Joel David Mcnatt Jr Transfers Shares of AssetMark Financial Holdings Inc (AMK) — SEC Form 4, Jul 29, 2024
SEC Form 4 · No Market Transaction
Gift
Transfer of shares as a gift.
Equity Position
51.5K sh
53,926 → 51,503
Equity Change
-4.5%
shares held after vs before
Filing Lag
1 business day
within 2-day SEC deadline
Form 4 · Statement of Changes in Beneficial Ownership
Reporting Owner
| Name | Relationship |
|---|---|
| Joel David Mcnatt Jr CIK 0001884460 |
EVP
|
Joel David Mcnatt Jr at AssetMark Financial Holdings Inc
Full insider history
Bought (12 mo)
—
Sold (12 mo)
—
More from this insider at AssetMark Financial Holdings Inc
| 2024-09-06 | - | — | View |
| 2024-08-07 | Gift/Other | — | View |
| 2024-06-11 | Sell | -$181,203 | View |
| 2024-01-26 | Sell | -$100,680 | View |
| 2023-06-12 | Sell | -$52,621 | View |
Non-Derivative Securities Transactions
| Title | Date | Type | Shares | Price | Net Total | Post-Txn | Ownership |
|---|---|---|---|---|---|---|---|
| Common StockF1 | 2024-07-26 | G - Gift | 1,450 D | $0.00 | — | 52,476 | Direct |
| Common StockF2 | 2024-07-26 | G - Gift | 2,080 D | $0.00 | — | 50,396 | Direct |
| Common StockF3F4 | 2024-07-26 | G - Gift | 2,080 A | $0.00 | — | 2,080 | Indirect By Child |
| Common StockF5 | 2024-07-26 | G - Gift | 973 D | $0.00 | — | 49,423 | Direct |
| Common StockF6 | 2024-07-26 | G - Gift | 6,864 D | $0.00 | — | 42,559 | Direct |
| Common StockF7F8 | 2024-07-26 | G - Gift | 6,864 A | $0.00 | — | 6,864 | Indirect By Roberts McNatt Living Trust |
Footnotes (8)
- F1
- Represents a donation to the Roberts McNatt Family Charitable Account. Show more
- F2
- The reported transaction involves the gift of 1,040 shares to each of the Reporting Person's children to a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the Reporting Person serves as custodian. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Show more
- F3
- Represents the acquisition of 1,040 shares by each of the Reporting Person's children in a gift from the Reporting Person to a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the Reporting Person serves as custodian. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Show more
- F4
- The Reporting Person disclaims beneficial ownership of the shares held by his minor children in their custodial account except to the extent of his pecuniary interest therein, and this Report should not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or any other purpose. Show more
- F5
- Represents a gift to a relative of the Reporting Person who neither resides with nor is dependent upon the Reporting Person. Show more
- F6
- Shares transferred to the Roberts McNatt Living Trust dated December 6, 2018. Show more
- F7
- Represents shares acquired by the Roberts McNatt Living Trust dated December 6, 2018. Show more
- F8
- Shares held by the Roberts McNatt Living Trust dated December 6, 2018. Show more
Remarks
The Reporting Person did not sell any of the shares reported on this Form 4.
Show moreRelated filings at AssetMark Financial Holdings Inc
Institutional Holders
13F holders · Sep 30, 2024
1
institutional managers reporting a position
Largest by reported value
- Ronald Blue Trust, Inc. $4.7K
Other insiders at AssetMark Financial Holdings Inc
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