Form 13-F position report

NUVEEN ESG SMALL-CAP ETF

Reported by Thrivent Financial for Lutherans

NUSC CUSIP 67092P607 Manager CIK 0000314984

Reported 9,498 shares, down 6,353 (40.1%) from the prior quarter.

Reported value -39.5%; share count -40.1% vs. the prior quarter.

Reduced
% of reported 13F value < 0.01% This manager · Q1 2026
Shares 9,498 Quarter-end amount reported
Reported value $428,000 Fair value at quarter end
Consecutive quarters held 29 Through Q1 2026

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Reported position value by quarter
Date Holding Value
2021-12-31 2180000
2022-03-31 3233000
2022-06-30 2729000
2022-09-30 2254000
2022-12-31 2436000
2023-03-31 2485000
2023-06-30 2993000
2023-09-30 3452000
2023-12-31 3961000
2024-03-31 4429000
2024-06-30 4409000
2024-09-30 4935000
2024-12-31 5291000
2025-03-31 2694000
2025-06-30 542000
2025-09-30 223000
2025-12-31 708000
2026-03-31 428000
2026-06-30 465000
2026-09-30 428000

Quarterly position history

How this manager's reported quarter-end position changed over time.

20 quarters
Quarterly reported position history for NUVEEN ESG SMALL-CAP ETF held by Thrivent Financial for Lutherans.
Quarter Activity Shares Change % of reported 13F Reported value Filed Source filing
Q3 2026 Reduced 8,826 -101 (-1.1%) < 0.01% $428,000 2026-11-05
Q2 2026 Reduced 8,927 -571 (-6.0%) < 0.01% $465,000 2026-08-14
Q1 2026 Reduced 9,498 -6,353 (-40.1%) < 0.01% $428,000 2026-05-01
Q4 2025 Added 15,851 +10,805 (214.1%) < 0.01% $708,000 2026-02-05
Q3 2025 Reduced 5,046 -8,247 (-62.0%) < 0.01% $223,000 2025-11-04
Q2 2025 Reduced 13,293 -45,565 (-77.4%) < 0.01% $542,000 2025-08-11
Q1 2025 Reduced 58,858 -62,001 (-51.3%) < 0.01% $2,694,000 2025-05-13
Q4 2024 Added 120,859 +5,641 (4.9%) 0.01% $5,291,000 2025-02-10
Q3 2024 Added 115,218 +3,150 (2.8%) < 0.01% $4,935,000 2024-11-07
Q2 2024 Added 112,068 +5,568 (5.2%) < 0.01% $4,409,000 2024-08-13
Q1 2024 Added 106,500 +5,220 (5.2%) < 0.01% $4,429,000 2024-05-14
Q4 2023 Added 101,280 +2,385 (2.4%) < 0.01% $3,961,000 2024-02-14
Q3 2023 Added 98,895 +17,826 (22.0%) < 0.01% $3,452,000 2023-11-14
Q2 2023 Added 81,069 +10,704 (15.2%) < 0.01% $2,993,000 2023-08-14
Q1 2023 Reduced 70,365 -879 (-1.2%) < 0.01% $2,485,000 2023-05-17
Q4 2022 Added 71,244 +978 (1.4%) < 0.01% $2,436,000 2023-02-08
Q3 2022 Reduced 70,266 -12,914 (-15.5%) < 0.01% $2,254,000 2022-11-14
Q2 2022 Added 83,180 +2,043 (2.5%) < 0.01% $2,729,000 2022-08-16
Q1 2022 New 81,137 +81,137 (0.0%) < 0.01% $3,233,000 2022-05-13
Q4 2021 Unchanged 0 0 (0.0%) < 0.01% $2,180,000 2022-02-16
Five years are shown. A free account unlocks the complete reported history. Unlock full history

Who else reported the position

280 managers reported NUVEEN ESG SMALL-CAP ETF for Q1 2026.

Managers reporting NUVEEN ESG SMALL-CAP ETF in Q1 2026.
Manager Activity Shares Change % of reported 13F Reported value Tenure
Bank of America Corporation Reduced 3,877,278 -2,285,560 0.01% $174,710,148 35 qtrs
MERCER GLOBAL ADVISORS INC ADV Added 1,721,326 +241,758 0.11% $77,562,964 19 qtrs
Abacus Wealth Partners LLC Added 1,434,429 +28,654 5.9% $64,600,181 22 qtrs
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES LLC New 1,253,960 +1,253,960 0.22% $56,503,438 1 qtr
ROYAL BANK OF CANADA Added 1,055,104 +19,721 < 0.01% $47,543,000 33 qtrs
MORGAN STANLEY Reduced 1,046,067 -22,843 < 0.01% $47,135,843 32 qtrs
MISSION WEALTH MANAGEMENT LP Added 830,709 +12,283 0.77% $37,431,726 32 qtrs
LPL Financial LLC Added 819,749 +221,036 < 0.01% $36,937,884 34 qtrs
UBS Group AG Added 743,707 +405,052 < 0.01% $33,511,437 34 qtrs
Boston Common Asset Management LLC Reduced 424,782 -20,044 1.23% $19,140,685 2 qtrs
Premium adds each manager's conviction percentile across reporting peers.
Filing details and methodology As reported
Report period
March 31, 2026
Filed
May 01, 2026
Filing type
13F-HR
Position type
NUVEEN ESG SMLCP

Voting authority reported

Sole
0
Shared
0
None
9,498

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.