Form 13-F position report

FIRST TR EXCHANGE-TRADED FD

Reported by Cetera Advisor Networks LLC

ETF profile Manager portfolio Source filing
FTXO CUSIP 33738R860 Manager CIK 0001534468
Latest reported change

Reported 23,172 shares, down 4,923 (17.5%) from the prior quarter.

Reported value -19.7%; share count -17.5% vs. the prior quarter.

Reduced
% of reported 13F value < 0.01% This manager · Q3 2023
Shares 23,172 Quarter-end amount reported
Reported value $478,959 Fair value at quarter end
Consecutive quarters held 10 Through Q3 2023

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Manager history

Quarterly position history

How this manager's reported quarter-end position changed over time.

18 quarters
Quarter Activity Shares Change % of reported 13F Reported value Filed
Q1 2024 Reduced 0 -26,752 (-100.0%) 0 $0 2024-05-15
Q4 2023 Added 26,752 +3,580 (15.4%) < 0.01% $675,750 2024-02-13
Q3 2023 Reduced 23,172 -4,923 (-17.5%) < 0.01% $478,959 2023-11-14
Q2 2023 Reduced 28,095 -2,605 (-8.5%) < 0.01% $596,262 2023-08-10
Q1 2023 Reduced 30,700 -15,359 (-33.3%) < 0.01% $652,677 2023-05-15
Q4 2022 Added 46,059 +2,519 (5.8%) < 0.01% $1,206,746 2023-02-14
Q3 2022 Reduced 43,540 -1,503 (-3.3%) 0.01% $1,128,000 2022-11-14
Q2 2022 Added 45,043 +2,556 (6.0%) 0.02% $1,174,000 2022-08-11
Q1 2022 Added 42,487 +7,931 (23.0%) 0.02% $1,350,000 2022-05-12
Q4 2021 Added 34,556 +3,345 (10.7%) 0.01% $1,135,000 2022-02-14
Q3 2021 Added 31,211 +2,032 (7.0%) 0.01% $1,019,000 2021-11-16
Q2 2021 New 29,179 +29,179 (0.0%) 0.01% $905,000 2021-08-13
Q3 2020 Reduced 0 -5,936 (-100.0%) 0 $0 2020-11-13
Q2 2020 New 5,936 +5,936 (0.0%) < 0.01% $105,000 2020-08-13
Q1 2020 Reduced 0 -9,980 (-100.0%) 0 $0 2020-05-08
Q4 2019 Reduced 9,980 -20,451 (-67.2%) < 0.01% $283,000 2020-02-10
Q3 2019 Reduced 30,431 -487 (-1.6%) 0.02% $779,000 2019-11-06
Q2 2019 Reduced 30,918 -12,230 (-28.3%) 0.02% $786,000 2019-08-12
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Institutional context

Who else reported the position

85 managers reported FIRST TR EXCHANGE-TRADED FD for Q3 2023.

Manager Activity Shares Change % of reported 13F Reported value Tenure
MORGAN STANLEY Reduced 494,068 -136,633 < 0.01% $10,212,386 27 qtrs
LPL Financial LLC Reduced 432,413 -20,993 < 0.01% $8,937,964 28 qtrs
Secure Asset Management LLC Added 264,667 +221,167 1.64% $5,470,675 8 qtrs
ENVESTNET ASSET MANAGEMENT INC Reduced 232,571 -7,225 < 0.01% $4,807,245 12 qtrs
Raymond James Financial Services Advisors Inc Reduced 183,994 -33,341 < 0.01% $3,803,161 27 qtrs
WELLS FARGO & COMPANY MN Reduced 156,456 -246 < 0.01% $3,233,952 27 qtrs
ADVISOR GROUP HOLDINGS INC Added 139,531 +13,860 < 0.01% $2,811,629 15 qtrs
UBS Group AG Reduced 129,079 -29,332 < 0.01% $2,668,063 27 qtrs
Bank of America Corporation Reduced 124,836 -14,414 < 0.01% $2,580,359 28 qtrs
AMERIPRISE FINANCIAL INC Reduced 86,283 -2,249 < 0.01% $1,783,783 11 qtrs
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Filing details and methodology As reported
Report period
September 30, 2023
Filed
November 14, 2023
Filing type
13F-HR
Position type
NASDAQ BK ETF

Voting authority reported

Sole
0
Shared
0
None
23,172

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.