Mukesh Mehta Sells $567K of AssetMark Financial Holdings Inc (AMK) — SEC Form 4, Jan 22, 2021

Open-Market Net Sale · SEC Form 4
−$567,482

Equity position changed by -6.8%

Reporting Owner
TXN 2020-11-09 · FILED 2021-01-22
Equity Position 307K sh 329,431 → 306,894
Equity Change -6.8% shares held after vs before
Filing Lag 49 business days late vs 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Filing Date
2021-01-22
Report Date
2020-11-09
Accession No.
0001209191-21-004825
Accepted At
2021-01-22 20:51 UTC
Reporting Owner
Name Relationship
Mukesh Mehta CIK 0001782585
EVP
Mukesh Mehta at AssetMark Financial Holdings Inc Full insider history
Bought (12 mo) —
Sold (12 mo) —
More from this insider at AssetMark Financial Holdings Inc
2024-09-06 Gift/Other — View
2024-08-15 Gift/Other — View
2024-06-11 Sell -$305,461 View
2023-06-12 Sell -$124,989 View
2022-06-10 Sell -$48,416 View
All filings by this insider at AssetMark Financial Holdings Inc
Non-Derivative Securities Transactions
Title Date Type Shares Price Net Total Post-Txn Ownership
Common StockF1 2020-11-09 S - Sale 17,503 D $25.18 -$440,726 311,928 Direct
Common StockF2 2020-11-09 S - Sale 5,034 D $25.18 -$126,756 306,894 Direct
Footnotes (2)
F1
These transactions were executed in multiple trades at prices ranging from $25.00 to $25.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Show more
F2
These transactions were executed in multiple trades at prices ranging from $25.00 to $25.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Show more
Remarks

All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.

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Other insiders at AssetMark Financial Holdings Inc
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