BULLDOG INVESTORS LLP
Q2 2023 Form 13-F
SADDLE BROOK, NEW JERSEY
CIK 0001504304
· CRD 151585
· SEC-registered investment adviser
$301.9M Reported Value Total
BULLDOG INVESTORS, LLP reports 409 total accounts under management (AUM). There are 409 discretionary accounts valued at $368,127,282, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
11 funds
· $87.6M gross asset value
Hedge Fund: $87.6M
Source: Form ADV filed 2026-03-27
Reported value
$301.9M
Quarter over quarter
+2.1%
Holdings
223
Top-10 concentration
29.0%
Key People
Form ADV owners & control persons
Andrew (nmn) Dakos
MANAGING PARTNER
Phillip Franklin Goldstein
MANAGING PARTNER
Stephanie Lynne Darling
CHIEF COMPLIANCE OFFICER
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Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q2 2023 13F record
Q2 2023 13F filing summary
| Period of report | June 30, 2023 |
|---|---|
| Filed | August 14, 2023 |
| Form | 13F-HR |
| Reported value | $301.9M |
| Positions | 223 |
| Change in reported value | -3.0% |
| New positions | 37 |
| Exited positions | 74 |
| Position turnover | 37.4% |
| Top-10 concentration | 29.0% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 14, 2026
|
225 | $454.7M |
|
Q1 2026 13F
Filed May 8, 2026
|
216 | $445.0M |
|
Q4 2025 13F
Filed Feb 13, 2026
|
221 | $449.0M |
|
Q3 2025 13F
Filed Nov 14, 2025
|
197 | $432.1M |
|
Q2 2025 13F
Filed Aug 14, 2025
|
171 | $395.5M |
|
Q1 2025 13F
Filed May 15, 2025
|
142 | $369.6M |
|
Q4 2024 13F
Filed Feb 14, 2025
|
142 | $382.9M |
|
Q3 2024 13F
Filed Nov 14, 2024
|
141 | $297.4M |
|
Q2 2024 13F
Filed Aug 9, 2024
|
142 | $267.6M |
|
Q1 2024 13F
Filed May 10, 2024
|
161 | $302.6M |
|
Q4 2023 13F
Filed Feb 14, 2024
|
169 | $304.4M |
|
Q3 2023 13F
Filed Nov 13, 2023
|
210 | $288.0M |
|
Q2 2023 13F
Filed Aug 14, 2023
|
223 | $301.9M |
|
Q1 2023 13F
Filed May 15, 2023
|
260 | $311.1M |
|
Q4 2022 13F
Filed Feb 14, 2023
|
279 | $332.5M |
|
Q3 2022 13F
Filed Nov 14, 2022
|
308 | $342.3M |
|
Q2 2022 13F
Filed Aug 15, 2022
|
332 | $362.1M |
|
Q1 2022 13F
Filed May 13, 2022
|
333 | $389.4M |
|
Q4 2021 13F
Filed Feb 11, 2022
|
288 | $374.3M |
|
Q3 2021 13F
Filed Nov 12, 2021
|
258 | $352.8M |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q2 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | STEW SRH TOTAL RETURN FUND INC | $14.6M | 4.83% |
| 2 | GAM GENERAL AMERN INVS CO INC | $13.5M | 4.49% |
| 3 | CION CION INVT CORP | $10.0M | 3.3% |
| 4 | CET CENTRAL SECS CORP | $8.6M | 2.86% |
| 5 | FDEU FIRST TR DYNAMIC EUROPE EQUI | $8.3M | 2.75% |
| 6 | TWN TAIWAN FD INC | $7.1M | 2.36% |
| 7 | ECAT BLACKROCK ESG CAP ALLC TERM | $7.1M | 2.34% |
| 8 | NBXG NEUBERGER BERMAN NEXT GENERA | $6.3M | 2.07% |
| 9 | SCRM SCREAMING EAGLE ACQUISITN CO | $6.0M | 2.0% |
| 10 | RENEF CARTESIAN GROWTH CORP II | $6.0M | 1.98% |
| 11 | NFNT INFINITE ACQUISITION CORP | $5.9M | 1.94% |
| 12 | KCGI KENSINGTON CAPITAL ACQUISITI | $5.9M | 1.94% |
| 13 | TPL TEXAS PACIFIC LAND CORPORATI | $5.8M | 1.92% |
| 14 | ADX ADAMS DIVERSIFIED EQUITY FD | $5.7M | 1.9% |
| 15 | EOCW ELLIOTT OPPORTUNITY II CORP | $5.4M | 1.79% |
| 16 | FSK FS KKR CAP CORP | $4.8M | 1.59% |
| 17 | BFZ BLACKROCK CALIF MUN INCOME T | $4.6M | 1.53% |
| 18 | JSD NUVEEN SHORT DURATION CR OPP | $4.3M | 1.43% |
| 19 | ENX EATON VANCE NEW YORK MUN BD | $4.2M | 1.39% |
| 20 | CCIF VERTICAL CAP INCOME FD | $4.2M | 1.38% |
Values as reported on the Q2 2023 Form 13F. Every position is in the holdings table below.