Form 13-F position report

FIRST TR EXCHANGE-TRADED FD

Reported by Cetera Advisor Networks LLC

ETF profile Manager portfolio Source filing
FTXO CUSIP 33738R860 Manager CIK 0001534468
Latest reported change

Reported 31,211 shares, up 2,032 (7.0%) from the prior quarter.

Reported value 12.6%; share count 7.0% vs. the prior quarter.

Added
% of reported 13F value 0.01% This manager · Q3 2021
Shares 31,211 Quarter-end amount reported
Reported value $1,019,000 Fair value at quarter end
Consecutive quarters held 2 Through Q3 2021

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Manager history

Quarterly position history

How this manager's reported quarter-end position changed over time.

18 quarters
Quarter Activity Shares Change % of reported 13F Reported value Filed
Q1 2024 Reduced 0 -26,752 (-100.0%) 0 $0 2024-05-15
Q4 2023 Added 26,752 +3,580 (15.4%) < 0.01% $675,750 2024-02-13
Q3 2023 Reduced 23,172 -4,923 (-17.5%) < 0.01% $478,959 2023-11-14
Q2 2023 Reduced 28,095 -2,605 (-8.5%) < 0.01% $596,262 2023-08-10
Q1 2023 Reduced 30,700 -15,359 (-33.3%) < 0.01% $652,677 2023-05-15
Q4 2022 Added 46,059 +2,519 (5.8%) < 0.01% $1,206,746 2023-02-14
Q3 2022 Reduced 43,540 -1,503 (-3.3%) 0.01% $1,128,000 2022-11-14
Q2 2022 Added 45,043 +2,556 (6.0%) 0.02% $1,174,000 2022-08-11
Q1 2022 Added 42,487 +7,931 (23.0%) 0.02% $1,350,000 2022-05-12
Q4 2021 Added 34,556 +3,345 (10.7%) 0.01% $1,135,000 2022-02-14
Q3 2021 Added 31,211 +2,032 (7.0%) 0.01% $1,019,000 2021-11-16
Q2 2021 New 29,179 +29,179 (0.0%) 0.01% $905,000 2021-08-13
Q3 2020 Reduced 0 -5,936 (-100.0%) 0 $0 2020-11-13
Q2 2020 New 5,936 +5,936 (0.0%) < 0.01% $105,000 2020-08-13
Q1 2020 Reduced 0 -9,980 (-100.0%) 0 $0 2020-05-08
Q4 2019 Reduced 9,980 -20,451 (-67.2%) < 0.01% $283,000 2020-02-10
Q3 2019 Reduced 30,431 -487 (-1.6%) 0.02% $779,000 2019-11-06
Q2 2019 Reduced 30,918 -12,230 (-28.3%) 0.02% $786,000 2019-08-12
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Institutional context

Who else reported the position

83 managers reported FIRST TR EXCHANGE-TRADED FD for Q3 2021.

Manager Activity Shares Change % of reported 13F Reported value Tenure
MORGAN STANLEY Reduced 860,355 -282,936 < 0.01% $28,082,000 19 qtrs
LPL Financial LLC Added 478,844 +654 0.01% $15,629,000 20 qtrs
Bank of America Corporation Reduced 392,945 -70,447 < 0.01% $12,825,000 20 qtrs
WELLS FARGO & COMPANY MN Reduced 297,004 -24,466 < 0.01% $9,694,000 19 qtrs
ADVISOR GROUP HOLDINGS INC Added 279,376 +86,927 0.02% $9,137,000 7 qtrs
ROYAL BANK OF CANADA Added 265,708 +29,280 < 0.01% $8,674,000 20 qtrs
ENVESTNET ASSET MANAGEMENT INC Added 220,565 +20,480 < 0.01% $7,199,000 4 qtrs
UBS Group AG Reduced 202,844 -4,315 < 0.01% $6,621,000 19 qtrs
Raymond James Financial Services Advisors Inc Added 155,396 +17,186 0.01% $5,072,000 19 qtrs
Cetera Advisors LLC Added 145,409 +81,601 0.09% $4,746,000 2 qtrs
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Filing details and methodology As reported
Report period
September 30, 2021
Filed
November 16, 2021
Filing type
13F-HR
Position type
NASDAQ BK ETF

Voting authority reported

Sole
0
Shared
0
None
31,211

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.