HARBOUR INVESTMENTS INC
Q4 2022 Form 13-F
MADISON, WISCONSIN
CIK 0000810121
· CRD 19258
· SEC-registered investment adviser
$1.6B Reported Value Total
HARBOUR INVESTMENTS, INC. reports 24,931 total accounts under management (AUM). There are 16,641 discretionary accounts valued at $3,212,772,423, and 8,290 non-discretionary accounts valued at $1,489,908,484.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-11-05
Reported value
$1.6B
Quarter over quarter
+6.4%
Holdings
2,992
Top-10 concentration
24.7%
Key People
Form ADV owners & control persons
Nick William Sondel
CHIEF EXECUTIVE OFFICER
Scott Owen Conwell
CHIEF COMPLIANCE OFFICER
James Walter Dushek
VICE PRESIDENT OF OPERATIONS
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Q4 2022 13F record
Q4 2022 13F filing summary
| Period of report | December 31, 2022 |
|---|---|
| Filed | February 16, 2023 |
| Form | 13F-HR |
| Reported value | $1.6B |
| Positions | 2,992 |
| Change in reported value | +10.6% |
| New positions | 456 |
| Exited positions | 176 |
| Position turnover | 20.0% |
| Top-10 concentration | 24.7% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Nov 9, 2026
|
4,620 | $6.8B |
|
Q2 2026 13F
Filed Aug 12, 2026
|
4,760 | $7.4B |
|
Q1 2026 13F
Filed May 15, 2026
|
4,663 | $6.5B |
|
Q4 2025 13F
Filed Feb 9, 2026
|
3,856 | $4.9B |
|
Q3 2025 13F
Filed Nov 12, 2025
|
3,739 | $4.4B |
|
Q2 2025 13F
Filed Jul 28, 2025
|
3,599 | $3.9B |
|
Q1 2025 13F
Filed May 8, 2025
|
3,547 | $3.5B |
|
Q4 2024 13F
Filed Feb 10, 2025
|
3,480 | $3.5B |
|
Q3 2024 13F
Filed Nov 4, 2024
|
3,386 | $3.3B |
|
Q2 2024 13F
Filed Jul 26, 2024
|
3,284 | $3.0B |
|
Q1 2024 13F
Filed Jul 22, 2024
|
3,210 | $2.8B |
|
Q4 2023 13F
Filed Feb 16, 2024
|
3,125 | $2.4B |
|
Q3 2023 13F
Filed Nov 15, 2023
|
2,990 | $2.0B |
|
Q2 2023 13F
Filed Aug 15, 2023
|
3,022 | $2.0B |
|
Q1 2023 13F
Filed May 15, 2023
|
2,993 | $1.8B |
|
Q4 2022 13F
Filed Feb 16, 2023
|
2,992 | $1.6B |
|
Q3 2022 13F
Filed Nov 15, 2022
|
2,523 | $1.5B |
|
Q2 2022 13F
Filed Aug 15, 2022
|
2,523 | $1.5B |
|
Q4 2021 13F
Filed Feb 16, 2022
|
2,464 | $1.7B |
3 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q4 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | VOO VANGUARD INDEX FDS | $64.9M | 3.96% |
| 2 | IJR ISHARES TR | $59.5M | 3.63% |
| 3 | QQQ INVESCO QQQ TR | $51.4M | 3.14% |
| 4 | FTCS FIRST TR EXCHANGE-TRADED FD | $42.3M | 2.58% |
| 5 | FVD FIRST TR VALUE LINE DIVID IN | $41.8M | 2.55% |
| 6 | AAPL APPLE INC | $34.2M | 2.09% |
| 7 | COWZ PACER FDS TR | $30.6M | 1.87% |
| 8 | UCON FIRST TR EXCHNG TRADED FD VI | $28.5M | 1.74% |
| 9 | FHLC FIDELITY COVINGTON TRUST | $26.8M | 1.64% |
| 10 | PG PROCTER AND GAMBLE CO | $24.7M | 1.51% |
| 11 | RDVY FIRST TR EXCHANGE-TRADED FD | $24.4M | 1.49% |
| 12 | SCHX SCHWAB STRATEGIC TR | $22.5M | 1.38% |
| 13 | BND VANGUARD BD INDEX FDS | $22.3M | 1.36% |
| 14 | FTSM FIRST TR EXCHANGE-TRADED FD | $20.9M | 1.27% |
| 15 | SCHD SCHWAB STRATEGIC TR | $14.7M | 0.9% |
| 16 | LMBS FIRST TR EXCHANGE-TRADED FD | $13.0M | 0.79% |
| 17 | MSFT MICROSOFT CORP | $12.9M | 0.79% |
| 18 | IVV ISHARES TR | $12.0M | 0.73% |
| 19 | VTI VANGUARD INDEX FDS | $12.0M | 0.73% |
| 20 | ISTB ISHARES TR | $11.6M | 0.71% |
Values as reported on the Q4 2022 Form 13F. Every position is in the holdings table below.