SOUND INCOME STRATEGIES LLC
Q4 2021 Form 13-F
FT LAUDERDALE, FLORIDA
CIK 0001730960
· CRD 173272
· SEC-registered investment adviser
$849.8M Reported Value Total
SOUND INCOME STRATEGIES, LLC reports 12,385 total accounts under management (AUM). There are 10,587 discretionary accounts valued at $1,615,021,641, and 1,798 non-discretionary accounts valued at $84,145,300.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-01-23
Reported value
$849.8M
Quarter over quarter
+2.6%
Holdings
744
Top-10 concentration
41.1%
Key People
Form ADV owners & control persons
David Joseph Scranton
OWNER
Rana Chander
CHIEF OPERATING OFFICER
Charles Burton Radlauer
CHIEF COMPLIANCE OFFICER
Filing Navigation
13F Metrics
Loading 13F Metrics
Q4 2021 13F record
Q4 2021 13F filing summary
| Period of report | December 31, 2021 |
|---|---|
| Filed | January 13, 2022 |
| Form | 13F-HR |
| Reported value | $849.8M |
| Positions | 744 |
| Change in reported value | +9.8% |
| New positions | 50 |
| Exited positions | 29 |
| Position turnover | 10.2% |
| Top-10 concentration | 41.1% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 9, 2026
|
478 | $2.2B |
|
Q2 2026 13F
Filed Jul 20, 2026
|
483 | $2.2B |
|
Q1 2026 13F
Filed Apr 27, 2026
|
2,593 | $2.1B |
|
Q4 2025 13F
Filed Jan 21, 2026
|
2,513 | $2.1B |
|
Q3 2025 13F
Filed Oct 10, 2025
|
1,693 | $1.8B |
|
Q2 2025 13F
Filed Jul 17, 2025
|
1,605 | $1.7B |
|
Q1 2025 13F
Filed Apr 17, 2025
|
1,555 | $1.7B |
|
Q4 2024 13F
Filed Jan 21, 2025
|
1,470 | $1.6B |
|
Q3 2024 13F
Filed Oct 10, 2024
|
1,405 | $1.6B |
|
Q2 2024 13F
Filed Jul 12, 2024
|
1,373 | $1.6B |
|
Q1 2024 13F
Filed Apr 15, 2024
|
1,348 | $1.3B |
|
Q4 2023 13F
Filed Jan 10, 2024
|
1,315 | $1.2B |
|
Q3 2023 13F
Filed Oct 12, 2023
|
1,147 | $1.2B |
|
Q2 2023 13F
Filed Jul 10, 2023
|
1,110 | $972.8M |
|
Q1 2023 13F
Filed Apr 10, 2023
|
1,057 | $919.9M |
|
Q4 2022 13F
Filed Jan 11, 2023
|
979 | $784.7M |
|
Q3 2022 13F
Filed Oct 18, 2022
|
752 | $687.5M |
|
Q2 2022 13F
Filed Jul 11, 2022
|
768 | $749.7M |
|
Q1 2022 13F
Filed Apr 11, 2022
|
762 | $868.8M |
|
Q4 2021 13F
Filed Jan 13, 2022
|
744 | $849.8M |
16 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q4 2021
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | SHYG ISHARES TR | $49.0M | 5.77% |
| 2 | HYEM VANECK VECTORS ETF TR | $41.6M | 4.89% |
| 3 | PCY INVESCO EXCH TRADED FD TR II | $37.1M | 4.37% |
| 4 | EMHY ISHARES INC | $36.1M | 4.25% |
| 5 | ARCC ARES CAPITAL CORP | $35.6M | 4.19% |
| 6 | HTGC HERCULES CAPITAL INC | $34.6M | 4.07% |
| 7 | TSLX SIXTH STREET SPECIALTY LENDN | $32.0M | 3.77% |
| 8 | PFLT PENNANTPARK FLOATING RATE CA | $30.2M | 3.56% |
| 9 | JNK SPDR SER TR | $26.5M | 3.12% |
| 10 | GBDC GOLUB CAP BDC INC | $26.4M | 3.11% |
| 11 | ANGL VANECK VECTORS ETF TR | $26.4M | 3.1% |
| 12 | SJNK SPDR SER TR | $25.9M | 3.04% |
| 13 | FALN ISHARES TR | $25.8M | 3.03% |
| 14 | HYLB DBX ETF TR | $25.4M | 2.98% |
| 15 | MAIN MAIN STR CAP CORP | $18.3M | 2.16% |
| 16 | FXED TIDAL ETF TR | $16.7M | 1.96% |
| 17 | DIVY TIDAL ETF TR | $13.1M | 1.54% |
| 18 | PFE PFIZER INC | $11.3M | 1.34% |
| 19 | ABBV ABBVIE INC | $11.1M | 1.3% |
| 20 | PFG PRINCIPAL FINANCIAL GROUP IN | $10.5M | 1.23% |
Values as reported on the Q4 2021 Form 13F. Every position is in the holdings table below.