AssetMark Financial Holdings Inc (AMK) Form 4 Filed by Carrie E. Hansen, Sep 06, 2024
SEC Form 4 · No Market Transaction
Return To Issuer
Non-market transaction reported.
Equity Position
0 sh
134,439 → 0
Equity Change
-100.0%
shares held after vs before
Filing Lag
1 business day
within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Reporting Owner
| Name | Relationship |
|---|---|
| Carrie E. Hansen CIK 0001782584 |
COO
|
Carrie E. Hansen at AssetMark Financial Holdings Inc
Full insider history
Bought (12 mo)
—
Sold (12 mo)
—
More from this insider at AssetMark Financial Holdings Inc
| 2024-08-30 | Gift/Other | — | View |
| 2024-08-21 | Gift/Other | — | View |
| 2024-06-11 | Sell | -$365,025 | View |
| 2023-12-07 | Sell | -$301,070 | View |
| 2023-06-12 | Sell | -$124,989 | View |
Non-Derivative Securities Transactions
Derivative Securities Transactions
| Title | Strike | Date | Type | Shares | Price | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4F4F4 | 2024-09-05 | D - Return to Issuer | 62,095 D | 2029-07-19 | 62,095 Common Stock | Direct | ||
| Stock Appreciation RightF5F5F5 | 2024-09-05 | D - Return to Issuer | 80,377 D | 2030-06-09 | 80,377 Common Stock | Direct | ||
| Stock Appreciation RightF5F5F5 | 2024-09-05 | D - Return to Issuer | 73,171 D | 2031-06-09 | 73,171 Common Stock | Direct | ||
| Stock Appreciation RightF5F5F5 | 2024-09-05 | D - Return to Issuer | 82,703 D | 2032-06-08 | 82,703 Common Stock | Direct |
Footnotes (5)
- F1
- Represents shares disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of April 25, 2024, by and among AssetMark Financial Holdings, Inc., GTCR Everest Borrower, LLC and GTCR Everest Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of common stock held by the reporting person was converted automatically into the right to receive $35.25 per share in cash (the "Merger Consideration"). Show more
- F2
- Includes shares of common stock underlying restricted stock units. Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit held by the reporting person was canceled and converted automatically into the right to receive the Merger Consideration. Show more
- F3
- Shares held by the Hansen Family Charitable Remainder Trust, dated August 20, 2024, of which both the Reporting Person and her spouse are co-trustees. Show more
- F4
- Pursuant to the Merger Agreement, at the Effective Time, each stock option with respect to shares of common stock held by the reporting person was canceled and converted automatically into the right to receive an amount in cash equal to, with respect to each share of common stock underlying such stock option, the excess (if any) of the Merger Consideration over the applicable exercise price. Show more
- F5
- Pursuant to the Merger Agreement, at the Effective Time, each stock appreciation right with respect to shares of common stock held by the reporting person was canceled and converted automatically into the right to receive an amount in cash equal to, with respect to each stock appreciation right, the excess (if any) of the Merger Consideration over the applicable exercise price. Show more
Related filings at AssetMark Financial Holdings Inc
Institutional Holders
13F holders · Sep 30, 2024
1
institutional managers reporting a position
Largest by reported value
- Ronald Blue Trust, Inc. $4.7K
Other insiders at AssetMark Financial Holdings Inc
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