HARBOUR INVESTMENTS INC's Q1 2026 13F: 949 new positions, 157 exits
Form 13F-HR for the quarter ended Mar 31, 2026 · filed May 15, 2026 · 4663 reported positions · accession 0000810121-26-000004
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | ISHARES S&P 500 VALUE ETF (IVE) | 0.2% | 0.9% | +0.7 pts | +242K sh | +594% |
| Increased | ISHARES S&P 500 GROWTH ETF (IVW) | 0.2% | 0.9% | +0.7 pts | +439K sh | +469% |
| Increased | DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF (DFAI) | 0.0% | 0.8% | +0.8 pts | +1.27M sh | +13938% |
| Increased | APPLE INC COM (AAPL) | 1.5% | 1.8% | +0.3 pts | +189K sh | +70% |
| Increased | FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF (SDVY) | 2.1% | 2.3% | +0.2 pts | +1.11M sh | +41% |
| Reduced | VANGUARD S&P 500 ETF (VOO) | 5.9% | 3.6% | −2.2 pts | −67,113 sh | −15% |
| Increased | FIRST TRUST CORE INVESTMENT GRADE ETF (FTCB) | 0.4% | 0.9% | +0.5 pts | +1.78M sh | +180% |
| Increased | AVANTIS EMERGING MARKETS EQUITY ETF (AVEM) | 1.2% | 1.4% | +0.2 pts | +374K sh | +48% |
| Increased | JPMORGAN U.S. QUALITY FACTOR ETF (JQUA) | 0.0% | 0.4% | +0.4 pts | +467K sh | +22537% |
| Increased | VANGUARD DIVIDEND APPRECIATION ETF (VIG) | 0.3% | 0.6% | +0.3 pts | +125K sh | +212% |
| Reduced | VANGUARD TOTAL BOND MARKET ETF (BND) | 0.8% | 0.2% | −0.6 pts | −339K sh | −64% |
| Increased | ISHARES CORE S&P 500 ETF (IVV) | 1.2% | 1.2% | +0.1 pts | +37,866 sh | +44% |
| Increased | JPMORGAN ACTIVE BOND ETF (JBND) | 0.2% | 0.5% | +0.3 pts | +451K sh | +291% |
| Reduced | VANGUARD EXTENDED DURATION TREASURY ETF (EDV) | 0.5% | 0.0% | −0.5 pts | −346K sh | −99% |
| Reduced | VANGUARD EXTENDED MARKET ETF (VXF) | 0.5% | 0.0% | −0.5 pts | −106K sh | −95% |
| Increased | FIRST TRUST RISING DIVIDEND ACHIEVERS ETF (RDVY) | 0.8% | 0.9% | +0.1 pts | +308K sh | +53% |
| Increased | VANGUARD GROWTH ETF (VUG) | 0.8% | 0.8% | +0.1 pts | +44,085 sh | +57% |
| Increased | CATERPILLAR INC COM (CAT) | 0.1% | 0.4% | +0.3 pts | +26,766 sh | +250% |
| Increased | DIMENSIONAL US HIGH PROFITABILITY ETF (DUHP) | 0.5% | 0.6% | +0.2 pts | +489K sh | +80% |
| Increased | VANGUARD TOTAL STOCK MARKET ETF (VTI) | 0.7% | 0.8% | +0.1 pts | +53,820 sh | +50% |
| Increased | Q3 ALL-SEASON TACTICAL ADVANTAGE ETF (QTAC) | 0.0% | 0.3% | +0.3 pts | +742K sh | +192684% |
| Increased | ISHARES CORE U.S. AGGREGATE BOND ETF (AGG) | 0.1% | 0.4% | +0.2 pts | +162K sh | +225% |
| Increased | FRANKLIN INTERNATIONAL CORE DIVIDEND TILT INDEX FUND (DIVI) | 0.1% | 0.3% | +0.2 pts | +404K sh | +593% |
| Increased | PROCTER & GAMBLE CO COM (PG) | 0.8% | 0.9% | +0.1 pts | +110K sh | +40% |
| Increased | MICROSOFT CORP COM (MSFT) | 0.8% | 0.7% | −0.1 pts | +42,248 sh | +53% |
| Reduced | VANGUARD INFORMATION TECHNOLOGY ETF (VGT) | 1.0% | 0.5% | −0.5 pts | −21,906 sh | −34% |
| Increased | FIDELITY TOTAL BOND ETF (FBND) | 0.4% | 0.5% | +0.1 pts | +322K sh | +73% |
| Increased | CAPITAL GROUP DIVIDEND VALUE ETF (CGDV) | 0.7% | 0.7% | 0.0 pts | +331K sh | +44% |
| Increased | FIRST TRUST SMITH UNCONSTRAINED BOND ETF (UCON) | 1.8% | 1.6% | −0.2 pts | +559K sh | +16% |
| Reduced | VANECK SEMICONDUCTOR ETF (SMH) | 0.5% | 0.2% | −0.3 pts | −35,045 sh | −53% |
| Increased | NVIDIA CORPORATION COM (NVDA) | 1.0% | 0.9% | −0.1 pts | +75,725 sh | +30% |
| Increased | ISHARES CORE TOTAL USD BOND MARKET ETF (IUSB) | 0.1% | 0.3% | +0.2 pts | +283K sh | +374% |
| Increased | CAPITAL GROUP CORE BALANCED ETF (CGBL) | 0.4% | 0.5% | +0.1 pts | +359K sh | +59% |
| Increased | ABBVIE INC COM (ABBV) | 0.8% | 0.8% | 0.0 pts | +55,990 sh | +33% |
| Increased | EATON VANCE TOTAL RETURN BOND ETF (EVTR) | 0.0% | 0.2% | +0.2 pts | +234K sh | +7204% |
| Increased | EXXON MOBIL CORP COM (XOM) | 0.2% | 0.3% | +0.2 pts | +69,244 sh | +112% |
