POWERSHARES ETF TRUST

PNQI
CUSIP 73935X146 Nasdaq ETF

Institutional ownership · Q4 2015

Latest quarter (Q2 2019)
Institutional holders 34 +3 (+9.7%) vs Q3 2015
Reported value $73.2M +51.1% vs Q3 2015
Shares held 915.2K +213.1K shares
Quarter Q4 2015 Period ended Dec 31, 2015

34 institutional managers reported holding 915,246 shares worth $73,203,000 on Form 13F for Q4 2015, against 31 in Q3 2015. Share positions on CUSIP 73935X146 only; option legs and principal-amount lines are not counted.

Top 25 institutional holders · Q4 2015

# Manager Shares Value % of portfolio Change
1 MORGAN STANLEY 123,801 $9.9M < 0.01% +29.7K Position
2 WELLS FARGO & COMPANY MN 104,979 $8.4M < 0.01% -12.3K Position
3 SG Americas Securities LLC 99,600 $8.0M 0.06% — Position
4 Bank of America Corporation 88,840 $7.1M < 0.01% +305 Position
5 LPL Financial LLC 78,194 $6.0M 0.02% +42.9K Position
6 UBS Group AG 75,261 $6.0M < 0.01% +14.2K Position
7 Citigroup Inc 55,993 $4.5M < 0.01% -1.1K Position
8 ENVESTNET ASSET MANAGEMENT INC 48,136 $3.9M 0.02% New Position
9 UNITED CAPITAL FINANCIAL ADVISERS LLC 28,977 $2.3M 0.03% New Position
10 ROYAL BANK OF CANADA 28,534 $2.3M < 0.01% +6.1K Position
11 IFP Advisors Inc 28,270 $2.3M 0.15% — Position
12 BAROMETER CAPITAL MANAGEMENT INC 28,100 $2.3M 0.22% +4.1K Position
13 SUSQUEHANNA INTERNATIONAL GROUP LLP 22,033 $1.8M < 0.01% -21.4K Position
14 B Riley Wealth Advisors Inc 17,707 $1.4M 0.29% +12.0K Position
15 Autus Asset Management LLC 13,990 $1.1M 0.29% +445 Position
16 American International Group Inc 13,772 $1.1M < 0.01% +9.8K Position
17 LADENBURG THALMANN FINANCIAL SERVICES INC 9,954 $798.0K 0.01% +8.9K Position
18 JANE STREET GROUP LLC 9,346 $750.0K < 0.01% New Position
19 EDMOND DE ROTHSCHILD HOLDING S A 6,777 $544.0K 0.01% +5.1K Position
20 Madden Advisory Services Inc 6,345 $509.0K 0.34% -270 Position
21 AMERIPRISE FINANCIAL INC 4,797 $385.0K < 0.01% New Position
22 Cetera Advisors LLC 4,386 $354.0K 0.03% New Position
23 Cetera Advisor Networks LLC 4,252 $340.0K 0.02% +885 Position
24 CIBC WORLD MARKET INC 4,083 $328.0K < 0.01% +195 Position
25 JPMorgan Chase & Co 3,262 $262.0K < 0.01% -67 Position

Values as reported on each manager's Q4 2015 Form 13F. Change is in shares against the manager's prior-quarter filing.

13F holders by quarter

Quarter Holders Shares Value
Q2 2019 1 134 $18.0K
Q1 2019 1 134 $18.0K
Q4 2018 1 134 $15.0K
Q3 2018 1 -3 134 $18.0K
Q2 2018 4 -66 80.7K $10.4M
Q1 2018 70 +6 1.2M $158.3M
Q4 2017 64 +4 1.0M $120.0M
Q3 2017 60 +4 1.4M $154.7M
Q2 2017 56 +6 967.4K $99.2M
Q1 2017 50 +3 815.6K $77.0M
Q4 2016 47 -3 736.8K $61.0M
Q3 2016 50 +8 1.0M $91.8M
Q2 2016 42 +1 878.1K $67.3M
Q1 2016 41 +7 1.1M $82.2M
Q4 2015 34 +3 915.2K $73.2M
Q3 2015 31 +1 702.2K $48.4M
Q2 2015 30 +1 692.7K $50.7M
Q1 2015 29 -5 834.5K $58.6M
Q4 2014 34 -6 1.1M $74.3M
Q3 2014 40 1.3M $91.7M

Q3 2014–Q2 2019, as reported on Form 13F. Earlier quarters are in the ownership explorer below.

Ownership explorer

Security Details

CUSIP 73935X146
Symbol PNQI
Type Etf
Class NASD INTNT ETF as filed on 13F
Exchange Nasdaq

Other securities from this issuer

Name Symbol CUSIP Type
DYNAMIC AGGRESSIVE GRWTH PORT PGZ 73935X294 Common stock
DYNAMIC BANKING SECT PORT PWRS PJB 73935X336 Common stock
DYNAMIC CLEANTECH PORT PWRSHS PZD 73935X278 Common stock
DYNAMIC DEEP VAL PORT PWRSHRS PVM 73935X310 Common stock
DYNAMIC HEALTHCARE SVCS SECTOR PTJ 73935X328 Common stock
DYNAMIC MAGNIQUANT PORT PWRSHR PIQ 73935X468 Common stock
POWERSHARES AEROSPACE & DEFENS PPA 73935X690 Common stock
POWERSHARES DIVIDEND ACHIEVERS PFM 73935X732 Common stock
POWERSHARES DWA BASIC MATEIALS PYZ 73935X427 Common stock
POWERSHARES DWA CONSUMER CYCLI PEZ 73935X419 Common stock
POWERSHARES DWA CONSUMER STAPL PSL 73935X393 Common stock
POWERSHARES DWA ENERGY MOMENTU PXI 73935X385 Common stock

Identifier History

Type Value From To
CUSIP 73935X146 2008-09-16 Current

Listing History

Symbol Exchange From To
PNQI Nasdaq 2008-09-16 Current