SOUND INCOME STRATEGIES LLC
Q4 2023 Form 13-F
FT LAUDERDALE, FLORIDA
CIK 0001730960
· CRD 173272
· SEC-registered investment adviser
$1.2B Reported Value Total
SOUND INCOME STRATEGIES, LLC reports 20,938 total accounts under management (AUM). There are 15,986 discretionary accounts valued at $2,374,246,882, and 4,952 non-discretionary accounts valued at $294,617,214.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-01-23
Reported value
$1.2B
Quarter over quarter
+6.3%
Holdings
1,315
Top-10 concentration
32.0%
Key People
Form ADV owners & control persons
David Joseph Scranton
OWNER
Rana Chander
CHIEF OPERATING OFFICER
Charles Burton Radlauer
CHIEF COMPLIANCE OFFICER
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Q4 2023 13F record
Q4 2023 13F filing summary
| Period of report | December 31, 2023 |
|---|---|
| Filed | January 10, 2024 |
| Form | 13F-HR |
| Reported value | $1.2B |
| Positions | 1,315 |
| Change in reported value | +1.5% |
| New positions | 271 |
| Exited positions | 109 |
| Position turnover | 26.7% |
| Top-10 concentration | 32.0% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 9, 2026
|
478 | $2.2B |
|
Q2 2026 13F
Filed Jul 20, 2026
|
483 | $2.2B |
|
Q1 2026 13F
Filed Apr 27, 2026
|
2,593 | $2.1B |
|
Q4 2025 13F
Filed Jan 21, 2026
|
2,513 | $2.1B |
|
Q3 2025 13F
Filed Oct 10, 2025
|
1,693 | $1.8B |
|
Q2 2025 13F
Filed Jul 17, 2025
|
1,605 | $1.7B |
|
Q1 2025 13F
Filed Apr 17, 2025
|
1,555 | $1.7B |
|
Q4 2024 13F
Filed Jan 21, 2025
|
1,470 | $1.6B |
|
Q3 2024 13F
Filed Oct 10, 2024
|
1,405 | $1.6B |
|
Q2 2024 13F
Filed Jul 12, 2024
|
1,373 | $1.6B |
|
Q1 2024 13F
Filed Apr 15, 2024
|
1,348 | $1.3B |
|
Q4 2023 13F
Filed Jan 10, 2024
|
1,315 | $1.2B |
|
Q3 2023 13F
Filed Oct 12, 2023
|
1,147 | $1.2B |
|
Q2 2023 13F
Filed Jul 10, 2023
|
1,110 | $972.8M |
|
Q1 2023 13F
Filed Apr 10, 2023
|
1,057 | $919.9M |
|
Q4 2022 13F
Filed Jan 11, 2023
|
979 | $784.7M |
|
Q3 2022 13F
Filed Oct 18, 2022
|
752 | $687.5M |
|
Q2 2022 13F
Filed Jul 11, 2022
|
768 | $749.7M |
|
Q1 2022 13F
Filed Apr 11, 2022
|
762 | $868.8M |
|
Q4 2021 13F
Filed Jan 13, 2022
|
744 | $849.8M |
16 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q4 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | HTGC HERCULES CAPITAL INC | $43.0M | 3.58% |
| 2 | TSLX SIXTH STREET SPECIALTY LENDN | $43.0M | 3.58% |
| 3 | SHYG ISHARES TR | $42.2M | 3.51% |
| 4 | PFLT PENNANTPARK FLOATING RATE CA | $39.3M | 3.27% |
| 5 | ARCC ARES CAPITAL CORP | $39.2M | 3.26% |
| 6 | GBDC GOLUB CAP BDC INC | $38.4M | 3.2% |
| 7 | OBDC OWL ROCK CAPITAL CORPORATION | $36.3M | 3.02% |
| 8 | HYEM VANECK VECTORS ETF TR | $36.1M | 3.0% |
| 9 | EMHY ISHARES INC | $34.1M | 2.84% |
| 10 | EFIX FIRST TR | $32.3M | 2.69% |
| 11 | FXED TIDAL ETF TR | $29.6M | 2.46% |
| 12 | DIVY TIDAL ETF TR | $21.1M | 1.76% |
| 13 | OMC OMNICOM GROUP INC | $19.8M | 1.65% |
| 14 | LYB LYONDELLBASELL INDUSTRIES N | $19.3M | 1.61% |
| 15 | IBM INTERNATIONAL BUSINESS MACHS | $18.9M | 1.57% |
| 16 | CSCO CISCO SYS INC | $17.8M | 1.48% |
| 17 | ENB ENBRIDGE INC | $16.9M | 1.41% |
| 18 | T AT&T INC | $16.7M | 1.39% |
| 19 | GEFB GREIF INC | $16.3M | 1.36% |
| 20 | VLO VALERO ENERGY CORP | $16.2M | 1.35% |
Values as reported on the Q4 2023 Form 13F. Every position is in the holdings table below.