HARBOUR INVESTMENTS INC
Q2 2024 Form 13-F
MADISON, WISCONSIN
CIK 0000810121
· CRD 19258
· SEC-registered investment adviser
$3.0B Reported Value Total
HARBOUR INVESTMENTS, INC. reports 33,564 total accounts under management (AUM). There are 24,962 discretionary accounts valued at $4,819,394,782, and 8,602 non-discretionary accounts valued at $1,282,467,494.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-11-05
Reported value
$3.0B
Quarter over quarter
+1.1%
Holdings
3,284
Top-10 concentration
25.0%
Key People
Form ADV owners & control persons
Nick William Sondel
CHIEF EXECUTIVE OFFICER
Scott Owen Conwell
CHIEF COMPLIANCE OFFICER
James Walter Dushek
VICE PRESIDENT OF OPERATIONS
Filing Navigation
13F Metrics
Loading 13F Metrics
Q2 2024 13F record
Q2 2024 13F filing summary
| Period of report | June 30, 2024 |
|---|---|
| Filed | July 26, 2024 |
| Form | 13F-HR |
| Reported value | $3.0B |
| Positions | 3,284 |
| Change in reported value | +5.0% |
| New positions | 195 |
| Exited positions | 124 |
| Position turnover | 9.4% |
| Top-10 concentration | 25.0% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Nov 9, 2026
|
4,620 | $6.8B |
|
Q2 2026 13F
Filed Aug 12, 2026
|
4,760 | $7.4B |
|
Q1 2026 13F
Filed May 15, 2026
|
4,663 | $6.5B |
|
Q4 2025 13F
Filed Feb 9, 2026
|
3,856 | $4.9B |
|
Q3 2025 13F
Filed Nov 12, 2025
|
3,739 | $4.4B |
|
Q2 2025 13F
Filed Jul 28, 2025
|
3,599 | $3.9B |
|
Q1 2025 13F
Filed May 8, 2025
|
3,547 | $3.5B |
|
Q4 2024 13F
Filed Feb 10, 2025
|
3,480 | $3.5B |
|
Q3 2024 13F
Filed Nov 4, 2024
|
3,386 | $3.3B |
|
Q2 2024 13F
Filed Jul 26, 2024
|
3,284 | $3.0B |
|
Q1 2024 13F
Filed Jul 22, 2024
|
3,210 | $2.8B |
|
Q4 2023 13F
Filed Feb 16, 2024
|
3,125 | $2.4B |
|
Q3 2023 13F
Filed Nov 15, 2023
|
2,990 | $2.0B |
|
Q2 2023 13F
Filed Aug 15, 2023
|
3,022 | $2.0B |
|
Q1 2023 13F
Filed May 15, 2023
|
2,993 | $1.8B |
|
Q4 2022 13F
Filed Feb 16, 2023
|
2,992 | $1.6B |
|
Q3 2022 13F
Filed Nov 15, 2022
|
2,523 | $1.5B |
|
Q2 2022 13F
Filed Aug 15, 2022
|
2,523 | $1.5B |
|
Q4 2021 13F
Filed Feb 16, 2022
|
2,464 | $1.7B |
3 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q2 2024
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | QQQ INVESCO QQQ TR | $140.0M | 4.72% |
| 2 | VOO VANGUARD INDEX FDS | $137.4M | 4.64% |
| 3 | CALF PACER FDS TR | $88.8M | 3.0% |
| 4 | UCON FIRST TR EXCHNG TRADED FD VI | $70.2M | 2.37% |
| 5 | SCHD SCHWAB STRATEGIC TR | $62.5M | 2.11% |
| 6 | AAPL APPLE INC | $60.4M | 2.04% |
| 7 | FTCS FIRST TR EXCHANGE-TRADED FD | $50.8M | 1.71% |
| 8 | BUFR FIRST TR EXCHNG TRADED FD VI | $45.1M | 1.52% |
| 9 | SCHX SCHWAB STRATEGIC TR | $44.1M | 1.49% |
| 10 | FHLC FIDELITY COVINGTON TRUST | $42.8M | 1.45% |
| 11 | BND VANGUARD BD INDEX FDS | $41.9M | 1.41% |
| 12 | IVV ISHARES TR | $41.5M | 1.4% |
| 13 | SPYM SPDR SER TR | $39.6M | 1.34% |
| 14 | FVD FIRST TR VALUE LINE DIVID IN | $38.9M | 1.31% |
| 15 | SPY SPDR S&P 500 ETF TR | $35.8M | 1.21% |
| 16 | PG PROCTER AND GAMBLE CO | $33.5M | 1.13% |
| 17 | EMXC ISHARES INC | $30.4M | 1.03% |
| 18 | RDVY FIRST TR EXCHANGE-TRADED FD | $29.7M | 1.0% |
| 19 | MSFT MICROSOFT CORP | $28.2M | 0.95% |
| 20 | NVDA NVIDIA CORPORATION | $26.9M | 0.91% |
Values as reported on the Q2 2024 Form 13F. Every position is in the holdings table below.