PEKIN HARDY STRAUSS INC
Q3 2022 Form 13-F
CHICAGO, ILLINOIS
CIK 0001020317
· CRD 107310
· SEC-registered investment adviser
$627.0M Reported Value Total
PEKIN HARDY STRAUSS, INC. reports 1,753 total accounts under management (AUM). There are 1,753 discretionary accounts valued at $922,498,143, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
3 funds
· $10.9M gross asset value
Hedge Fund: $10.5M · Other: $350.4K · Real Estate Fund: $1.4K
Source: Form ADV filed 2026-03-13
Reported value
$627.0M
Quarter over quarter
-5.2%
Holdings
299
Top-10 concentration
26.0%
Key People
Form ADV owners & control persons
Brandon John Hardy
SENIOR VICE-PRESIDENT
Jennifer Ann Dunlap
CHIEF COMPLIANCE OFFICER
William Andrew Pekin
SENIOR VICE PRESIDENT
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q3 2022 13F record
Q3 2022 13F filing summary
| Period of report | September 30, 2022 |
|---|---|
| Filed | November 09, 2022 |
| Form | 13F-HR |
| Reported value | $627.0M |
| Positions | 299 |
| Change in reported value | -11.6% |
| New positions | 19 |
| Exited positions | 29 |
| Position turnover | 14.6% |
| Top-10 concentration | 26.0% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Jul 30, 2026
|
510 | $1.1B |
|
Q1 2026 13F
Filed May 7, 2026
|
477 | $957.0M |
|
Q4 2025 13F
Filed Jan 30, 2026
|
453 | $1.1B |
|
Q3 2025 13F
Filed Nov 10, 2025
|
406 | $997.4M |
|
Q2 2025 13F
Filed Aug 6, 2025
|
357 | $879.5M |
|
Q1 2025 13F
Filed Apr 30, 2025
|
357 | $826.5M |
|
Q4 2024 13F
Filed Feb 4, 2025
|
357 | $788.3M |
|
Q3 2024 13F
Filed Nov 12, 2024
|
336 | $784.3M |
|
Q2 2024 13F
Filed Aug 9, 2024
|
321 | $728.2M |
|
Q1 2024 13F
Filed May 3, 2024
|
321 | $731.7M |
|
Q4 2023 13F
Filed Feb 5, 2024
|
296 | $712.0M |
|
Q3 2023 13F
Filed Nov 8, 2023
|
304 | $633.2M |
|
Q2 2023 13F
Filed Aug 8, 2023
|
305 | $912.9M |
|
Q1 2023 13F
Filed May 8, 2023
|
304 | $749.0M |
|
Q4 2022 13F
Filed Feb 13, 2023
|
303 | $726.9M |
|
Q3 2022 13F
Filed Nov 9, 2022
|
299 | $627.0M |
|
Q2 2022 13F
Filed Aug 5, 2022
|
309 | $708.9M |
|
Q1 2022 13F
Filed May 13, 2022
|
317 | $804.2M |
|
Q4 2021 13F
Filed Feb 8, 2022
|
323 | $739.0M |
|
Q3 2021 13F
Filed Nov 12, 2021
|
320 | $700.9M |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | PHYS SPROTT PHYSICAL GOLD TR | $51.9M | 8.28% |
| 2 | SPY P SPDR S&P 500 ETF TR | $15.2M | 2.42% |
| 3 | BRK-B BERKSHIRE HATHAWAY INC DEL | $15.2M | 2.42% |
| 4 | AAPL APPLE INC | $12.9M | 2.06% |
| 5 | MOS MOSAIC CO NEW | $12.9M | 2.05% |
| 6 | CCJ CAMECO CORP | $12.0M | 1.92% |
| 7 | QQQ P INVESCO QQQ TR | $11.0M | 1.75% |
| 8 | CF CF INDS HLDGS INC | $10.9M | 1.74% |
| 9 | DVN DEVON ENERGY CORP NEW | $10.5M | 1.67% |
| 10 | XOM EXXON MOBIL CORP | $10.3M | 1.64% |
| 11 | GOOGL ALPHABET INC | $9.6M | 1.53% |
| 12 | SU SUNCOR ENERGY INC NEW | $9.6M | 1.53% |
| 13 | FHN FIRST HORIZON CORPORATION | $9.3M | 1.49% |
| 14 | SFM SPROUTS FMRS MKT INC | $8.8M | 1.41% |
| 15 | AER AERCAP HOLDINGS NV | $8.0M | 1.28% |
| 16 | CEF SPROTT PHYSICAL GOLD & SILVE | $7.9M | 1.26% |
| 17 | GOOG ALPHABET INC | $7.9M | 1.25% |
| 18 | OUNZ VANECK MERK GOLD TR | $7.5M | 1.2% |
| 19 | MSFT MICROSOFT CORP | $7.4M | 1.18% |
| 20 | MRC MRC GLOBAL INC | $7.3M | 1.16% |
Values as reported on the Q3 2022 Form 13F. Every position is in the holdings table below.