Form 13-F position report

FIRST TR ETF VI NASDAQ BK ETF

Reported by Cetera Advisor Networks LLC

ETF profile Manager portfolio Source filing
FTXO CUSIP 33738R860 Manager CIK 0001534468
Latest reported change

Reported 9,980 shares, down 20,451 (67.2%) from the prior quarter.

Reported value -63.7%; share count -67.2% vs. the prior quarter.

Reduced
% of reported 13F value < 0.01% This manager · Q4 2019
Shares 9,980 Quarter-end amount reported
Reported value $283,000 Fair value at quarter end
Consecutive quarters held 7 Through Q4 2019

Reported position value by quarter

Reported position value by quarter

Each bar is a Form 13-F quarter-end snapshot. It does not show trades made within the quarter.

Manager history

Quarterly position history

How this manager's reported quarter-end position changed over time.

18 quarters
Quarter Activity Shares Change % of reported 13F Reported value Filed
Q1 2024 Reduced 0 -26,752 (-100.0%) 0 $0 2024-05-15
Q4 2023 Added 26,752 +3,580 (15.4%) < 0.01% $675,750 2024-02-13
Q3 2023 Reduced 23,172 -4,923 (-17.5%) < 0.01% $478,959 2023-11-14
Q2 2023 Reduced 28,095 -2,605 (-8.5%) < 0.01% $596,262 2023-08-10
Q1 2023 Reduced 30,700 -15,359 (-33.3%) < 0.01% $652,677 2023-05-15
Q4 2022 Added 46,059 +2,519 (5.8%) < 0.01% $1,206,746 2023-02-14
Q3 2022 Reduced 43,540 -1,503 (-3.3%) 0.01% $1,128,000 2022-11-14
Q2 2022 Added 45,043 +2,556 (6.0%) 0.02% $1,174,000 2022-08-11
Q1 2022 Added 42,487 +7,931 (23.0%) 0.02% $1,350,000 2022-05-12
Q4 2021 Added 34,556 +3,345 (10.7%) 0.01% $1,135,000 2022-02-14
Q3 2021 Added 31,211 +2,032 (7.0%) 0.01% $1,019,000 2021-11-16
Q2 2021 New 29,179 +29,179 (0.0%) 0.01% $905,000 2021-08-13
Q3 2020 Reduced 0 -5,936 (-100.0%) 0 $0 2020-11-13
Q2 2020 New 5,936 +5,936 (0.0%) < 0.01% $105,000 2020-08-13
Q1 2020 Reduced 0 -9,980 (-100.0%) 0 $0 2020-05-08
Q4 2019 Reduced 9,980 -20,451 (-67.2%) < 0.01% $283,000 2020-02-10
Q3 2019 Reduced 30,431 -487 (-1.6%) 0.02% $779,000 2019-11-06
Q2 2019 Reduced 30,918 -12,230 (-28.3%) 0.02% $786,000 2019-08-12
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Institutional context

Who else reported the position

72 managers reported FIRST TR ETF VI NASDAQ BK ETF for Q4 2019.

Manager Activity Shares Change % of reported 13F Reported value Tenure
MORGAN STANLEY Reduced 471,305 -10,407 < 0.01% $13,281,000 12 qtrs
WELLS FARGO & COMPANY MN Reduced 358,616 -21,591 < 0.01% $10,106,000 12 qtrs
LPL Financial LLC Reduced 203,688 -40,026 0.01% $5,740,000 13 qtrs
UBS Group AG Reduced 186,334 -14,201 < 0.01% $5,251,000 12 qtrs
ROYAL BANK OF CANADA Reduced 127,985 -156,778 < 0.01% $3,607,000 13 qtrs
MILLENNIUM MANAGEMENT LLC Added 122,154 +17,716 < 0.01% $3,442,000 2 qtrs
Raymond James Financial Services Advisors Inc Reduced 116,980 -42,921 0.01% $3,296,000 12 qtrs
Janney Montgomery Scott LLC Added 110,078 +19,881 0.02% $3,102,000 12 qtrs
Bank of America Corporation Reduced 101,461 -47,777 < 0.01% $2,859,000 13 qtrs
SUSQUEHANNA INTERNATIONAL GROUP LLP Reduced 67,917 -12,831 < 0.01% $1,914,000 11 qtrs
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Filing details and methodology As reported
Report period
December 31, 2019
Filed
February 10, 2020
Filing type
13F-HR
Position type
NASDAQ BK ETF

Voting authority reported

Sole
0
Shared
0
None
9,980

“None” means the manager reported no voting authority for those shares on non-routine matters. It does not disclose why and is not evidence of securities lending.

Form 13-F is a delayed quarter-end snapshot of disclosed long Section 13(f) securities. It can be filed up to 45 days after quarter end, excludes short positions and most non-U.S. securities, and does not reveal intra-quarter trading. For options, reported shares and value describe the underlying-share exposure; strike, expiry, premium, and written positions are not disclosed.