CAXTON ASSOCIATES LP
Q4 2020 Form 13-F
NEW YORK, NEW YORK
CIK 0000872573
· CRD 132823
· SEC-registered investment adviser
$1.4B Reported Value Total
CAXTON ASSOCIATES (USA) LLC reports 19 total accounts under management (AUM). There are 19 discretionary accounts valued at $22,611,626,776, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
14 funds
· $25.7B gross asset value
Hedge Fund: $25.6B · Private Equity Fund: $84.5M · Other: $17.7M
Source: Form ADV filed 2026-09-18
Reported value
$1.4B
Quarter over quarter
+8.9%
Holdings
116
Top-10 concentration
76.5%
Key People
Form ADV owners & control persons
Andrew Eric Law
CHAIRMAN, CHIEF EXECUTIVE OFFICER AND LIMITED PARTNER
Efstathios Metsovitis
MANAGER
Chanelle Lorraine Nicholls
CHIEF FINANCIAL OFFICER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q4 2020 13F record
Q4 2020 13F filing summary
| Period of report | December 31, 2020 |
|---|---|
| Filed | February 16, 2021 |
| Form | 13F-HR |
| Reported value | $1.4B |
| Positions | 116 |
| Change in reported value | +52.4% |
| New positions | 74 |
| Exited positions | 238 |
| Position turnover | 88.1% |
| Top-10 concentration | 76.5% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q4 2024 13F
Filed Feb 14, 2025
|
475 | $3.2B |
|
Q3 2024 13F
Filed Nov 14, 2024
|
510 | $2.7B |
|
Q2 2024 13F
Filed Aug 14, 2024
|
463 | $2.9B |
|
Q1 2024 13F
Filed May 15, 2024
|
445 | $1.8B |
|
Q4 2023 13F
Filed Feb 14, 2024
|
452 | $1.9B |
|
Q3 2023 13F
Filed Nov 14, 2023
|
387 | $726.8M |
|
Q2 2023 13F
Filed Aug 15, 2023
|
472 | $676.1M |
|
Q1 2023 13F
Filed May 15, 2023
|
474 | $663.0M |
|
Q4 2022 13F
Filed Feb 14, 2023
|
412 | $1.5B |
|
Q3 2022 13F
Filed Nov 14, 2022
|
449 | $750.5M |
|
Q2 2022 13F
Filed Aug 15, 2022
|
526 | $1.0B |
|
Q1 2022 13F
Filed May 16, 2022
|
463 | $1.2B |
|
Q4 2021 13F
Filed Feb 14, 2022
|
515 | $982.1M |
|
Q3 2021 13F
Filed Nov 15, 2021
|
409 | $905.0M |
|
Q2 2021 13F
Filed Aug 16, 2021
|
434 | $911.7M |
|
Q1 2021 13F
Filed May 17, 2021
|
387 | $1.1B |
|
Q4 2020 13F
Filed Feb 16, 2021
|
116 | $1.4B |
|
Q3 2020 13F
Filed Nov 16, 2020
|
280 | $950.0M |
|
Q2 2020 13F
Filed Aug 14, 2020
|
428 | $1.1B |
|
Q1 2020 13F
Filed May 15, 2020
|
388 | $544.1M |
27 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q4 2020
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | GLD SPDR GOLD TR | $450.9M | 31.15% |
| 2 | EEM C ISHARES TR | $356.0M | 24.59% |
| 3 | EEM ISHARES TR | $81.3M | 5.61% |
| 4 | APTV APTIV PLC | $60.2M | 4.16% |
| 5 | AES AES CORP | $49.5M | 3.42% |
| 6 | MU MICRON TECHNOLOGY INC | $28.2M | 1.95% |
| 7 | SLV ISHARES SILVER TR | $24.7M | 1.71% |
| 8 | GDX C VANECK VECTORS ETF TR | $19.8M | 1.37% |
| 9 | AAPL APPLE INC | $19.3M | 1.33% |
| 10 | GDX P VANECK VECTORS ETF TR | $18.0M | 1.24% |
| 11 | TSM TAIWAN SEMICONDUCTOR MFG LTD | $16.2M | 1.12% |
| 12 | SLV P ISHARES SILVER TR | $12.3M | 0.85% |
| 13 | NEE NEXTERA ENERGY INC | $11.5M | 0.8% |
| 14 | MSFT MICROSOFT CORP | $11.2M | 0.78% |
| 15 | XIFR NEXTERA ENERGY PARTNERS LP | $9.9M | 0.69% |
| 16 | PPL PPL CORP | $9.1M | 0.63% |
| 17 | ISRG INTUITIVE SURGICAL INC | $9.1M | 0.63% |
| 18 | POR PORTLAND GEN ELEC CO | $8.9M | 0.61% |
| 19 | ES EVERSOURCE ENERGY | $8.9M | 0.61% |
| 20 | PEG PUBLIC SVC ENTERPRISE GRP IN | $8.8M | 0.61% |
Values as reported on the Q4 2020 Form 13F. Every position is in the holdings table below.