BULLDOG INVESTORS LLP
Q4 2023 Form 13-F
SADDLE BROOK, NEW JERSEY
CIK 0001504304
· CRD 151585
· SEC-registered investment adviser
$304.4M Reported Value Total
BULLDOG INVESTORS, LLP reports 349 total accounts under management (AUM). There are 349 discretionary accounts valued at $334,790,240, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
11 funds
· $87.6M gross asset value
Hedge Fund: $87.6M
Source: Form ADV filed 2026-03-27
Reported value
$304.4M
Quarter over quarter
+3.7%
Holdings
169
Top-10 concentration
34.6%
Key People
Form ADV owners & control persons
Andrew (nmn) Dakos
MANAGING PARTNER
Phillip Franklin Goldstein
MANAGING PARTNER
Stephanie Lynne Darling
CHIEF COMPLIANCE OFFICER
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Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
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Q4 2023 13F record
Q4 2023 13F filing summary
| Period of report | December 31, 2023 |
|---|---|
| Filed | February 14, 2024 |
| Form | 13F-HR |
| Reported value | $304.4M |
| Positions | 169 |
| Change in reported value | +5.7% |
| New positions | 22 |
| Exited positions | 63 |
| Position turnover | 36.6% |
| Top-10 concentration | 34.6% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 14, 2026
|
225 | $454.7M |
|
Q1 2026 13F
Filed May 8, 2026
|
216 | $445.0M |
|
Q4 2025 13F
Filed Feb 13, 2026
|
221 | $449.0M |
|
Q3 2025 13F
Filed Nov 14, 2025
|
197 | $432.1M |
|
Q2 2025 13F
Filed Aug 14, 2025
|
171 | $395.5M |
|
Q1 2025 13F
Filed May 15, 2025
|
142 | $369.6M |
|
Q4 2024 13F
Filed Feb 14, 2025
|
142 | $382.9M |
|
Q3 2024 13F
Filed Nov 14, 2024
|
141 | $297.4M |
|
Q2 2024 13F
Filed Aug 9, 2024
|
142 | $267.6M |
|
Q1 2024 13F
Filed May 10, 2024
|
161 | $302.6M |
|
Q4 2023 13F
Filed Feb 14, 2024
|
169 | $304.4M |
|
Q3 2023 13F
Filed Nov 13, 2023
|
210 | $288.0M |
|
Q2 2023 13F
Filed Aug 14, 2023
|
223 | $301.9M |
|
Q1 2023 13F
Filed May 15, 2023
|
260 | $311.1M |
|
Q4 2022 13F
Filed Feb 14, 2023
|
279 | $332.5M |
|
Q3 2022 13F
Filed Nov 14, 2022
|
308 | $342.3M |
|
Q2 2022 13F
Filed Aug 15, 2022
|
332 | $362.1M |
|
Q1 2022 13F
Filed May 13, 2022
|
333 | $389.4M |
|
Q4 2021 13F
Filed Feb 11, 2022
|
288 | $374.3M |
|
Q3 2021 13F
Filed Nov 12, 2021
|
258 | $352.8M |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q4 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | STEW SRH TOTAL RETURN FUND INC | $18.8M | 6.16% |
| 2 | GAM GENERAL AMERN INVS CO INC | $13.9M | 4.58% |
| 3 | SCRM SCREAMING EAGLE ACQUISITN CO | $11.9M | 3.9% |
| 4 | CION CION INVT CORP | $11.7M | 3.84% |
| 5 | KTF DWS MUN INCOME TR NEW | $11.6M | 3.82% |
| 6 | CET CENTRAL SECS CORP | $9.4M | 3.1% |
| 7 | TWN TAIWAN FD INC | $8.0M | 2.62% |
| 8 | NBXG NEUBERGER BERMAN NEXT GENERA | $7.0M | 2.29% |
| 9 | TPL TEXAS PACIFIC LAND CORPORATI | $6.9M | 2.27% |
| 10 | HYAC HAYMAKER ACQUISITION CORP IV | $6.2M | 2.03% |
| 11 | DMF BNY MELLON MUN INCOME INC | $5.9M | 1.95% |
| 12 | APCA AP ACQUISITION CORP | $5.9M | 1.93% |
| 13 | IPXX INFLECTION PT ACQUISITN CRP | $5.9M | 1.93% |
| 14 | ENX EATON VANCE NEW YORK MUN BD | $5.6M | 1.83% |
| 15 | SVII SPRING VALLEY ACQUISTN CORP | $5.3M | 1.74% |
| 16 | ZTR VIRTUS TOTAL RETURN FD INC | $5.2M | 1.72% |
| 17 | CLBRU COLOMBIER ACQUISITION CORP II | $5.1M | 1.68% |
| 18 | FSK FS KKR CAP CORP | $5.0M | 1.63% |
| 19 | GHIX GORES HOLDINGS IX INC | $4.9M | 1.61% |
| 20 | TBMC TRAILBLAZER MERGER CORP I | $4.8M | 1.58% |
Values as reported on the Q4 2023 Form 13F. Every position is in the holdings table below.