Q3 2023 13F
Filed Nov 15, 2023
|
2,990 | $2.0B |
|
Q2 2023 13F
Filed Aug 15, 2023
|
3,022 | $2.0B |
|
Q1 2023 13F
Filed May 15, 2023
|
2,993 | $1.8B |
|
Q4 2022 13F
Filed Feb 16, 2023
|
2,992 | $1.6B |
|
Q3 2022 13F
Filed Nov 15, 2022
|
2,523 | $1.5B |
|
Q2 2022 13F
Filed Aug 15, 2022
|
2,523 | $1.5B |
|
Q4 2021 13F
Filed Feb 16, 2022
|
2,464 | $1.7B |
3 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q2 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | QQQ INVESCO QQQ TR | $101.2M | 5.02% |
| 2 | VOO VANGUARD INDEX FDS | $83.3M | 4.13% |
| 3 | IJR ISHARES TR | $64.3M | 3.18% |
| 4 | AAPL APPLE INC | $49.6M | 2.46% |
| 5 | UCON FIRST TR EXCHNG TRADED FD VI | $48.3M | 2.39% |
| 6 | FTCS FIRST TR EXCHANGE-TRADED FD | $42.1M | 2.09% |
| 7 | FVD FIRST TR VALUE LINE DIVID IN | $39.5M | 1.96% |
| 8 | COWZ PACER FDS TR | $38.6M | 1.91% |
| 9 | BND VANGUARD BD INDEX FDS | $37.5M | 1.86% |
| 10 | SCHX SCHWAB STRATEGIC TR | $31.8M | 1.58% |
| 11 | PG PROCTER AND GAMBLE CO | $25.8M | 1.28% |
| 12 | FHLC FIDELITY COVINGTON TRUST | $24.4M | 1.21% |
| 13 | RDVY FIRST TR EXCHANGE-TRADED FD | $23.1M | 1.14% |
| 14 | FTSM FIRST TR EXCHANGE-TRADED FD | $19.4M | 0.96% |
| 15 | IVV ISHARES TR | $18.5M | 0.91% |
| 16 | SPY SPDR S&P 500 ETF TR | $18.4M | 0.91% |
| 17 | MSFT MICROSOFT CORP | $17.8M | 0.88% |
| 18 | SCHD SCHWAB STRATEGIC TR | $17.7M | 0.88% |
| 19 | SPYM SPDR SER TR | $17.0M | 0.84% |
| 20 | ISTB ISHARES TR | $14.3M | 0.71% |
Values as reported on the Q2 2023 Form 13F. Every position is in the holdings table below.