HARBOUR INVESTMENTS INC
Q4 2025 Form 13-F
MADISON, WISCONSIN
CIK 0000810121
· CRD 19258
· SEC-registered investment adviser
$4.9B Reported Value Total
HARBOUR INVESTMENTS, INC. reports 38,692 total accounts under management (AUM). There are 24,548 discretionary accounts valued at $4,869,690,700, and 14,144 non-discretionary accounts valued at $2,699,923,928.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-11-05
Reported value
$4.9B
Quarter over quarter
+1.5%
Holdings
3,856
Top-10 concentration
21.8%
Key People
Form ADV owners & control persons
Nick William Sondel
CHIEF EXECUTIVE OFFICER
Scott Owen Conwell
CHIEF COMPLIANCE OFFICER
James Walter Dushek
VICE PRESIDENT OF OPERATIONS
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Q4 2025 13F record
Q4 2025 13F filing summary
| Period of report | December 31, 2025 |
|---|---|
| Filed | February 09, 2026 |
| Form | 13F-HR |
| Reported value | $4.9B |
| Positions | 3,856 |
| Change in reported value | +11.8% |
| New positions | 329 |
| Exited positions | 215 |
| Position turnover | 13.4% |
| Top-10 concentration | 21.8% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Nov 9, 2026
|
4,620 | $6.8B |
|
Q2 2026 13F
Filed Aug 12, 2026
|
4,760 | $7.4B |
|
Q1 2026 13F
Filed May 15, 2026
|
4,663 | $6.5B |
|
Q4 2025 13F
Filed Feb 9, 2026
|
3,856 | $4.9B |
|
Q3 2025 13F
Filed Nov 12, 2025
|
3,739 | $4.4B |
|
Q2 2025 13F
Filed Jul 28, 2025
|
3,599 | $3.9B |
|
Q1 2025 13F
Filed May 8, 2025
|
3,547 | $3.5B |
|
Q4 2024 13F
Filed Feb 10, 2025
|
3,480 | $3.5B |
|
Q3 2024 13F
Filed Nov 4, 2024
|
3,386 | $3.3B |
|
Q2 2024 13F
Filed Jul 26, 2024
|
3,284 | $3.0B |
|
Q1 2024 13F
Filed Jul 22, 2024
|
3,210 | $2.8B |
|
Q4 2023 13F
Filed Feb 16, 2024
|
3,125 | $2.4B |
|
Q3 2023 13F
Filed Nov 15, 2023
|
2,990 | $2.0B |
|
Q2 2023 13F
Filed Aug 15, 2023
|
3,022 | $2.0B |
|
Q1 2023 13F
Filed May 15, 2023
|
2,993 | $1.8B |
|
Q4 2022 13F
Filed Feb 16, 2023
|
2,992 | $1.6B |
|
Q3 2022 13F
Filed Nov 15, 2022
|
2,523 | $1.5B |
|
Q2 2022 13F
Filed Aug 15, 2022
|
2,523 | $1.5B |
|
Q4 2021 13F
Filed Feb 16, 2022
|
2,464 | $1.7B |
3 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q4 2025
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | VOO VANGUARD INDEX FDS | $289.9M | 5.88% |
| 2 | QQQ INVESCO QQQ TR | $169.3M | 3.43% |
| 3 | SDVY FIRST TR EXCHANGE-TRADED FD | $104.1M | 2.11% |
| 4 | UCON FIRST TR EXCHNG TRADED FD VI | $89.6M | 1.82% |
| 5 | BUFR FIRST TR EXCHNG TRADED FD VI | $85.0M | 1.72% |
| 6 | IJH ISHARES TR | $82.8M | 1.68% |
| 7 | AAPL APPLE INC | $73.7M | 1.49% |
| 8 | CGCP CAPITAL GRP FIXED INCM ETF T | $63.8M | 1.29% |
| 9 | AVEM AMERICAN CENTY ETF TR | $59.6M | 1.21% |
| 10 | IVV ISHARES TR | $58.6M | 1.19% |
| 11 | SPY SPDR S&P 500 ETF TR | $58.3M | 1.18% |
| 12 | SPYM SPDR SERIES TRUST | $53.3M | 1.08% |
| 13 | VGT VANGUARD WORLD FD | $49.2M | 1.0% |
| 14 | SCHX SCHWAB STRATEGIC TR | $47.8M | 0.97% |
| 15 | NVDA NVIDIA CORPORATION | $47.5M | 0.96% |
| 16 | SCHD SCHWAB STRATEGIC TR | $44.2M | 0.9% |
| 17 | RDVY FIRST TR EXCHANGE TRADED FD | $40.2M | 0.82% |
| 18 | PG PROCTER AND GAMBLE CO | $39.7M | 0.8% |
| 19 | ABBV ABBVIE INC | $39.3M | 0.8% |
| 20 | BND VANGUARD BD INDEX FDS | $39.3M | 0.8% |
Values as reported on the Q4 2025 Form 13F. Every position is in the holdings table below.