| Increased | AMAZON COM INC COM (AMZN) | 0.6% | 0.6% | 0.0 pts | +50,674 sh | +37% |
| Increased | FIRST TRUST LOW DURATION OPPORTUNITIES ETF (LMBS) | 0.5% | 0.6% | 0.0 pts | +202K sh | +38% |
| Reduced | PACER US LARGE CAP CASH COWS GROWTH LEADERS ETF (COWG) | 0.3% | 0.0% | −0.2 pts | −291K sh | −77% |
| Increased | SCHWAB US DIVIDEND EQUITY ETF (SCHD) | 0.9% | 0.9% | 0.0 pts | +312K sh | +19% |
| Reduced | GLOBAL X 1-3 MONTH T-BILL ETF (CLIP) | 0.2% | 0.0% | −0.2 pts | −94,523 sh | −87% |
| Increased | AVANTIS INTERNATIONAL EQUITY ETF (AVDE) | 0.7% | 0.7% | 0.0 pts | +111K sh | +26% |
| Increased | DEERE & CO COM (DE) | 0.1% | 0.2% | +0.1 pts | +16,534 sh | +191% |
| Increased | CAPITAL GROUP GROWTH ETF (CGGR) | 0.6% | 0.5% | 0.0 pts | +223K sh | +34% |
| Increased | THOR INDEX ROTATION ETF (THIR) | 0.0% | 0.1% | +0.1 pts | +288K sh | +8471% |
| Increased | VANGUARD SHORT-TERM CORPORATE BOND ETF (VCSH) | 0.1% | 0.2% | +0.1 pts | +113K sh | +161% |
| Increased | CAPITAL GROUP CORE PLUS INCOME ETF (CGCP) | 1.3% | 1.1% | −0.2 pts | +398K sh | +14% |
| Increased | DIMENSIONAL CORE FIXED INCOME ETF (DFCF) | 0.2% | 0.3% | +0.1 pts | +208K sh | +75% |
| Increased | VANGUARD SMALL CAP VALUE ETF (VBR) | 0.1% | 0.2% | +0.1 pts | +38,860 sh | +209% |
| Increased | LIBERTY ONE TACTICAL INCOME ETF (LOTI) | 0.6% | 0.6% | 0.0 pts | +315K sh | +28% |
The 50 largest of 4,212 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
* Prior share counts adjusted or corrected for a stock split — changes are measured from the adjusted count:
- STIFEL FINL CORP COM (SF): 82 shares as filed last quarter, 123 after adjustment → 933 now (prior share count adjusted for a stock split)
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- CENNTRO INC COM (CENN): 150964104 → 150964302, 1 → 1 shares
- 22ND CENTY GROUP INC COM (XXII): 90137F509 → 90137F608, 2 → 1 shares (share count change consistent with a stock split)
- BIO-KEY INTL INC COM (BKYI): 09060C507 → 09060C606, 6 → 6 shares
- SMX SEC MATTERS PLC SHS NEW (SMX): G8267K307 → G8267K190, 5 → 1 shares (share count changed with the identifier; not shown as a trade)
- AQUA METALS INC COM NEW (AQMS): 03837J309 → 03837J200, 20 → 6 shares (share count changed with the identifier; not shown as a trade)
- DIGINEX LTD ORD SHS (DGNX): G28687104 → G28687112, 64 → 64 shares
- BANZAI INTERNATIONAL INC COM CL A (BNZI): 06682J407 → 06682J605, 300 → 300 shares
- CADRENAL THERAPEUTICS INC COM NEW (CVKD): 127636207 → 127636108, 100 → 100 shares
- STARDUST PWR INC COM (SDST): 854936200 → 854936101, 360 → 360 shares
- ORIGIN MATERIALS INC COM (ORGN): 68622D106 → 68622D205, 13,000 → 433 shares (share count change consistent with a stock split)
- HASHDEX COMMODITIES TRUST (DEFI): 88634V100 → 88166A805, 56 → 83 shares (share count changed with the identifier; not shown as a trade)
- ASTRAZENECA PLC ORD (AZN): 046353108 → G0593M107, 10,038 → 10,874 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 18.3% of the equity book
No changes in the top 10 this quarter
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | VANGUARD S&P 500 ETF (VOO) | 5.9% | 3.6% | |
| 2 | INVESCO QQQ TRUST SERIES I (QQQ) | 3.4% | 2.5% | |
| 3 | FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF (SDVY) | 2.1% | 2.3% | |
| 4 | APPLE INC COM (AAPL) | 1.5% | 1.8% | |
| 5 | FIRST TRUST SMITH UNCONSTRAINED BOND ETF (UCON) | 1.8% | 1.6% | |
| 6 | AVANTIS EMERGING MARKETS EQUITY ETF (AVEM) | 1.2% | 1.4% | |
| 7 | FT VEST LADDERED BUFFER ETF (BUFR) | 1.7% | 1.4% | |
| 8 | ISHARES CORE S&P MID-CAP ETF (IJH) | 1.7% | 1.3% | |
| 9 | ISHARES CORE S&P 500 ETF (IVV) | 1.2% | 1.2% | |
| 10 | CAPITAL GROUP CORE PLUS INCOME ETF (CGCP) | 1.3% | 1.1% |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).