Form 13-F position report

NUVEEN ESG SMALL-CAP ETF

Reported by Thrivent Financial for Lutherans

NUSC CUSIP 67092P607 Manager CIK 0000314984

Reported 71,244 shares, up 978 (1.4%) from the prior quarter.

Reported value 8.1%; share count 1.4% vs. the prior quarter.

Added
% of reported 13F value < 0.01% This manager · Q4 2022
Shares 71,244 Quarter-end amount reported
Reported value $2,436,000 Fair value at quarter end
Consecutive quarters held 16 Through Q4 2022

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Reported position value by quarter
Date Holding Value
2021-12-31 2180000
2022-03-31 3233000
2022-06-30 2729000
2022-09-30 2254000
2022-12-31 2436000
2023-03-31 2485000
2023-06-30 2993000
2023-09-30 3452000
2023-12-31 3961000
2024-03-31 4429000
2024-06-30 4409000
2024-09-30 4935000
2024-12-31 5291000
2025-03-31 2694000
2025-06-30 542000
2025-09-30 223000
2025-12-31 708000
2026-03-31 428000
2026-06-30 465000
2026-09-30 428000

Quarterly position history

How this manager's reported quarter-end position changed over time.

20 quarters
Quarterly reported position history for NUVEEN ESG SMALL-CAP ETF held by Thrivent Financial for Lutherans.
Quarter Activity Shares Change % of reported 13F Reported value Filed Source filing
Q3 2026 Reduced 8,826 -101 (-1.1%) < 0.01% $428,000 2026-11-05
Q2 2026 Reduced 8,927 -571 (-6.0%) < 0.01% $465,000 2026-08-14
Q1 2026 Reduced 9,498 -6,353 (-40.1%) < 0.01% $428,000 2026-05-01
Q4 2025 Added 15,851 +10,805 (214.1%) < 0.01% $708,000 2026-02-05
Q3 2025 Reduced 5,046 -8,247 (-62.0%) < 0.01% $223,000 2025-11-04
Q2 2025 Reduced 13,293 -45,565 (-77.4%) < 0.01% $542,000 2025-08-11
Q1 2025 Reduced 58,858 -62,001 (-51.3%) < 0.01% $2,694,000 2025-05-13
Q4 2024 Added 120,859 +5,641 (4.9%) 0.01% $5,291,000 2025-02-10
Q3 2024 Added 115,218 +3,150 (2.8%) < 0.01% $4,935,000 2024-11-07
Q2 2024 Added 112,068 +5,568 (5.2%) < 0.01% $4,409,000 2024-08-13
Q1 2024 Added 106,500 +5,220 (5.2%) < 0.01% $4,429,000 2024-05-14
Q4 2023 Added 101,280 +2,385 (2.4%) < 0.01% $3,961,000 2024-02-14
Q3 2023 Added 98,895 +17,826 (22.0%) < 0.01% $3,452,000 2023-11-14
Q2 2023 Added 81,069 +10,704 (15.2%) < 0.01% $2,993,000 2023-08-14
Q1 2023 Reduced 70,365 -879 (-1.2%) < 0.01% $2,485,000 2023-05-17
Q4 2022 Added 71,244 +978 (1.4%) < 0.01% $2,436,000 2023-02-08
Q3 2022 Reduced 70,266 -12,914 (-15.5%) < 0.01% $2,254,000 2022-11-14
Q2 2022 Added 83,180 +2,043 (2.5%) < 0.01% $2,729,000 2022-08-16
Q1 2022 New 81,137 +81,137 (0.0%) < 0.01% $3,233,000 2022-05-13
Q4 2021 Unchanged 0 0 (0.0%) < 0.01% $2,180,000 2022-02-16
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Who else reported the position

216 managers reported NUVEEN ESG SMALL-CAP ETF for Q4 2022.

Managers reporting NUVEEN ESG SMALL-CAP ETF in Q4 2022.
Manager Activity Shares Change % of reported 13F Reported value Tenure
Bank of America Corporation Reduced 4,753,519 -598,851 0.02% $162,475,291 22 qtrs
TIAA FSB Added 2,367,584 +26,794 0.32% $80,924,021 14 qtrs
ROYAL BANK OF CANADA Added 996,413 +84,384 < 0.01% $34,057,000 20 qtrs
Abacus Wealth Partners LLC Added 894,732 +38,805 10.88% $30,581,933 9 qtrs
MORGAN STANLEY Added 840,866 +64,488 < 0.01% $28,740,800 19 qtrs
MISSION WEALTH MANAGEMENT LP Added 694,042 +17,271 1.13% $23,722,372 19 qtrs
AMERIPRISE FINANCIAL INC Added 662,046 +109,034 < 0.01% $22,633,000 12 qtrs
UBS Group AG Reduced 505,875 -40,303 < 0.01% $17,290,807 21 qtrs
LPL Financial LLC Added 425,356 +60,197 0.01% $14,538,661 21 qtrs
WELLS FARGO & COMPANY MN Reduced 367,460 -61,269 < 0.01% $12,559,784 18 qtrs
Premium adds each manager's conviction percentile across reporting peers.
Filing details and methodology As reported
Report period
December 31, 2022
Filed
February 08, 2023
Filing type
13F-HR
Position type
NUVEEN ESG SMLCP

Voting authority reported

Sole
0
Shared
0
None
71,244

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.