BULLDOG INVESTORS LLP
Q4 2021 Form 13-F
SADDLE BROOK, NEW JERSEY
CIK 0001504304
· CRD 151585
· SEC-registered investment adviser
$374.3M Reported Value Total
BULLDOG INVESTORS, LLP reports 482 total accounts under management (AUM). There are 482 discretionary accounts valued at $454,181,904, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
11 funds
· $87.6M gross asset value
Hedge Fund: $87.6M
Source: Form ADV filed 2026-03-27
Reported value
$374.3M
Quarter over quarter
+1.2%
Holdings
288
Top-10 concentration
23.1%
Key People
Form ADV owners & control persons
Andrew (nmn) Dakos
MANAGING PARTNER
Phillip Franklin Goldstein
MANAGING PARTNER
Stephanie Lynne Darling
CHIEF COMPLIANCE OFFICER
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Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
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Q4 2021 13F record
Q4 2021 13F filing summary
| Period of report | December 31, 2021 |
|---|---|
| Filed | February 11, 2022 |
| Form | 13F-HR |
| Reported value | $374.3M |
| Positions | 288 |
| Change in reported value | +6.1% |
| New positions | 108 |
| Exited positions | 78 |
| Position turnover | 50.8% |
| Top-10 concentration | 23.1% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 14, 2026
|
225 | $454.7M |
|
Q1 2026 13F
Filed May 8, 2026
|
216 | $445.0M |
|
Q4 2025 13F
Filed Feb 13, 2026
|
221 | $449.0M |
|
Q3 2025 13F
Filed Nov 14, 2025
|
197 | $432.1M |
|
Q2 2025 13F
Filed Aug 14, 2025
|
171 | $395.5M |
|
Q1 2025 13F
Filed May 15, 2025
|
142 | $369.6M |
|
Q4 2024 13F
Filed Feb 14, 2025
|
142 | $382.9M |
|
Q3 2024 13F
Filed Nov 14, 2024
|
141 | $297.4M |
|
Q2 2024 13F
Filed Aug 9, 2024
|
142 | $267.6M |
|
Q1 2024 13F
Filed May 10, 2024
|
161 | $302.6M |
|
Q4 2023 13F
Filed Feb 14, 2024
|
169 | $304.4M |
|
Q3 2023 13F
Filed Nov 13, 2023
|
210 | $288.0M |
|
Q2 2023 13F
Filed Aug 14, 2023
|
223 | $301.9M |
|
Q1 2023 13F
Filed May 15, 2023
|
260 | $311.1M |
|
Q4 2022 13F
Filed Feb 14, 2023
|
279 | $332.5M |
|
Q3 2022 13F
Filed Nov 14, 2022
|
308 | $342.3M |
|
Q2 2022 13F
Filed Aug 15, 2022
|
332 | $362.1M |
|
Q1 2022 13F
Filed May 13, 2022
|
333 | $389.4M |
|
Q4 2021 13F
Filed Feb 11, 2022
|
288 | $374.3M |
|
Q3 2021 13F
Filed Nov 12, 2021
|
258 | $352.8M |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q4 2021
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | CET CENTRAL SECURITIES CORP | $13.8M | 3.68% |
| 2 | GAM GENERAL AMERICAN INVESTORS CO INC | $12.7M | 3.4% |
| 3 | STEW BOULDER GROWTH & INCOME FUND | $12.1M | 3.22% |
| 4 | TWN TAIWAN FUND INC | $7.9M | 2.11% |
| 5 | SSSS SURO CAP CORP. | $7.1M | 1.89% |
| 6 | HERA FTAC HERA ACQUISITION CORP | $6.7M | 1.79% |
| 7 | FRW PWP FORWARD ACQUISITION CORP I | $6.7M | 1.78% |
| 8 | DNIF DIVIDEND AND INCOME FUND | $6.5M | 1.74% |
| 9 | HYAC HAYMAKER ACQUISITION CORP III | $6.5M | 1.74% |
| 10 | CCIF VERTICAL CAPITAL INCOME FUND | $6.4M | 1.72% |
| 11 | FVIV FORTRESS VALUE ACQUISITION CORP IV | $6.4M | 1.72% |
| 12 | INDT INDUS REALTY TRUST INC | $5.9M | 1.58% |
| 13 | HFRO HIGHLAND INCOME FUND | $5.4M | 1.44% |
| 14 | LCA LANDCADIA HOLDINGS IV INC | $5.3M | 1.42% |
| 15 | KAHC KKR ACQUISITION HOLDINGS I CORP | $5.3M | 1.42% |
| 16 | GXII GX ACQUISITION CORP II | $5.1M | 1.37% |
| 17 | CVII CHURCHILL CAPITAL CORP VII | $5.1M | 1.37% |
| 18 | ALCC ALTC ACQUISITION CORP | $5.0M | 1.35% |
| 19 | FZT FAST ACQUISITION II CORP | $4.8M | 1.28% |
| 20 | ASZ AUSTERLITZ ACQUISITION II CORP | $4.4M | 1.17% |
Values as reported on the Q4 2021 Form 13F. Every position is in the holdings table below.