Huatai International Financial Holdings Co Ltd and 2 Others Sells $1.79B of AssetMark Financial Holdings Inc (AMK) — SEC Form 4, Sep 06, 2024

Open-Market Net Sale · SEC Form 4
−$1,793,301,415

Equity position changed by -100.0%

Equity Position 0 sh 50,873,799 → 0
Equity Change -100.0% shares held after vs before
Filing Lag 1 business day within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2024-09-06
Report Date
2024-09-05
Accession No.
0001591587-24-000084
Accepted At
2024-09-06 20:07 UTC
Reporting Owners
Name Relationship
Huatai International Financial Holdings Co Ltd CIK 0001782596
10% Owner
Huatai Securities Co., Ltd. CIK 0001782677
10% Owner
Huatai International Investment Holdings Ltd CIK 0001782597
10% Owner
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common StockF1F2 2024-09-05 S - Sale 50,873,799 D $35.25 -$1,793,301,415 0 Indirect By Huatai International Investment Holdings Limited
Footnotes (2)
F1
Represents shares disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of April 25, 2024, by and among the Issuer, GTCR Everest Borrower, LLC and GTCR Everest Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger contemplated thereby, each share of common stock held by the reporting persons was converted automatically into the right to receive $35.25 per share in cash. Show more
F2
These shares are held directly by Huatai International Investment Holdings Limited ("HIIHL"). Huatai International Financial Holdings Company Limited ("HIFHCL") is the sole shareholder of HIIHL. Huatai Securities Co., Ltd. ("HSCL") is the sole shareholder of HIFHCL. Accordingly, each of HIFHCL and HSCL is an indirect beneficial owner of the reported securities. Show more
Other insiders at AssetMark Financial Holdings Inc
All AssetMark Financial Holdings Inc insider activity
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