Mukesh Mehta Sells $48.4K of AssetMark Financial Holdings Inc (AMK) — SEC Form 4, Jun 10, 2022

Open-Market Net Sale · SEC Form 4
−$48,416

Equity position changed by +6.3%

Reporting Owner
TXN 2022-06-10 · FILED 2022-06-10
Equity Position 282K sh 265,578 → 282,413
Equity Change +6.3% shares held after vs before
Filing Lag 0 business days within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2022-06-10
Report Date
2022-06-08
Accession No.
0001209191-22-036178
Accepted At
2022-06-11 00:54 UTC
Reporting Owner
Name Relationship
Mukesh Mehta CIK 0001782585
EVP
Mukesh Mehta at AssetMark Financial Holdings Inc Full insider history
Bought (12 mo) —
Sold (12 mo) —
More from this insider at AssetMark Financial Holdings Inc
2024-09-06 Gift/Other — View
2024-08-15 Gift/Other — View
2024-06-11 Sell -$305,461 View
2023-06-12 Sell -$124,989 View
2021-11-12 Sell -$841,138 View
All filings by this insider at AssetMark Financial Holdings Inc
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common StockF1 2022-06-08 A - Award/Grant 19,297 A $0.00 — 282,413 Direct
Common StockF2 2022-06-09 S - Sale 1,585 D $20.00 -$31,700 280,828 Direct
Common StockF2 2022-06-10 S - Sale 877 D $19.06 -$16,716 279,951 Direct
Derivative Securities Transactions
Title Strike Date Type Shares Price Expiration Underlying Ownership
Stock Appreciation RightF3 $20.92 2022-06-08 A - Award/Grant 82,703 A $0.00 2032-06-08 82,703 Common Stock Direct
Footnotes (3)
F1
Consists of restricted stock units that vest in four equal annual installments on the first four anniversaries of the date of grant and settle in shares of common stock of the issuer. Show more
F2
Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees. Show more
F3
The stock appreciation right vests in four equal annual installments on the first four anniversaries of the date of grant. Show more
Remarks

The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.

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Other insiders at AssetMark Financial Holdings Inc
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