POWERSHARES ETF TRUST

PNQI
CUSIP 73935X146 Nasdaq ETF

Institutional ownership · Q3 2015

Latest quarter (Q2 2019)
Institutional holders 31 +1 (+3.3%) vs Q2 2015
Reported value $48.4M -4.6% vs Q2 2015
Shares held 702.2K +9.4K shares
Quarter Q3 2015 Period ended Sep 30, 2015

31 institutional managers reported holding 702,179 shares worth $48,435,000 on Form 13F for Q3 2015, against 30 in Q2 2015. Share positions on CUSIP 73935X146 only; option legs and principal-amount lines are not counted.

Top 25 institutional holders · Q3 2015

# Manager Shares Value % of portfolio Change
1 WELLS FARGO & COMPANY MN 117,267 $8.1M < 0.01% +20.5K Position
2 SG Americas Securities LLC 99,600 $6.8M 0.04% New Position
3 MORGAN STANLEY 94,077 $6.5M < 0.01% +7.5K Position
4 Bank of America Corporation 88,535 $6.1M < 0.01% -61.7K Position
5 UBS Group AG 61,055 $4.2M < 0.01% +9.4K Position
6 Citigroup Inc 57,093 $3.9M < 0.01% +27 Position
7 SUSQUEHANNA INTERNATIONAL GROUP LLP 43,435 $3.0M < 0.01% +4.3K Position
8 LPL Financial LLC 35,299 $2.6M 0.01% -8.8K Position
9 BAROMETER CAPITAL MANAGEMENT INC 24,000 $1.7M 0.2% +9.3K Position
10 ROYAL BANK OF CANADA 22,386 $1.5M < 0.01% -11.8K Position
11 Autus Asset Management LLC 13,545 $935.0K 0.29% +8.0K Position
12 Madden Advisory Services Inc 6,615 $456.0K 0.3% — Position
13 MILLENNIUM MANAGEMENT LLC 6,000 $414.0K < 0.01% New Position
14 B Riley Wealth Advisors Inc 5,702 $394.0K 0.09% +713 Position
15 CITADEL ADVISORS LLC 4,738 $322.0K < 0.01% -39.1K Position
16 American International Group Inc 3,980 $275.0K < 0.01% +1.2K Position
17 CIBC WORLD MARKET INC 3,888 $269.0K < 0.01% — Position
18 Cetera Advisor Networks LLC 3,367 $234.0K 0.02% New Position
19 JPMorgan Chase & Co 3,329 $227.0K < 0.01% -16 Position
20 BANK HAPOALIM BM 2,908 $201.0K 0.05% -140 Position
21 EDMOND DE ROTHSCHILD HOLDING S A 1,721 $117.0K < 0.01% -20.1K Position
22 LADENBURG THALMANN FINANCIAL SERVICES INC 1,032 $71.0K < 0.01% +210 Position
23 Creative Planning 986 $68.0K < 0.01% New Position
24 SIMPLEX TRADING LLC 911 $62.0K < 0.01% New Position
25 US BANCORP DE 250 $17.0K < 0.01% — Position

Values as reported on each manager's Q3 2015 Form 13F. Change is in shares against the manager's prior-quarter filing.

13F holders by quarter

Quarter Holders Shares Value
Q2 2019 1 134 $18.0K
Q1 2019 1 134 $18.0K
Q4 2018 1 134 $15.0K
Q3 2018 1 -3 134 $18.0K
Q2 2018 4 -66 80.7K $10.4M
Q1 2018 70 +6 1.2M $158.3M
Q4 2017 64 +4 1.0M $120.0M
Q3 2017 60 +4 1.4M $154.7M
Q2 2017 56 +6 967.4K $99.2M
Q1 2017 50 +3 815.6K $77.0M
Q4 2016 47 -3 736.8K $61.0M
Q3 2016 50 +8 1.0M $91.8M
Q2 2016 42 +1 878.1K $67.3M
Q1 2016 41 +7 1.1M $82.2M
Q4 2015 34 +3 915.2K $73.2M
Q3 2015 31 +1 702.2K $48.4M
Q2 2015 30 +1 692.7K $50.7M
Q1 2015 29 -5 834.5K $58.6M
Q4 2014 34 -6 1.1M $74.3M
Q3 2014 40 1.3M $91.7M

Q3 2014–Q2 2019, as reported on Form 13F. Earlier quarters are in the ownership explorer below.

Ownership explorer

Security Details

CUSIP 73935X146
Symbol PNQI
Type Etf
Class NASD INTNT ETF as filed on 13F
Exchange Nasdaq

Other securities from this issuer

Name Symbol CUSIP Type
DYNAMIC AGGRESSIVE GRWTH PORT PGZ 73935X294 Common stock
DYNAMIC BANKING SECT PORT PWRS PJB 73935X336 Common stock
DYNAMIC CLEANTECH PORT PWRSHS PZD 73935X278 Common stock
DYNAMIC DEEP VAL PORT PWRSHRS PVM 73935X310 Common stock
DYNAMIC HEALTHCARE SVCS SECTOR PTJ 73935X328 Common stock
DYNAMIC MAGNIQUANT PORT PWRSHR PIQ 73935X468 Common stock
POWERSHARES AEROSPACE & DEFENS PPA 73935X690 Common stock
POWERSHARES DIVIDEND ACHIEVERS PFM 73935X732 Common stock
POWERSHARES DWA BASIC MATEIALS PYZ 73935X427 Common stock
POWERSHARES DWA CONSUMER CYCLI PEZ 73935X419 Common stock
POWERSHARES DWA CONSUMER STAPL PSL 73935X393 Common stock
POWERSHARES DWA ENERGY MOMENTU PXI 73935X385 Common stock

Identifier History

Type Value From To
CUSIP 73935X146 2008-09-16 Current

Listing History

Symbol Exchange From To
PNQI Nasdaq 2008-09-16 Current