Form 13-F position report

ADVENT CONV & INCOME FD

Reported by Shaker Financial Services LLC

Company profile Manager portfolio Source filing
AVK CUSIP 00764C109 Manager CIK 0001511794
Latest reported change

First reported at 48,110 shares this quarter.

New
% of reported 13F value 0.21% This manager · Q3 2025
Shares 48,110 Quarter-end amount reported
Reported value $615,327 Fair value at quarter end
Consecutive quarters held 12 Through Q3 2025

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Manager history

Quarterly position history

How this manager's reported quarter-end position changed over time.

16 quarters
Quarter Activity Shares Change % of reported 13F Reported value Filed
Q3 2026 Added 44,505 +14,526 (48.5%) 0.17% $510,028 2026-10-14
Q2 2026 Reduced 29,979 -6,451 (-17.7%) 0.12% $392,725 2026-07-15
Q1 2026 Added 36,430 +15,496 (74.0%) 0.14% $406,559 2026-05-12
Q4 2025 Reduced 20,934 -27,176 (-56.5%) 0.08% $262,513 2026-01-26
Q3 2025 New 48,110 +48,110 (0.0%) 0.21% $615,327 2025-10-22
Q2 2025 Reduced 0 -20,421 (-100.0%) 0 $0 2025-08-05
Q1 2025 New 20,421 +20,421 (0.0%) 0.09% $235,455 2025-05-09
Q4 2024 Reduced 0 -41,596 (-100.0%) 0 $0 2025-02-13
Q3 2024 New 41,596 +41,596 (0.0%) 0.18% $488,338 2024-10-31
Q2 2024 Reduced 0 -99,796 (-100.0%) 0 $0 2024-08-02
Q1 2024 Reduced 99,796 -128,025 (-56.2%) 0.46% $1,191,565 2024-05-13
Q4 2023 Added 227,821 +17,138 (8.1%) 1.06% $2,592,603 2024-02-07
Q3 2023 Added 210,683 +69,923 (49.7%) 1.03% $2,210,065 2023-11-02
Q2 2023 Added 140,760 +57,340 (68.7%) 0.72% $1,649,708 2023-08-07
Q1 2023 Reduced 83,420 -13,643 (-14.1%) 0.42% $964,336 2023-05-08
Q4 2022 New 97,063 +97,063 (0.0%) 0.5% $1,057,987 2023-02-03
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Institutional context

Who else reported the position

104 managers reported ADVENT CONV & INCOME FD for Q3 2025.

Manager Activity Shares Change % of reported 13F Reported value Tenure
SIT INVESTMENT ASSOCIATES INC Reduced 3,331,428 -347,163 0.86% $42,609,000 5 qtrs
RAYMOND JAMES FINANCIAL INC Added 1,456,665 +114,371 < 0.01% $18,630,744 4 qtrs
Penserra Capital Management LLC Added 1,214,315 +3,401 0.19% $15,531,000 5 qtrs
WELLS FARGO & COMPANY MN Added 876,037 +26,241 < 0.01% $11,204,507 50 qtrs
Advisors Asset Management Inc Reduced 739,152 -66,426 0.16% $9,453,754 50 qtrs
GUGGENHEIM CAPITAL LLC Reduced 681,562 -8,020 0.06% $8,717,178 50 qtrs
LPL Financial LLC Added 557,830 +48,671 < 0.01% $7,134,639 50 qtrs
MORGAN STANLEY Reduced 526,279 -210,714 < 0.01% $6,731,140 50 qtrs
Koshinski Asset Management Inc Added 445,813 +12,915 0.38% $5,701,946 44 qtrs
Baird Financial Group Inc Reduced 303,715 -72 < 0.01% $3,884,515 42 qtrs
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Filing details and methodology As reported
Report period
September 30, 2025
Filed
October 22, 2025
Filing type
13F-HR
Position type
COM

Voting authority reported

Sole
48,110
Shared
0
None
0

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.