Joel David Mcnatt Jr Sells $16K of AssetMark Financial Holdings Inc (AMK) — SEC Form 4, Jun 10, 2022
This filing has been amended.
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Open-Market Net Sale · SEC Form 4
−$15,970
Equity position changed by +85.7%
Equity Position
21.1K sh
11,339 → 21,052
Equity Change
+85.7%
shares held after vs before
Filing Lag
0 business days
within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Reporting Owner
| Name | Relationship |
|---|---|
| Joel David Mcnatt Jr CIK 0001884460 |
EVP
|
Joel David Mcnatt Jr at AssetMark Financial Holdings Inc
Full insider history
Bought (12 mo)
—
Sold (12 mo)
—
More from this insider at AssetMark Financial Holdings Inc
| 2024-09-06 | - | — | View |
| 2024-08-07 | Gift/Other | — | View |
| 2024-07-29 | Gift/Other | — | View |
| 2024-06-11 | Sell | -$181,203 | View |
| 2024-01-26 | Sell | -$100,680 | View |
Non-Derivative Securities Transactions
Derivative Securities Transactions
| Title | Strike | Date | Type | Shares | Price | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $20.92 | 2022-06-08 | A - Award/Grant | 45,111 A | $0.00 | 2032-06-08 | 45,111 Common Stock | Direct |
Footnotes (3)
- F1
- Consists of restricted stock units that vest in four equal annual installments on the first four anniversaries of the date of grant and settle in shares of common stock of the issuer. Show more
- F2
- Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees. Show more
- F3
- The stock appreciation right vests in four equal annual installments on the first four anniversaries of the date of grant. Show more
Remarks
The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.
Show moreRelated filings at AssetMark Financial Holdings Inc
Institutional Holders
13F holders · Sep 30, 2024
1
institutional managers reporting a position
Largest by reported value
- Ronald Blue Trust, Inc. $4.7K
Other insiders at AssetMark Financial Holdings Inc
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