Mukesh Mehta Sells $125K of AssetMark Financial Holdings Inc (AMK) — SEC Form 4, Jun 12, 2023

Open-Market Net Sale · SEC Form 4
−$124,989

Equity position changed by +11.9%

Reporting Owner
TXN 2023-06-09 · FILED 2023-06-12
Equity Position 318K sh 284,125 → 317,844
Equity Change +11.9% shares held after vs before
Filing Lag 1 business day within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2023-06-12
Report Date
2023-06-08
Accession No.
0001591587-23-000022
Accepted At
2023-06-12 23:08 UTC
Reporting Owner
Name Relationship
Mukesh Mehta CIK 0001782585
EVP
Mukesh Mehta at AssetMark Financial Holdings Inc Full insider history
Bought (12 mo) —
Sold (12 mo) —
More from this insider at AssetMark Financial Holdings Inc
2024-09-06 Gift/Other — View
2024-08-15 Gift/Other — View
2024-06-11 Sell -$305,461 View
2022-06-10 Sell -$48,416 View
2021-11-12 Sell -$841,138 View
All filings by this insider at AssetMark Financial Holdings Inc
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common StockF1 2023-06-08 A - Award/Grant 37,892 A $0.00 — 317,844 Direct
Common StockF2 2023-06-08 S - Sale 3,318 D $30.04 -$99,673 314,526 Direct
Common StockF2 2023-06-09 S - Sale 855 D $29.61 -$25,317 313,671 Direct
Footnotes (2)
F1
Consists of restricted stock units that vest in four equal annual installments on the first four anniversaries of the date of grant and settle in shares of common stock of the Issuer. Show more
F2
Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees. Show more
Remarks

The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.

Show more
Other insiders at AssetMark Financial Holdings Inc
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