SOUND INCOME STRATEGIES LLC
Q4 2022 Form 13-F
FT LAUDERDALE, FLORIDA
CIK 0001730960
· CRD 173272
· SEC-registered investment adviser
$784.7M Reported Value Total
SOUND INCOME STRATEGIES, LLC reports 14,319 total accounts under management (AUM). There are 12,036 discretionary accounts valued at $1,697,966,838, and 2,283 non-discretionary accounts valued at $180,504,878.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-01-23
Reported value
$784.7M
Quarter over quarter
+9.0%
Holdings
979
Top-10 concentration
39.0%
Key People
Form ADV owners & control persons
David Joseph Scranton
OWNER
Rana Chander
CHIEF OPERATING OFFICER
Charles Burton Radlauer
CHIEF COMPLIANCE OFFICER
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Q4 2022 13F record
Q4 2022 13F filing summary
| Period of report | December 31, 2022 |
|---|---|
| Filed | January 11, 2023 |
| Form | 13F-HR |
| Reported value | $784.7M |
| Positions | 979 |
| Change in reported value | +14.2% |
| New positions | 179 |
| Exited positions | 44 |
| Position turnover | 21.8% |
| Top-10 concentration | 39.0% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 9, 2026
|
478 | $2.2B |
|
Q2 2026 13F
Filed Jul 20, 2026
|
483 | $2.2B |
|
Q1 2026 13F
Filed Apr 27, 2026
|
2,593 | $2.1B |
|
Q4 2025 13F
Filed Jan 21, 2026
|
2,513 | $2.1B |
|
Q3 2025 13F
Filed Oct 10, 2025
|
1,693 | $1.8B |
|
Q2 2025 13F
Filed Jul 17, 2025
|
1,605 | $1.7B |
|
Q1 2025 13F
Filed Apr 17, 2025
|
1,555 | $1.7B |
|
Q4 2024 13F
Filed Jan 21, 2025
|
1,470 | $1.6B |
|
Q3 2024 13F
Filed Oct 10, 2024
|
1,405 | $1.6B |
|
Q2 2024 13F
Filed Jul 12, 2024
|
1,373 | $1.6B |
|
Q1 2024 13F
Filed Apr 15, 2024
|
1,348 | $1.3B |
|
Q4 2023 13F
Filed Jan 10, 2024
|
1,315 | $1.2B |
|
Q3 2023 13F
Filed Oct 12, 2023
|
1,147 | $1.2B |
|
Q2 2023 13F
Filed Jul 10, 2023
|
1,110 | $972.8M |
|
Q1 2023 13F
Filed Apr 10, 2023
|
1,057 | $919.9M |
|
Q4 2022 13F
Filed Jan 11, 2023
|
979 | $784.7M |
|
Q3 2022 13F
Filed Oct 18, 2022
|
752 | $687.5M |
|
Q2 2022 13F
Filed Jul 11, 2022
|
768 | $749.7M |
|
Q1 2022 13F
Filed Apr 11, 2022
|
762 | $868.8M |
|
Q4 2021 13F
Filed Jan 13, 2022
|
744 | $849.8M |
16 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q4 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | SHYG ISHARES TR | $42.3M | 5.4% |
| 2 | ARCC ARES CAPITAL CORP | $34.9M | 4.45% |
| 3 | HYEM VANECK VECTORS ETF TR | $34.5M | 4.4% |
| 4 | HTGC HERCULES CAPITAL INC | $32.3M | 4.11% |
| 5 | PFLT PENNANTPARK FLOATING RATE CA | $31.5M | 4.01% |
| 6 | EMHY ISHARES INC | $31.3M | 3.99% |
| 7 | TSLX SIXTH STREET SPECIALTY LENDN | $30.6M | 3.9% |
| 8 | GBDC GOLUB CAP BDC INC | $29.5M | 3.76% |
| 9 | FXED TIDAL ETF TR | $22.1M | 2.82% |
| 10 | DIVY TIDAL ETF TR | $17.3M | 2.2% |
| 11 | ABBV ABBVIE INC | $16.8M | 2.14% |
| 12 | GEFB GREIF INC | $15.7M | 2.0% |
| 13 | VLO VALERO ENERGY CORP | $15.7M | 2.0% |
| 14 | MAIN MAIN STR CAP CORP | $14.8M | 1.89% |
| 15 | OMC OMNICOM GROUP INC | $14.2M | 1.81% |
| 16 | ENB ENBRIDGE INC | $12.8M | 1.64% |
| 17 | PFE PFIZER INC | $12.2M | 1.56% |
| 18 | LYB LYONDELLBASELL INDUSTRIES N | $11.9M | 1.52% |
| 19 | IBM INTERNATIONAL BUSINESS MACHS | $11.4M | 1.45% |
| 20 | CSCO CISCO SYS INC | $10.7M | 1.36% |
Values as reported on the Q4 2022 Form 13F. Every position is in the holdings table below.