PEKIN HARDY STRAUSS INC
Q3 2023 Form 13-F
CHICAGO, ILLINOIS
CIK 0001020317
· CRD 107310
· SEC-registered investment adviser
$633.2M Reported Value Total
PEKIN HARDY STRAUSS, INC. reports 1,773 total accounts under management (AUM). There are 1,773 discretionary accounts valued at $1,041,169,351, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
3 funds
· $10.9M gross asset value
Hedge Fund: $10.5M · Other: $350.4K · Real Estate Fund: $1.4K
Source: Form ADV filed 2026-03-13
Reported value
$633.2M
Quarter over quarter
+0.5%
Holdings
304
Top-10 concentration
26.1%
Key People
Form ADV owners & control persons
Brandon John Hardy
SENIOR VICE-PRESIDENT
Jennifer Ann Dunlap
CHIEF COMPLIANCE OFFICER
William Andrew Pekin
SENIOR VICE PRESIDENT
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q3 2023 13F record
Q3 2023 13F filing summary
| Period of report | September 30, 2023 |
|---|---|
| Filed | November 08, 2023 |
| Form | 13F-HR |
| Reported value | $633.2M |
| Positions | 304 |
| Change in reported value | -30.7% |
| New positions | 23 |
| Exited positions | 24 |
| Position turnover | 14.3% |
| Top-10 concentration | 26.1% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Jul 30, 2026
|
510 | $1.1B |
|
Q1 2026 13F
Filed May 7, 2026
|
477 | $957.0M |
|
Q4 2025 13F
Filed Jan 30, 2026
|
453 | $1.1B |
|
Q3 2025 13F
Filed Nov 10, 2025
|
406 | $997.4M |
|
Q2 2025 13F
Filed Aug 6, 2025
|
357 | $879.5M |
|
Q1 2025 13F
Filed Apr 30, 2025
|
357 | $826.5M |
|
Q4 2024 13F
Filed Feb 4, 2025
|
357 | $788.3M |
|
Q3 2024 13F
Filed Nov 12, 2024
|
336 | $784.3M |
|
Q2 2024 13F
Filed Aug 9, 2024
|
321 | $728.2M |
|
Q1 2024 13F
Filed May 3, 2024
|
321 | $731.7M |
|
Q4 2023 13F
Filed Feb 5, 2024
|
296 | $712.0M |
|
Q3 2023 13F
Filed Nov 8, 2023
|
304 | $633.2M |
|
Q2 2023 13F
Filed Aug 8, 2023
|
305 | $912.9M |
|
Q1 2023 13F
Filed May 8, 2023
|
304 | $749.0M |
|
Q4 2022 13F
Filed Feb 13, 2023
|
303 | $726.9M |
|
Q3 2022 13F
Filed Nov 9, 2022
|
299 | $627.0M |
|
Q2 2022 13F
Filed Aug 5, 2022
|
309 | $708.9M |
|
Q1 2022 13F
Filed May 13, 2022
|
317 | $804.2M |
|
Q4 2021 13F
Filed Feb 8, 2022
|
323 | $739.0M |
|
Q3 2021 13F
Filed Nov 12, 2021
|
320 | $700.9M |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | PHYS SPROTT PHYSICAL GOLD TR | $58.7M | 9.27% |
| 2 | BRK-B BERKSHIRE HATHAWAY INC DEL | $17.7M | 2.8% |
| 3 | CCJ CAMECO CORP | $15.4M | 2.43% |
| 4 | XOM EXXON MOBIL CORP | $12.4M | 1.95% |
| 5 | AAPL APPLE INC | $12.1M | 1.91% |
| 6 | CF CF INDS HLDGS INC | $11.1M | 1.75% |
| 7 | MOS MOSAIC CO NEW | $10.7M | 1.7% |
| 8 | MRC MRC GLOBAL INC | $9.6M | 1.52% |
| 9 | DVN DEVON ENERGY CORP NEW | $9.0M | 1.42% |
| 10 | SM SM ENERGY CO | $8.7M | 1.38% |
| 11 | DG DOLLAR GEN CORP NEW | $8.6M | 1.37% |
| 12 | CEF SPROTT PHYSICAL GOLD & SILVE | $8.4M | 1.32% |
| 13 | SU SUNCOR ENERGY INC NEW | $8.2M | 1.3% |
| 14 | OUNZ VANECK MERK GOLD TR | $8.1M | 1.28% |
| 15 | MSFT MICROSOFT CORP | $7.7M | 1.22% |
| 16 | ITRN ITURAN LOCATION AND CONTROL | $7.6M | 1.2% |
| 17 | AER AERCAP HOLDINGS NV | $7.3M | 1.15% |
| 18 | VFC V F CORP | $7.2M | 1.14% |
| 19 | GOOG ALPHABET INC | $7.1M | 1.12% |
| 20 | GOOGL ALPHABET INC | $6.9M | 1.09% |
Values as reported on the Q3 2023 Form 13F. Every position is in the holdings table below.