SOUND INCOME STRATEGIES LLC
Q1 2022 Form 13-F
FT LAUDERDALE, FLORIDA
CIK 0001730960
· CRD 173272
· SEC-registered investment adviser
$868.8M Reported Value Total
SOUND INCOME STRATEGIES, LLC reports 12,385 total accounts under management (AUM). There are 10,587 discretionary accounts valued at $1,615,021,641, and 1,798 non-discretionary accounts valued at $84,145,300.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-01-23
Reported value
$868.8M
Quarter over quarter
-2.7%
Holdings
762
Top-10 concentration
39.2%
Key People
Form ADV owners & control persons
David Joseph Scranton
OWNER
Rana Chander
CHIEF OPERATING OFFICER
Charles Burton Radlauer
CHIEF COMPLIANCE OFFICER
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13F Metrics
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Q1 2022 13F record
Q1 2022 13F filing summary
| Period of report | March 31, 2022 |
|---|---|
| Filed | April 11, 2022 |
| Form | 13F-HR |
| Reported value | $868.8M |
| Positions | 762 |
| Change in reported value | +2.2% |
| New positions | 85 |
| Exited positions | 47 |
| Position turnover | 16.3% |
| Top-10 concentration | 39.2% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 9, 2026
|
478 | $2.2B |
|
Q2 2026 13F
Filed Jul 20, 2026
|
483 | $2.2B |
|
Q1 2026 13F
Filed Apr 27, 2026
|
2,593 | $2.1B |
|
Q4 2025 13F
Filed Jan 21, 2026
|
2,513 | $2.1B |
|
Q3 2025 13F
Filed Oct 10, 2025
|
1,693 | $1.8B |
|
Q2 2025 13F
Filed Jul 17, 2025
|
1,605 | $1.7B |
|
Q1 2025 13F
Filed Apr 17, 2025
|
1,555 | $1.7B |
|
Q4 2024 13F
Filed Jan 21, 2025
|
1,470 | $1.6B |
|
Q3 2024 13F
Filed Oct 10, 2024
|
1,405 | $1.6B |
|
Q2 2024 13F
Filed Jul 12, 2024
|
1,373 | $1.6B |
|
Q1 2024 13F
Filed Apr 15, 2024
|
1,348 | $1.3B |
|
Q4 2023 13F
Filed Jan 10, 2024
|
1,315 | $1.2B |
|
Q3 2023 13F
Filed Oct 12, 2023
|
1,147 | $1.2B |
|
Q2 2023 13F
Filed Jul 10, 2023
|
1,110 | $972.8M |
|
Q1 2023 13F
Filed Apr 10, 2023
|
1,057 | $919.9M |
|
Q4 2022 13F
Filed Jan 11, 2023
|
979 | $784.7M |
|
Q3 2022 13F
Filed Oct 18, 2022
|
752 | $687.5M |
|
Q2 2022 13F
Filed Jul 11, 2022
|
768 | $749.7M |
|
Q1 2022 13F
Filed Apr 11, 2022
|
762 | $868.8M |
|
Q4 2021 13F
Filed Jan 13, 2022
|
744 | $849.8M |
16 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q1 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | SHYG ISHARES TR | $47.4M | 5.45% |
| 2 | HYEM VANECK VECTORS ETF TR | $38.2M | 4.4% |
| 3 | HTGC HERCULES CAPITAL INC | $36.9M | 4.25% |
| 4 | EMHY ISHARES INC | $35.0M | 4.03% |
| 5 | ARCC ARES CAPITAL CORP | $34.6M | 3.99% |
| 6 | PCY INVESCO EXCH TRADED FD TR II | $33.2M | 3.82% |
| 7 | PFLT PENNANTPARK FLOATING RATE CA | $32.2M | 3.71% |
| 8 | TSLX SIXTH STREET SPECIALTY LENDN | $32.1M | 3.69% |
| 9 | GBDC GOLUB CAP BDC INC | $26.5M | 3.05% |
| 10 | JNK SPDR SER TR | $24.8M | 2.85% |
| 11 | SJNK SPDR SER TR | $24.7M | 2.85% |
| 12 | ANGL VANECK VECTORS ETF TR | $24.0M | 2.77% |
| 13 | HYLB DBX ETF TR | $23.8M | 2.74% |
| 14 | FALN ISHARES TR | $23.7M | 2.73% |
| 15 | FXED TIDAL ETF TR | $22.4M | 2.58% |
| 16 | MAIN MAIN STR CAP CORP | $16.2M | 1.86% |
| 17 | DIVY TIDAL ETF TR | $15.2M | 1.75% |
| 18 | ABBV ABBVIE INC | $13.4M | 1.55% |
| 19 | PFG PRINCIPAL FINANCIAL GROUP IN | $12.2M | 1.41% |
| 20 | VLO VALERO ENERGY CORP | $11.6M | 1.34% |
Values as reported on the Q1 2022 Form 13F. Every position is in the holdings table below.