Form 13-F position report

ADVENT CONV & INCOME FD

Reported by Shaker Financial Services LLC

Company profile Manager portfolio Source filing
AVK CUSIP 00764C109 Manager CIK 0001511794
Latest reported change

First reported at 41,596 shares this quarter.

New
% of reported 13F value 0.18% This manager · Q3 2024
Shares 41,596 Quarter-end amount reported
Reported value $488,338 Fair value at quarter end
Consecutive quarters held 8 Through Q3 2024

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Manager history

Quarterly position history

How this manager's reported quarter-end position changed over time.

16 quarters
Quarter Activity Shares Change % of reported 13F Reported value Filed
Q3 2026 Added 44,505 +14,526 (48.5%) 0.17% $510,028 2026-10-14
Q2 2026 Reduced 29,979 -6,451 (-17.7%) 0.12% $392,725 2026-07-15
Q1 2026 Added 36,430 +15,496 (74.0%) 0.14% $406,559 2026-05-12
Q4 2025 Reduced 20,934 -27,176 (-56.5%) 0.08% $262,513 2026-01-26
Q3 2025 New 48,110 +48,110 (0.0%) 0.21% $615,327 2025-10-22
Q2 2025 Reduced 0 -20,421 (-100.0%) 0 $0 2025-08-05
Q1 2025 New 20,421 +20,421 (0.0%) 0.09% $235,455 2025-05-09
Q4 2024 Reduced 0 -41,596 (-100.0%) 0 $0 2025-02-13
Q3 2024 New 41,596 +41,596 (0.0%) 0.18% $488,338 2024-10-31
Q2 2024 Reduced 0 -99,796 (-100.0%) 0 $0 2024-08-02
Q1 2024 Reduced 99,796 -128,025 (-56.2%) 0.46% $1,191,565 2024-05-13
Q4 2023 Added 227,821 +17,138 (8.1%) 1.06% $2,592,603 2024-02-07
Q3 2023 Added 210,683 +69,923 (49.7%) 1.03% $2,210,065 2023-11-02
Q2 2023 Added 140,760 +57,340 (68.7%) 0.72% $1,649,708 2023-08-07
Q1 2023 Reduced 83,420 -13,643 (-14.1%) 0.42% $964,336 2023-05-08
Q4 2022 New 97,063 +97,063 (0.0%) 0.5% $1,057,987 2023-02-03
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Institutional context

Who else reported the position

101 managers reported ADVENT CONV & INCOME FD for Q3 2024.

Manager Activity Shares Change % of reported 13F Reported value Tenure
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC Added 407,801 +373,065 0.1% $34,736,000 9 qtrs
MORGAN STANLEY Reduced 1,570,542 -133,250 < 0.01% $18,438,181 46 qtrs
Penserra Capital Management LLC New 996,194 +996,194 0.25% $11,695,000 1 qtr
WELLS FARGO & COMPANY MN Added 745,259 +6,118 < 0.01% $8,749,343 46 qtrs
GUGGENHEIM CAPITAL LLC Reduced 670,431 -28,316 0.06% $7,870,860 46 qtrs
Advisors Asset Management Inc Added 492,836 +109,395 0.11% $5,785,895 46 qtrs
Raymond James Financial Services Advisors Inc Added 462,624 +7,190 < 0.01% $5,431,204 44 qtrs
LPL Financial LLC Added 434,996 +8,136 < 0.01% $5,106,848 46 qtrs
RAYMOND JAMES & ASSOCIATES Reduced 367,906 -46,176 < 0.01% $4,319,212 46 qtrs
Koshinski Asset Management Inc Added 341,488 +13,044 0.35% $4,009,067 40 qtrs
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Filing details and methodology As reported
Report period
September 30, 2024
Filed
October 31, 2024
Filing type
13F-HR
Position type
COM

Voting authority reported

Sole
41,012
Shared
0
None
584

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.