Reported 70,266 shares, down 12,914 (15.5%) from the prior quarter.
Reported value -17.4%; share count -15.5% vs. the prior quarter.
Reported position value by quarter
Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.
| Date | Holding Value |
|---|---|
| 2021-12-31 | 2180000 |
| 2022-03-31 | 3233000 |
| 2022-06-30 | 2729000 |
| 2022-09-30 | 2254000 |
| 2022-12-31 | 2436000 |
| 2023-03-31 | 2485000 |
| 2023-06-30 | 2993000 |
| 2023-09-30 | 3452000 |
| 2023-12-31 | 3961000 |
| 2024-03-31 | 4429000 |
| 2024-06-30 | 4409000 |
| 2024-09-30 | 4935000 |
| 2024-12-31 | 5291000 |
| 2025-03-31 | 2694000 |
| 2025-06-30 | 542000 |
| 2025-09-30 | 223000 |
| 2025-12-31 | 708000 |
| 2026-03-31 | 428000 |
| 2026-06-30 | 465000 |
| 2026-09-30 | 428000 |
Quarterly position history
How this manager's reported quarter-end position changed over time.
| Quarter | Activity | Shares | Change | % of reported 13F | Reported value | Filed | Source filing |
|---|---|---|---|---|---|---|---|
| Q3 2026 | Reduced | 8,826 | -101 (-1.1%) | < 0.01% | $428,000 | 2026-11-05 | |
| Q2 2026 | Reduced | 8,927 | -571 (-6.0%) | < 0.01% | $465,000 | 2026-08-14 | |
| Q1 2026 | Reduced | 9,498 | -6,353 (-40.1%) | < 0.01% | $428,000 | 2026-05-01 | |
| Q4 2025 | Added | 15,851 | +10,805 (214.1%) | < 0.01% | $708,000 | 2026-02-05 | |
| Q3 2025 | Reduced | 5,046 | -8,247 (-62.0%) | < 0.01% | $223,000 | 2025-11-04 | |
| Q2 2025 | Reduced | 13,293 | -45,565 (-77.4%) | < 0.01% | $542,000 | 2025-08-11 | |
| Q1 2025 | Reduced | 58,858 | -62,001 (-51.3%) | < 0.01% | $2,694,000 | 2025-05-13 | |
| Q4 2024 | Added | 120,859 | +5,641 (4.9%) | 0.01% | $5,291,000 | 2025-02-10 | |
| Q3 2024 | Added | 115,218 | +3,150 (2.8%) | < 0.01% | $4,935,000 | 2024-11-07 | |
| Q2 2024 | Added | 112,068 | +5,568 (5.2%) | < 0.01% | $4,409,000 | 2024-08-13 | |
| Q1 2024 | Added | 106,500 | +5,220 (5.2%) | < 0.01% | $4,429,000 | 2024-05-14 | |
| Q4 2023 | Added | 101,280 | +2,385 (2.4%) | < 0.01% | $3,961,000 | 2024-02-14 | |
| Q3 2023 | Added | 98,895 | +17,826 (22.0%) | < 0.01% | $3,452,000 | 2023-11-14 | |
| Q2 2023 | Added | 81,069 | +10,704 (15.2%) | < 0.01% | $2,993,000 | 2023-08-14 | |
| Q1 2023 | Reduced | 70,365 | -879 (-1.2%) | < 0.01% | $2,485,000 | 2023-05-17 | |
| Q4 2022 | Added | 71,244 | +978 (1.4%) | < 0.01% | $2,436,000 | 2023-02-08 | |
| Q3 2022 | Reduced | 70,266 | -12,914 (-15.5%) | < 0.01% | $2,254,000 | 2022-11-14 | |
| Q2 2022 | Added | 83,180 | +2,043 (2.5%) | < 0.01% | $2,729,000 | 2022-08-16 | |
| Q1 2022 | New | 81,137 | +81,137 (0.0%) | < 0.01% | $3,233,000 | 2022-05-13 | |
| Q4 2021 | Unchanged | 0 | 0 (0.0%) | < 0.01% | $2,180,000 | 2022-02-16 | |
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Who else reported the position
200 managers reported NUVEEN ESG SMALL-CAP ETF for Q3 2022.
| Manager | Activity | Shares | Change | % of reported 13F | Reported value | Tenure |
|---|---|---|---|---|---|---|
| Bank of America Corporation | Reduced | 5,352,370 | -1,573,178 | 0.02% | $171,613,000 | 21 qtrs |
| TIAA FSB | Added | 2,340,790 | +29,304 | 0.32% | $75,054,000 | 13 qtrs |
| ROYAL BANK OF CANADA | Added | 912,029 | +52,847 | < 0.01% | $29,243,000 | 19 qtrs |
| Abacus Wealth Partners LLC | Added | 855,927 | +73,766 | 14.54% | $27,444,003 | 8 qtrs |
| MORGAN STANLEY | Added | 776,378 | +85,749 | < 0.01% | $24,893,000 | 18 qtrs |
| MISSION WEALTH MANAGEMENT LP | Added | 676,771 | +30,215 | 1.15% | $21,700,000 | 18 qtrs |
| AMERIPRISE FINANCIAL INC | Added | 553,012 | +21,641 | < 0.01% | $17,697,000 | 11 qtrs |
| UBS Group AG | Reduced | 546,178 | -10,131 | < 0.01% | $17,512,000 | 20 qtrs |
| WELLS FARGO & COMPANY MN | Reduced | 428,729 | -87,262 | < 0.01% | $13,746,000 | 17 qtrs |
| LPL Financial LLC | Added | 365,159 | +44,552 | 0.01% | $11,708,000 | 20 qtrs |
Filing details and methodology As reported
- Report period
- September 30, 2022
- Filed
- November 14, 2022
- Filing type
- 13F-HR
- Position type
- NUVEEN ESG SMLCP
Voting authority reported
- Sole
- 0
- Shared
- 0
- None
- 70,266
“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.
Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.