Mukesh Mehta Sells $841K of AssetMark Financial Holdings Inc (AMK) — SEC Form 4, Nov 12, 2021

Open-Market Net Sale · SEC Form 4

−$841,138

Equity position changed by -10.2%

Reporting Owner

Mukesh Mehta

EVP

TXN 2021-11-12 · FILED 2021-11-12

Equity Position 263K sh 293,116 → 263,116

Equity Change -10.2% shares held after vs before

Filing Lag 0 business days within 2-day SEC deadline

Form 4 · Statement of Changes in Beneficial Ownership

AssetMark Financial Holdings Inc

AMK CIK 0001591587

Reporting Owner

Name	Relationship
Mukesh Mehta CIK 0001782585	EVP

Mukesh Mehta at AssetMark Financial Holdings Inc Full insider history

Bought (12 mo) —

Sold (12 mo) —

More from this insider at AssetMark Financial Holdings Inc

Non-Derivative Securities Transactions

Title	Date	Type	Shares	Price	Net Total	Post-Txn	Ownership
Common StockF1	2021-11-10	S - Sale	27,937 D	$28.04	-$783,353	265,179	Direct
Common StockF2	2021-11-11	S - Sale	1,456 D	$28.01	-$40,783	263,723	Direct
Common StockF3	2021-11-12	S - Sale	607 D	$28.01	-$17,002	263,116	Direct

Footnotes (3)

F1: These transactions were executed in multiple trades at prices ranging from $28.00 to $28.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Show more
F2: These transactions were executed in multiple trades at prices ranging from $28.00 to $28.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Show more
F3: These transactions were executed in multiple trades at prices ranging from $28.00 to $28.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Show more

Remarks

All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.

Institutional Holders

Largest by reported value

Other insiders at AssetMark Financial Holdings Inc

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