CAXTON ASSOCIATES LP
Q3 2021 Form 13-F
NEW YORK, NEW YORK
CIK 0000872573
· CRD 132823
· SEC-registered investment adviser
$905.0M Reported Value Total
CAXTON ASSOCIATES (USA) LLC reports 22 total accounts under management (AUM). There are 22 discretionary accounts valued at $25,697,075,466, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
14 funds
· $25.7B gross asset value
Hedge Fund: $25.6B · Private Equity Fund: $84.5M · Other: $17.7M
Source: Form ADV filed 2026-09-18
Reported value
$905.0M
Quarter over quarter
-4.6%
Holdings
409
Top-10 concentration
52.5%
Key People
Form ADV owners & control persons
Andrew Eric Law
CHAIRMAN, CHIEF EXECUTIVE OFFICER AND LIMITED PARTNER
Efstathios Metsovitis
MANAGER
Chanelle Lorraine Nicholls
CHIEF FINANCIAL OFFICER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q3 2021 13F record
Q3 2021 13F filing summary
| Period of report | September 30, 2021 |
|---|---|
| Filed | November 15, 2021 |
| Form | 13F-HR |
| Reported value | $905.0M |
| Positions | 409 |
| Change in reported value | -0.7% |
| New positions | 183 |
| Exited positions | 208 |
| Position turnover | 63.4% |
| Top-10 concentration | 52.5% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q4 2024 13F
Filed Feb 14, 2025
|
475 | $3.2B |
|
Q3 2024 13F
Filed Nov 14, 2024
|
510 | $2.7B |
|
Q2 2024 13F
Filed Aug 14, 2024
|
463 | $2.9B |
|
Q1 2024 13F
Filed May 15, 2024
|
445 | $1.8B |
|
Q4 2023 13F
Filed Feb 14, 2024
|
452 | $1.9B |
|
Q3 2023 13F
Filed Nov 14, 2023
|
387 | $726.8M |
|
Q2 2023 13F
Filed Aug 15, 2023
|
472 | $676.1M |
|
Q1 2023 13F
Filed May 15, 2023
|
474 | $663.0M |
|
Q4 2022 13F
Filed Feb 14, 2023
|
412 | $1.5B |
|
Q3 2022 13F
Filed Nov 14, 2022
|
449 | $750.5M |
|
Q2 2022 13F
Filed Aug 15, 2022
|
526 | $1.0B |
|
Q1 2022 13F
Filed May 16, 2022
|
463 | $1.2B |
|
Q4 2021 13F
Filed Feb 14, 2022
|
515 | $982.1M |
|
Q3 2021 13F
Filed Nov 15, 2021
|
409 | $905.0M |
|
Q2 2021 13F
Filed Aug 16, 2021
|
434 | $911.7M |
|
Q1 2021 13F
Filed May 17, 2021
|
387 | $1.1B |
|
Q4 2020 13F
Filed Feb 16, 2021
|
116 | $1.4B |
|
Q3 2020 13F
Filed Nov 16, 2020
|
280 | $950.0M |
|
Q2 2020 13F
Filed Aug 14, 2020
|
428 | $1.1B |
|
Q1 2020 13F
Filed May 15, 2020
|
388 | $544.1M |
27 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2021
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | TSLA TESLA INC | $138.0M | 15.25% |
| 2 | APTV APTIV PLC | $89.5M | 9.88% |
| 3 | IWM P ISHARES TR | $67.8M | 7.49% |
| 4 | PFE PFIZER INC | $63.7M | 7.03% |
| 5 | MRNA MODERNA INC | $24.9M | 2.75% |
| 6 | CRM SALESFORCE COM INC | $20.9M | 2.31% |
| 7 | PFE C PFIZER INC | $20.2M | 2.23% |
| 8 | XLF P SELECT SECTOR SPDR TR | $18.8M | 2.07% |
| 9 | MSFT MICROSOFT CORP | $15.6M | 1.72% |
| 10 | SLV P ISHARES SILVER TR | $15.4M | 1.7% |
| 11 | ZBRA ZEBRA TECHNOLOGIES CORPORATI | $13.7M | 1.51% |
| 12 | ISRG INTUITIVE SURGICAL INC | $11.9M | 1.32% |
| 13 | ADI P ANALOG DEVICES INC | $11.7M | 1.3% |
| 14 | CME CME GROUP INC | $11.6M | 1.28% |
| 15 | GOOGL ALPHABET INC | $10.9M | 1.2% |
| 16 | XLV SELECT SECTOR SPDR TR | $10.7M | 1.18% |
| 17 | COP P CONOCOPHILLIPS | $9.5M | 1.05% |
| 18 | META P FACEBOOK INC | $9.3M | 1.03% |
| 19 | META FACEBOOK INC | $9.3M | 1.03% |
| 20 | GOOG C ALPHABET INC | $9.3M | 1.03% |
Values as reported on the Q3 2021 Form 13F. Every position is in the holdings table below.