HOLLOW BROOK WEALTH MANAGEMENT LLC
Q2 2026 Form 13-F
KATONAH, NEW YORK
CIK 0001455251
· CRD 145521
· SEC-registered investment adviser
$503.5M Reported Value Total
HOLLOW BROOK WEALTH MANAGEMENT LLC reports 603 total accounts under management (AUM). There are 541 discretionary accounts valued at $832,548,371, and 62 non-discretionary accounts valued at $534,581,516.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
1 fund
· $5.8M gross asset value
Hedge Fund: $5.8M
Source: Form ADV filed 2026-03-30
Reported value
$503.5M
Quarter over quarter
-1.9%
Holdings
77
Top-10 concentration
63.4%
Key People
Form ADV owners & control persons
Alan Lee Bazaar
CEO & CO-CHIEF INVESTMENT OFFICER
Philip Ernst Richter
PRESIDENT, FOUNDER & CO-CHIEF INVESTMENT OFFICER, CCO
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q2 2026 13F record
Q2 2026 13F filing summary
| Period of report | June 30, 2026 |
|---|---|
| Filed | August 14, 2026 |
| Form | 13F-HR |
| Reported value | $503.5M |
| Positions | 77 |
| Change in reported value | +28.5% |
| New positions | 8 |
| Exited positions | 1 |
| Position turnover | 11.5% |
| Top-10 concentration | 63.4% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 14, 2026
|
77 | $503.5M |
|
Q1 2026 13F
Filed May 13, 2026
|
70 | $392.0M |
|
Q4 2025 13F
Filed Feb 17, 2026
|
79 | $386.6M |
|
Q3 2025 13F
Filed Nov 14, 2025
|
104 | $422.7M |
|
Q2 2025 13F
Filed Aug 13, 2025
|
88 | $344.1M |
|
Q1 2025 13F
Filed May 14, 2025
|
84 | $340.8M |
|
Q4 2024 13F
Filed Feb 12, 2025
|
87 | $325.5M |
|
Q3 2024 13F
Filed Nov 14, 2024
|
90 | $337.2M |
|
Q2 2024 13F
Filed Aug 13, 2024
|
77 | $294.5M |
|
Q1 2024 13F
Filed May 15, 2024
|
82 | $270.4M |
|
Q4 2023 13F
Filed Feb 5, 2024
|
83 | $250.7M |
|
Q3 2023 13F
Filed Nov 14, 2023
|
84 | $239.6M |
|
Q2 2023 13F
Filed Aug 14, 2023
|
86 | $231.3M |
|
Q1 2023 13F
Filed May 10, 2023
|
82 | $211.1M |
|
Q4 2022 13F
Filed Feb 13, 2023
|
81 | $209.0M |
|
Q3 2022 13F
Filed Nov 7, 2022
|
74 | $176.2M |
|
Q2 2022 13F
Filed Jul 26, 2022
|
71 | $181.9M |
|
Q1 2022 13F
Filed May 13, 2022
|
76 | $224.5M |
|
Q4 2021 13F
Filed Feb 14, 2022
|
79 | $195.0M |
|
Q3 2021 13F
Filed Nov 12, 2021
|
63 | $161.4M |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q2 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | SGOV ISHARES TR | $108.4M | 21.54% |
| 2 | GLDM WORLD GOLD TR | $99.3M | 19.72% |
| 3 | BRK-B BERKSHIRE HATHAWAY INC DEL | $20.3M | 4.03% |
| 4 | DMLP DORCHESTER MINERALS L P | $20.3M | 4.03% |
| 5 | AAPL APPLE INC | $18.4M | 3.65% |
| 6 | MSFT MICROSOFT CORP | $11.3M | 2.25% |
| 7 | PPA INVESCO EXCHANGE TRADED FD T | $11.2M | 2.23% |
| 8 | JNJ JOHNSON & JOHNSON | $10.5M | 2.08% |
| 9 | PG PROCTER & GAMBLE CO | $9.8M | 1.94% |
| 10 | GOOGL ALPHABET INC | $9.7M | 1.92% |
| 11 | XLU SELECT SECTOR SPDR TR | $8.7M | 1.74% |
| 12 | ASML ASML HLDG NV | $8.7M | 1.72% |
| 13 | XLE SELECT SECTOR SPDR TR | $7.8M | 1.55% |
| 14 | AEP AMERICAN ELEC PWR CO INC | $7.6M | 1.51% |
| 15 | OIH VANECK ETF TRUST | $7.5M | 1.49% |
| 16 | PWR QUANTA SVCS INC | $7.4M | 1.46% |
| 17 | CEG CONSTELLATION ENERGY CORP | $7.0M | 1.38% |
| 18 | XOM EXXON MOBIL CORP | $6.6M | 1.3% |
| 19 | CVX CHEVRON CORPORATION | $6.3M | 1.25% |
| 20 | EPD ENTERPRISE PRODS PARTNERS L | $5.7M | 1.14% |
Values as reported on the Q2 2026 Form 13F. Every position is in the holdings table below.