CAXTON ASSOCIATES LP
Q1 2023 Form 13-F
NEW YORK, NEW YORK
CIK 0000872573
· CRD 132823
· SEC-registered investment adviser
$663.0M Reported Value Total
CAXTON ASSOCIATES (USA) LLC reports 21 total accounts under management (AUM). There are 21 discretionary accounts valued at $22,258,290,000, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
14 funds
· $25.7B gross asset value
Hedge Fund: $25.6B · Private Equity Fund: $84.5M · Other: $17.7M
Source: Form ADV filed 2026-09-18
Reported value
$663.0M
Quarter over quarter
+4.9%
Holdings
474
Top-10 concentration
36.6%
Key People
Form ADV owners & control persons
Andrew Eric Law
CHAIRMAN, CHIEF EXECUTIVE OFFICER AND LIMITED PARTNER
Efstathios Metsovitis
MANAGER
Chanelle Lorraine Nicholls
CHIEF FINANCIAL OFFICER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
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Q1 2023 13F record
Q1 2023 13F filing summary
| Period of report | March 31, 2023 |
|---|---|
| Filed | May 15, 2023 |
| Form | 13F-HR |
| Reported value | $663.0M |
| Positions | 474 |
| Change in reported value | -55.8% |
| New positions | 248 |
| Exited positions | 186 |
| Position turnover | 65.8% |
| Top-10 concentration | 36.6% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q4 2024 13F
Filed Feb 14, 2025
|
475 | $3.2B |
|
Q3 2024 13F
Filed Nov 14, 2024
|
510 | $2.7B |
|
Q2 2024 13F
Filed Aug 14, 2024
|
463 | $2.9B |
|
Q1 2024 13F
Filed May 15, 2024
|
445 | $1.8B |
|
Q4 2023 13F
Filed Feb 14, 2024
|
452 | $1.9B |
|
Q3 2023 13F
Filed Nov 14, 2023
|
387 | $726.8M |
|
Q2 2023 13F
Filed Aug 15, 2023
|
472 | $676.1M |
|
Q1 2023 13F
Filed May 15, 2023
|
474 | $663.0M |
|
Q4 2022 13F
Filed Feb 14, 2023
|
412 | $1.5B |
|
Q3 2022 13F
Filed Nov 14, 2022
|
449 | $750.5M |
|
Q2 2022 13F
Filed Aug 15, 2022
|
526 | $1.0B |
|
Q1 2022 13F
Filed May 16, 2022
|
463 | $1.2B |
|
Q4 2021 13F
Filed Feb 14, 2022
|
515 | $982.1M |
|
Q3 2021 13F
Filed Nov 15, 2021
|
409 | $905.0M |
|
Q2 2021 13F
Filed Aug 16, 2021
|
434 | $911.7M |
|
Q1 2021 13F
Filed May 17, 2021
|
387 | $1.1B |
|
Q4 2020 13F
Filed Feb 16, 2021
|
116 | $1.4B |
|
Q3 2020 13F
Filed Nov 16, 2020
|
280 | $950.0M |
|
Q2 2020 13F
Filed Aug 14, 2020
|
428 | $1.1B |
|
Q1 2020 13F
Filed May 15, 2020
|
388 | $544.1M |
27 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q1 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | FCX FREEPORT-MCMORAN INC | $121.1M | 18.26% |
| 2 | BABA ALIBABA GROUP HLDG LTD | $18.9M | 2.85% |
| 3 | KRE P SPDR SER TR | $17.5M | 2.65% |
| 4 | AMD ADVANCED MICRO DEVICES INC | $14.8M | 2.24% |
| 5 | MELI MERCADOLIBRE INC | $14.3M | 2.15% |
| 6 | SE SEA LTD | $13.0M | 1.97% |
| 7 | CDNS CADENCE DESIGN SYSTEM INC | $11.5M | 1.74% |
| 8 | CME CME GROUP INC | $11.5M | 1.73% |
| 9 | V VISA INC | $10.3M | 1.56% |
| 10 | KWEB KRANESHARES TR | $9.7M | 1.47% |
| 11 | AVGO BROADCOM INC | $7.5M | 1.14% |
| 12 | EWW ISHARES INC | $7.5M | 1.13% |
| 13 | CCJ CAMECO CORP | $7.4M | 1.12% |
| 14 | XLE SELECT SECTOR SPDR TR | $6.2M | 0.94% |
| 15 | CRM SALESFORCE INC | $6.1M | 0.92% |
| 16 | FXI C ISHARES TR | $5.9M | 0.89% |
| 17 | FXI P ISHARES TR | $5.9M | 0.89% |
| 18 | NVDA NVIDIA CORPORATION | $5.6M | 0.84% |
| 19 | BTU PEABODY ENERGY CORP | $5.4M | 0.81% |
| 20 | BKNG BOOKING HOLDINGS INC | $4.9M | 0.74% |
Values as reported on the Q1 2023 Form 13F. Every position is in the holdings table below.