HARBOUR INVESTMENTS INC
Q2 2022 Form 13-F
MADISON, WISCONSIN
CIK 0000810121
· CRD 19258
· SEC-registered investment adviser
$1.5B Reported Value Total
HARBOUR INVESTMENTS, INC. reports 24,931 total accounts under management (AUM). There are 16,641 discretionary accounts valued at $3,212,772,423, and 8,290 non-discretionary accounts valued at $1,489,908,484.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-11-05
Reported value
$1.5B
Quarter over quarter
-18.4%
Holdings
2,523
Top-10 concentration
25.2%
Key People
Form ADV owners & control persons
Nick William Sondel
CHIEF EXECUTIVE OFFICER
Scott Owen Conwell
CHIEF COMPLIANCE OFFICER
James Walter Dushek
VICE PRESIDENT OF OPERATIONS
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Q2 2022 13F record
Q2 2022 13F filing summary
| Period of report | June 30, 2022 |
|---|---|
| Filed | August 15, 2022 |
| Form | 13F-HR |
| Reported value | $1.5B |
| Positions | 2,523 |
| Change in reported value | -11.8% |
| New positions | 360 |
| Exited positions | 234 |
| Position turnover | 21.6% |
| Top-10 concentration | 25.2% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Nov 9, 2026
|
4,620 | $6.8B |
|
Q2 2026 13F
Filed Aug 12, 2026
|
4,760 | $7.4B |
|
Q1 2026 13F
Filed May 15, 2026
|
4,663 | $6.5B |
|
Q4 2025 13F
Filed Feb 9, 2026
|
3,856 | $4.9B |
|
Q3 2025 13F
Filed Nov 12, 2025
|
3,739 | $4.4B |
|
Q2 2025 13F
Filed Jul 28, 2025
|
3,599 | $3.9B |
|
Q1 2025 13F
Filed May 8, 2025
|
3,547 | $3.5B |
|
Q4 2024 13F
Filed Feb 10, 2025
|
3,480 | $3.5B |
|
Q3 2024 13F
Filed Nov 4, 2024
|
3,386 | $3.3B |
|
Q2 2024 13F
Filed Jul 26, 2024
|
3,284 | $3.0B |
|
Q1 2024 13F
Filed Jul 22, 2024
|
3,210 | $2.8B |
|
Q4 2023 13F
Filed Feb 16, 2024
|
3,125 | $2.4B |
|
Q3 2023 13F
Filed Nov 15, 2023
|
2,990 | $2.0B |
|
Q2 2023 13F
Filed Aug 15, 2023
|
3,022 | $2.0B |
|
Q1 2023 13F
Filed May 15, 2023
|
2,993 | $1.8B |
|
Q4 2022 13F
Filed Feb 16, 2023
|
2,992 | $1.6B |
|
Q3 2022 13F
Filed Nov 15, 2022
|
2,523 | $1.5B |
|
Q2 2022 13F
Filed Aug 15, 2022
|
2,523 | $1.5B |
|
Q4 2021 13F
Filed Feb 16, 2022
|
2,464 | $1.7B |
3 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q2 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | VOO VANGUARD INDEX FDS | $77.8M | 5.25% |
| 2 | QQQ INVESCO QQQ TR | $44.1M | 2.98% |
| 3 | IJR ISHARES TR | $41.9M | 2.83% |
| 4 | FVD FIRST TR VALUE LINE DIVID IN | $39.2M | 2.64% |
| 5 | AAPL APPLE INC | $35.0M | 2.36% |
| 6 | FTCS FIRST TR EXCHANGE-TRADED FD | $31.1M | 2.1% |
| 7 | UCON FIRST TR EXCHNG TRADED FD VI | $30.1M | 2.03% |
| 8 | RDVY FIRST TR EXCHANGE-TRADED FD | $28.5M | 1.93% |
| 9 | FHLC FIDELITY COVINGTON TRUST | $25.1M | 1.69% |
| 10 | PG PROCTER AND GAMBLE CO | $20.2M | 1.36% |
| 11 | FTSM FIRST TR EXCHANGE-TRADED FD | $17.1M | 1.15% |
| 12 | LMBS FIRST TR EXCHANGE-TRADED FD | $15.4M | 1.04% |
| 13 | SCHB SCHWAB STRATEGIC TR | $14.7M | 0.99% |
| 14 | SCHX SCHWAB STRATEGIC TR | $14.5M | 0.98% |
| 15 | IVV ISHARES TR | $13.6M | 0.92% |
| 16 | MSFT MICROSOFT CORP | $13.4M | 0.9% |
| 17 | ISTB ISHARES TR | $13.3M | 0.9% |
| 18 | VTI VANGUARD INDEX FDS | $13.1M | 0.88% |
| 19 | ESGU ISHARES TR | $12.7M | 0.85% |
| 20 | FIXD FIRST TR EXCHNG TRADED FD VI | $12.0M | 0.81% |
Values as reported on the Q2 2022 Form 13F. Every position is in the holdings table below.