ADVISORS ASSET MANAGEMENT INC
Q3 2024 Form 13-F

MONUMENT, COLORADO
CIK 0001297376 · CRD 46727 · SEC-registered investment adviser
Holdings reported by Vident Advisory LLC since Q3 2023
Consolidated report · includes 1 manager since Q3 2023
$5.4B Reported Value Total

ADVISORS ASSET MANAGEMENT, INC. reports 1,767 total accounts under management (AUM). There are 1,736 discretionary accounts valued at $3,849,690,643, and 31 non-discretionary accounts valued at $3,949,732.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered Discretionary Manager
Firm Brochure (Part 2A) Client Relationship Summary (Form CRS)
Private funds (Form ADV)
1 fund · $44.6M gross asset value
Other: $44.6M
Source: Form ADV filed 2026-10-29
Reported value
$5.4B
Quarter over quarter
+7.1%
Holdings
1,460
Top-10 concentration
16.3%

Filing Structure

Reports holdings for

Holdings reported by

Key People

Form ADV owners & control persons
Lisa Anne Colyer
TRUSTEE
Scott Irvin Colyer
MANAGER
Clifford Dean Corso
CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER/DIRECTOR
Q2 2024
Q4 2024
Go to latest

Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.

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Q3 2024 13F filing summary

Period of report September 30, 2024
Filed November 08, 2024
Form 13F-HR
Reported value $5.4B
Positions 1,460
Change in reported value +6.2%
New positions 86
Exited positions 62
Position turnover 9.7%
Top-10 concentration 16.3%

13F filings by quarter

Quarter Positions Value
Q3 2026 13F
Filed Nov 10, 2026
 1,381 $6.3B
Q2 2026 13F
Filed Aug 14, 2026
 1,408 $6.6B
Q1 2026 13F
Filed May 15, 2026
 1,451 $6.0B
Q4 2025 13F
Filed Feb 12, 2026
 1,447 $6.0B
Q3 2025 13F
Filed Nov 6, 2025
 1,452 $5.9B
Q2 2025 13F
Filed Aug 12, 2025
 1,472 $5.6B
Q1 2025 13F
Filed May 15, 2025
 1,492 $5.3B
Q4 2024 13F
Filed Feb 10, 2025
 1,476 $5.5B
Q3 2024 13F
Filed Nov 8, 2024
 1,460 $5.4B
Q2 2024 13F
Filed Aug 14, 2024
 1,436 $5.1B
Q1 2024 13F
Filed May 14, 2024
 1,395 $5.2B
Q4 2023 13F
Filed Feb 14, 2024
 1,401 $4.9B
Q3 2023 13F
Filed Nov 14, 2023
 1,404 $4.6B
Q2 2023 13F
Filed Aug 14, 2023
 1,417 $4.9B
Q1 2023 13F
Filed May 12, 2023
 1,447 $4.9B
Q4 2022 13F
Filed Feb 13, 2023
 1,479 $4.9B
Q3 2022 13F
Filed Nov 8, 2022
 1,457 $5.0B
Q2 2022 13F
Filed Aug 8, 2022
 1,488 $5.5B
Q1 2022 13F
Filed May 17, 2022
 1,486 $6.5B
Q4 2021 13F
Filed Feb 15, 2022
 1,486 $7.0B

34 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q3 2024

# Holding Reported value % of portfolio
1 AMZN AMAZON COM INC $153.7M 2.82%
2 AAPL APPLE INC $121.9M 2.24%
3 MSFT MICROSOFT CORP $121.8M 2.24%
4 META META PLATFORMS INC $100.1M 1.84%
5 GOOGL ALPHABET INC $93.8M 1.72%
6 WMT WALMART INC $62.4M 1.15%
7 V VISA INC $61.7M 1.13%
8 MA MASTERCARD INCORPORATED $59.3M 1.09%
9 VZ VERIZON COMMUNICATIONS INC $58.7M 1.08%
10 AVGO BROADCOM INC $54.1M 0.99%
11 IBM INTERNATIONAL BUSINESS MACHS $52.3M 0.96%
12 MMM 3M CO $43.7M 0.8%
13 CSCO CISCO SYS INC $39.9M 0.73%
14 T AT&T INC $36.9M 0.68%
15 HD HOME DEPOT INC $36.6M 0.67%
16 LLY ELI LILLY & CO $36.3M 0.67%
17 AMGN AMGEN INC $35.9M 0.66%
18 AXP AMERICAN EXPRESS CO $35.9M 0.66%
19 DOW DOW INC $32.4M 0.6%
20 LMT LOCKHEED MARTIN CORP $31.8M 0.58%

Values as reported on the Q3 2024 Form 13F. Every position is in the holdings table below.

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