PEKIN HARDY STRAUSS INC
Q3 2025 Form 13-F
CHICAGO, ILLINOIS
CIK 0001020317
· CRD 107310
· SEC-registered investment adviser
$997.4M Reported Value Total
PEKIN HARDY STRAUSS, INC. reports 1,821 total accounts under management (AUM). There are 1,821 discretionary accounts valued at $1,144,100,534, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
3 funds
· $10.9M gross asset value
Hedge Fund: $10.5M · Other: $350.4K · Real Estate Fund: $1.4K
Source: Form ADV filed 2026-03-13
Reported value
$997.4M
Quarter over quarter
+10.3%
Holdings
406
Top-10 concentration
27.1%
Key People
Form ADV owners & control persons
Brandon John Hardy
SENIOR VICE-PRESIDENT
Jennifer Ann Dunlap
CHIEF COMPLIANCE OFFICER
William Andrew Pekin
SENIOR VICE PRESIDENT
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q3 2025 13F record
Q3 2025 13F filing summary
| Period of report | September 30, 2025 |
|---|---|
| Filed | November 10, 2025 |
| Form | 13F-HR |
| Reported value | $997.4M |
| Positions | 406 |
| Change in reported value | +13.4% |
| New positions | 71 |
| Exited positions | 22 |
| Position turnover | 21.7% |
| Top-10 concentration | 27.1% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Jul 30, 2026
|
510 | $1.1B |
|
Q1 2026 13F
Filed May 7, 2026
|
477 | $957.0M |
|
Q4 2025 13F
Filed Jan 30, 2026
|
453 | $1.1B |
|
Q3 2025 13F
Filed Nov 10, 2025
|
406 | $997.4M |
|
Q2 2025 13F
Filed Aug 6, 2025
|
357 | $879.5M |
|
Q1 2025 13F
Filed Apr 30, 2025
|
357 | $826.5M |
|
Q4 2024 13F
Filed Feb 4, 2025
|
357 | $788.3M |
|
Q3 2024 13F
Filed Nov 12, 2024
|
336 | $784.3M |
|
Q2 2024 13F
Filed Aug 9, 2024
|
321 | $728.2M |
|
Q1 2024 13F
Filed May 3, 2024
|
321 | $731.7M |
|
Q4 2023 13F
Filed Feb 5, 2024
|
296 | $712.0M |
|
Q3 2023 13F
Filed Nov 8, 2023
|
304 | $633.2M |
|
Q2 2023 13F
Filed Aug 8, 2023
|
305 | $912.9M |
|
Q1 2023 13F
Filed May 8, 2023
|
304 | $749.0M |
|
Q4 2022 13F
Filed Feb 13, 2023
|
303 | $726.9M |
|
Q3 2022 13F
Filed Nov 9, 2022
|
299 | $627.0M |
|
Q2 2022 13F
Filed Aug 5, 2022
|
309 | $708.9M |
|
Q1 2022 13F
Filed May 13, 2022
|
317 | $804.2M |
|
Q4 2021 13F
Filed Feb 8, 2022
|
323 | $739.0M |
|
Q3 2021 13F
Filed Nov 12, 2021
|
320 | $700.9M |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2025
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | PHYS SPROTT ASSET MANAGEMENT LP | $126.2M | 12.66% |
| 2 | BRK-B BERKSHIRE HATHAWAY INC DEL | $19.7M | 1.97% |
| 3 | GDX VANECK ETF TRUST | $18.4M | 1.84% |
| 4 | CCJ CAMECO CORP | $17.4M | 1.74% |
| 5 | CEF SPROTT ASSET MANAGEMENT LP | $16.8M | 1.68% |
| 6 | PSLV SPROTT ASSET MANAGEMENT LP | $14.9M | 1.49% |
| 7 | IBIT ISHARES BITCOIN TRUST ETF | $14.8M | 1.48% |
| 8 | AEM AGNICO EAGLE MINES LTD | $14.4M | 1.45% |
| 9 | MTBA SIMPLIFY EXCHANGE TRADED FUN | $14.1M | 1.41% |
| 10 | AAPL APPLE INC | $13.3M | 1.34% |
| 11 | XOM EXXON MOBIL CORP | $12.7M | 1.28% |
| 12 | OUNZ VANECK MERK GOLD ETF | $12.0M | 1.21% |
| 13 | AER AERCAP HOLDINGS NV | $11.6M | 1.16% |
| 14 | EWZ ISHARES INC | $11.4M | 1.14% |
| 15 | DG DOLLAR GEN CORP NEW | $11.0M | 1.1% |
| 16 | GOOGL ALPHABET INC | $10.8M | 1.08% |
| 17 | GOOG ALPHABET INC | $10.0M | 1.0% |
| 18 | MSFT MICROSOFT CORP | $9.7M | 0.98% |
| 19 | AGI ALAMOS GOLD INC NEW | $9.2M | 0.92% |
| 20 | HUM HUMANA INC | $9.1M | 0.91% |
Values as reported on the Q3 2025 Form 13F. Every position is in the holdings table below.