HOLLOW BROOK WEALTH MANAGEMENT LLC
Q3 2026 Form 13-F
KATONAH, NEW YORK
CIK 0001455251
· CRD 145521
· SEC-registered investment adviser
$575.5M Reported Value Total
HOLLOW BROOK WEALTH MANAGEMENT LLC reports 603 total accounts under management (AUM). There are 541 discretionary accounts valued at $832,548,371, and 62 non-discretionary accounts valued at $534,581,516.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
1 fund
· $5.8M gross asset value
Hedge Fund: $5.8M
Source: Form ADV filed 2026-03-30
Reported value
$575.5M
Quarter over quarter
+2.2%
Holdings
86
Top-10 concentration
69.3%
Key People
Form ADV owners & control persons
Alan Lee Bazaar
CEO & CO-CHIEF INVESTMENT OFFICER
Philip Ernst Richter
PRESIDENT, FOUNDER & CO-CHIEF INVESTMENT OFFICER, CCO
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q3 2026 13F record
Q3 2026 13F filing summary
| Period of report | September 30, 2026 |
|---|---|
| Filed | October 29, 2026 |
| Form | 13F-HR |
| Reported value | $575.5M |
| Positions | 86 |
| Change in reported value | +14.3% |
| New positions | 10 |
| Exited positions | 1 |
| Position turnover | 12.6% |
| Top-10 concentration | 69.3% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 29, 2026
|
86 | $575.5M |
|
Q2 2026 13F
Filed Aug 14, 2026
|
77 | $503.5M |
|
Q1 2026 13F
Filed May 13, 2026
|
70 | $392.0M |
|
Q4 2025 13F
Filed Feb 17, 2026
|
79 | $386.6M |
|
Q3 2025 13F
Filed Nov 14, 2025
|
104 | $422.7M |
|
Q2 2025 13F
Filed Aug 13, 2025
|
88 | $344.1M |
|
Q1 2025 13F
Filed May 14, 2025
|
84 | $340.8M |
|
Q4 2024 13F
Filed Feb 12, 2025
|
87 | $325.5M |
|
Q3 2024 13F
Filed Nov 14, 2024
|
90 | $337.2M |
|
Q2 2024 13F
Filed Aug 13, 2024
|
77 | $294.5M |
|
Q1 2024 13F
Filed May 15, 2024
|
82 | $270.4M |
|
Q4 2023 13F
Filed Feb 5, 2024
|
83 | $250.7M |
|
Q3 2023 13F
Filed Nov 14, 2023
|
84 | $239.6M |
|
Q2 2023 13F
Filed Aug 14, 2023
|
86 | $231.3M |
|
Q1 2023 13F
Filed May 10, 2023
|
82 | $211.1M |
|
Q4 2022 13F
Filed Feb 13, 2023
|
81 | $209.0M |
|
Q3 2022 13F
Filed Nov 7, 2022
|
74 | $176.2M |
|
Q2 2022 13F
Filed Jul 26, 2022
|
71 | $181.9M |
|
Q1 2022 13F
Filed May 13, 2022
|
76 | $224.5M |
|
Q4 2021 13F
Filed Feb 14, 2022
|
79 | $195.0M |
34 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | SGOV ISHARES TR | $174.1M | 30.26% |
| 2 | GLDM WORLD GOLD TR | $106.3M | 18.47% |
| 3 | DMLP DORCHESTER MINERALS L P | $22.5M | 3.91% |
| 4 | AAPL APPLE INC | $21.2M | 3.68% |
| 5 | BRK-B BERKSHIRE HATHAWAY INC DEL | $19.6M | 3.41% |
| 6 | MSFT MICROSOFT CORP | $15.9M | 2.76% |
| 7 | JNJ JOHNSON & JOHNSON | $13.5M | 2.34% |
| 8 | XLE SELECT SECTOR SPDR TR | $9.1M | 1.57% |
| 9 | PPA INVESCO EXCHANGE TRADED FD T | $9.0M | 1.57% |
| 10 | XLU SELECT SECTOR SPDR TR | $7.6M | 1.32% |
| 11 | XOMZZZZ EXXONMOBIL HOLDINGS CORP | $7.4M | 1.29% |
| 12 | CEG CONSTELLATION ENERGY CORP | $7.4M | 1.29% |
| 13 | ASML ASML HLDG NV | $7.4M | 1.28% |
| 14 | OIH VANECK ETF TRUST | $7.2M | 1.26% |
| 15 | CVX CHEVRON CORPORATION | $7.1M | 1.23% |
| 16 | GOOGL ALPHABET INC | $7.0M | 1.22% |
| 17 | PWR QUANTA SVCS INC | $6.1M | 1.07% |
| 18 | AEP AMERICAN ELEC PWR CO INC | $6.1M | 1.06% |
| 19 | EPD ENTERPRISE PRODS PARTNERS L | $5.5M | 0.96% |
| 20 | PFE PFIZER INC | $5.1M | 0.89% |
Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.