Form 13-F position report

ADVENT CONV & INCOME FD

Reported by Shaker Financial Services LLC

Company profile Manager portfolio Source filing
AVK CUSIP 00764C109 Manager CIK 0001511794
Latest reported change

Reported 29,979 shares, down 6,451 (17.7%) from the prior quarter.

Reported value -3.4%; share count -17.7% vs. the prior quarter.

Reduced
% of reported 13F value 0.12% This manager · Q2 2026
Shares 29,979 Quarter-end amount reported
Reported value $392,725 Fair value at quarter end
Consecutive quarters held 15 Through Q2 2026

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Manager history

Quarterly position history

How this manager's reported quarter-end position changed over time.

16 quarters
Quarter Activity Shares Change % of reported 13F Reported value Filed
Q3 2026 Added 44,505 +14,526 (48.5%) 0.17% $510,028 2026-10-14
Q2 2026 Reduced 29,979 -6,451 (-17.7%) 0.12% $392,725 2026-07-15
Q1 2026 Added 36,430 +15,496 (74.0%) 0.14% $406,559 2026-05-12
Q4 2025 Reduced 20,934 -27,176 (-56.5%) 0.08% $262,513 2026-01-26
Q3 2025 New 48,110 +48,110 (0.0%) 0.21% $615,327 2025-10-22
Q2 2025 Reduced 0 -20,421 (-100.0%) 0 $0 2025-08-05
Q1 2025 New 20,421 +20,421 (0.0%) 0.09% $235,455 2025-05-09
Q4 2024 Reduced 0 -41,596 (-100.0%) 0 $0 2025-02-13
Q3 2024 New 41,596 +41,596 (0.0%) 0.18% $488,338 2024-10-31
Q2 2024 Reduced 0 -99,796 (-100.0%) 0 $0 2024-08-02
Q1 2024 Reduced 99,796 -128,025 (-56.2%) 0.46% $1,191,565 2024-05-13
Q4 2023 Added 227,821 +17,138 (8.1%) 1.06% $2,592,603 2024-02-07
Q3 2023 Added 210,683 +69,923 (49.7%) 1.03% $2,210,065 2023-11-02
Q2 2023 Added 140,760 +57,340 (68.7%) 0.72% $1,649,708 2023-08-07
Q1 2023 Reduced 83,420 -13,643 (-14.1%) 0.42% $964,336 2023-05-08
Q4 2022 New 97,063 +97,063 (0.0%) 0.5% $1,057,987 2023-02-03
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Institutional context

Who else reported the position

119 managers reported ADVENT CONV & INCOME FD for Q2 2026.

Manager Activity Shares Change % of reported 13F Reported value Tenure
RAYMOND JAMES FINANCIAL INC Added 1,780,142 +181,443 < 0.01% $23,319,854 7 qtrs
SIT INVESTMENT ASSOCIATES INC Reduced 1,421,316 -712,460 0.35% $18,619,000 8 qtrs
WELLS FARGO & COMPANY MN Added 881,999 +21,935 < 0.01% $11,554,178 53 qtrs
GUGGENHEIM CAPITAL LLC Added 801,115 +58,052 0.07% $10,494,607 53 qtrs
Advisors Asset Management Inc Added 777,357 +86,808 0.16% $10,183,377 53 qtrs
Penserra Capital Management LLC Added 684,338 +26,123 0.07% $8,964,000 8 qtrs
LPL Financial LLC Reduced 528,821 -7,484 < 0.01% $6,927,556 53 qtrs
MORGAN STANLEY Reduced 516,337 -26,774 < 0.01% $6,764,030 53 qtrs
Koshinski Asset Management Inc Added 481,591 +8,774 0.34% $6,308,839 47 qtrs
WOLVERINE ASSET MANAGEMENT LLC Added 361,758 +208,760 0.04% $4,739,030 2 qtrs
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Filing details and methodology As reported
Report period
June 30, 2026
Filed
July 15, 2026
Filing type
13F-HR
Position type
COM

Voting authority reported

Sole
29,979
Shared
0
None
0

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.