HOLLOW BROOK WEALTH MANAGEMENT LLC
Q4 2022 Form 13-F
KATONAH, NEW YORK
CIK 0001455251
· CRD 145521
· SEC-registered investment adviser
$209.0M Reported Value Total
HOLLOW BROOK WEALTH MANAGEMENT LLC reports 387 total accounts under management (AUM). There are 319 discretionary accounts valued at $420,769,377, and 68 non-discretionary accounts valued at $535,801,880.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
1 fund
· $5.8M gross asset value
Hedge Fund: $5.8M
Source: Form ADV filed 2026-03-30
Reported value
$209.0M
Quarter over quarter
+10.7%
Holdings
81
Top-10 concentration
52.8%
Key People
Form ADV owners & control persons
Alan Lee Bazaar
CEO & CO-CHIEF INVESTMENT OFFICER
Philip Ernst Richter
PRESIDENT, FOUNDER & CO-CHIEF INVESTMENT OFFICER, CCO
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Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
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Q4 2022 13F record
Q4 2022 13F filing summary
| Period of report | December 31, 2022 |
|---|---|
| Filed | February 13, 2023 |
| Form | 13F-HR |
| Reported value | $209.0M |
| Positions | 81 |
| Change in reported value | +18.6% |
| New positions | 11 |
| Exited positions | 4 |
| Position turnover | 17.7% |
| Top-10 concentration | 52.8% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 14, 2026
|
77 | $503.5M |
|
Q1 2026 13F
Filed May 13, 2026
|
70 | $392.0M |
|
Q4 2025 13F
Filed Feb 17, 2026
|
79 | $386.6M |
|
Q3 2025 13F
Filed Nov 14, 2025
|
104 | $422.7M |
|
Q2 2025 13F
Filed Aug 13, 2025
|
88 | $344.1M |
|
Q1 2025 13F
Filed May 14, 2025
|
84 | $340.8M |
|
Q4 2024 13F
Filed Feb 12, 2025
|
87 | $325.5M |
|
Q3 2024 13F
Filed Nov 14, 2024
|
90 | $337.2M |
|
Q2 2024 13F
Filed Aug 13, 2024
|
77 | $294.5M |
|
Q1 2024 13F
Filed May 15, 2024
|
82 | $270.4M |
|
Q4 2023 13F
Filed Feb 5, 2024
|
83 | $250.7M |
|
Q3 2023 13F
Filed Nov 14, 2023
|
84 | $239.6M |
|
Q2 2023 13F
Filed Aug 14, 2023
|
86 | $231.3M |
|
Q1 2023 13F
Filed May 10, 2023
|
82 | $211.1M |
|
Q4 2022 13F
Filed Feb 13, 2023
|
81 | $209.0M |
|
Q3 2022 13F
Filed Nov 7, 2022
|
74 | $176.2M |
|
Q2 2022 13F
Filed Jul 26, 2022
|
71 | $181.9M |
|
Q1 2022 13F
Filed May 13, 2022
|
76 | $224.5M |
|
Q4 2021 13F
Filed Feb 14, 2022
|
79 | $195.0M |
|
Q3 2021 13F
Filed Nov 12, 2021
|
63 | $161.4M |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q4 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | GLDM WORLD GOLD TR | $37.2M | 17.82% |
| 2 | GDX VANECK ETF TRUST | $15.1M | 7.23% |
| 3 | AAPL APPLE INC | $8.6M | 4.12% |
| 4 | JNJ JOHNSON & JOHNSON | $8.3M | 3.95% |
| 5 | MSFT MICROSOFT CORP | $8.2M | 3.92% |
| 6 | BRK-B BERKSHIRE HATHAWAY INC DEL | $7.3M | 3.47% |
| 7 | AFL AFLAC INC | $7.1M | 3.39% |
| 8 | CVX CHEVRON CORP NEW | $6.7M | 3.21% |
| 9 | KMX CARMAX INC | $6.0M | 2.87% |
| 10 | EPD ENTERPRISE PRODS PARTNERS L | $5.9M | 2.81% |
| 11 | PPA INVESCO EXCHANGE TRADED FD T | $4.6M | 2.22% |
| 12 | GOOGL ALPHABET INC | $4.6M | 2.21% |
| 13 | PLNT PLANET FITNESS INC | $4.3M | 2.08% |
| 14 | FND FLOOR & DECOR HLDGS INC | $4.3M | 2.07% |
| 15 | OIH VANECK ETF TRUST | $4.3M | 2.04% |
| 16 | CEG CONSTELLATION ENERGY CORP | $4.1M | 1.97% |
| 17 | WTT WIRELESS TELECOM GROUP INC | $3.3M | 1.59% |
| 18 | RTX RAYTHEON TECHNOLOGIES CORP | $3.2M | 1.51% |
| 19 | GLD SPDR GOLD TR | $3.1M | 1.51% |
| 20 | IVV ISHARES TR | $3.0M | 1.42% |
Values as reported on the Q4 2022 Form 13F. Every position is in the holdings table below.